Regulatory Compliance Audit Manager
3 weeks ago
The Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audits regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and regulatory compliance management, you will act as a trusted advisor to auditees and business platform/regional audit teams globally.
Key Responsibilities- Participate in the execution of risk-based Enterprise level regulatory compliance audit projects effectively and efficiently, while adding value and identifying opportunities for utilizing data analytics to improve processes.
- Actively contribute to the development of continuous monitoring and continuous assurance to monitor and report key emerging inherent risk areas and weaknesses in control environment.
- Support the development of Compliance CoE, remaining abreast of regulatory changes to provide effective advisory support to first business audit teams in covering first line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing (under OSFI E13 Guidelines).
- Support the development and maintenance of Standard Audit Programs which is aligned to OSFI E13 Guideline ensuring consistent and complete audit testing of regulatory compliance management program across all regions and segment.
- Support the development of learning programs to educate broader audit department on emerging regulatory changes across various business segments (i.e., Personal Banking, Capital Markets, Wealth Management).
- Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo.
- Develop and maintain authentic, positive, and productive working relationships with senior leaderships in Regulatory Compliance and in Audit.
- Strong emotional intelligence, leadership skills to motivate and deliver in a team engagement environment, and ability to multitask, prioritize and adapt to fast changing environment.
- 3+ years of experience in risk management, regulatory compliance management in a large financial institution, professional consulting/accounting firm, internal audit, or a compliance/regulatory environment. University degree (e.g. business, accounting, legal).
- Excellent written and verbal communication skills and demonstrated critical thinking.
- Knowledge of key regulatory compliance regulations (at minimum Canadian (OSFI) (i.e., E-13 Regulatory Compliance Management Guideline), US and UK regulations in the financial services industry).
- Intermediate experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and analytical skills.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Flexible work/life balance options.
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance...
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Regulatory Compliance Audit Manager
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance...
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
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Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a key leader and subject matter expert in risk management with knowledge of regulatory compliance management and corporate governance, preferably from larger financial institutions. As a dynamic and adaptable leader, you will be responsible for ensuring the bank's compliance with regulatory requirements...
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining the highest standards of risk management.Key ResponsibilitiesLead the execution of...
