Compliance Assurance Analyst

4 weeks ago


Richmond Hill, Ontario, Canada IVARI Full time
About ivari

Welcome to ivari, a dedicated organization with a workforce of 300 employees across Canada, committed to making a positive impact in the life insurance sector. Our mission is to recruit individuals who are enthusiastic about assisting others in safeguarding their families while providing a supportive and nurturing work environment.

At ivari, we embrace diversity and inclusivity. We strive to cultivate a workforce that reflects the varied backgrounds of our customers and the communities we serve. Our aim is to create an accessible workplace where every employee and client feels appreciated, respected, and supported.

Position Overview

This role is a contract position focused on compliance oversight. As a Compliance Assurance Analyst, you will engage in second line of defense compliance activities to support various risk management initiatives, including Fair Treatment of Customers (FTC) and Sound Commercial Practices.

Your responsibilities will include:

  • Staying informed about evolving regulatory requirements and providing guidance on compliance matters.
  • Communicating compliance challenges related to control design and effectiveness.
  • Identifying, monitoring, assessing, documenting, and reporting risks.
  • Creating and delivering training sessions, attestations, and other compliance-related processes and tools.
  • Collaborating with compliance team members to enhance governance and business culture concerning sound commercial practices and fair treatment of customers.

Key Responsibilities

This role encompasses various compliance areas, including:

  • Code of conduct and conflict of interest
  • Product design and distribution strategies
  • Customer disclosures and product promotion
  • Claims handling and settlement
  • Complaints management and dispute resolution
  • Privacy and protection of personal information
  • Administrative services and underwriting
  • Cybersecurity and business continuity

You will also:

  • Prepare and manage certifications and attestations related to regulatory compliance.
  • Develop self-assessment tools for business units to evaluate compliance.
  • Conduct independent investigations, root cause analyses, and assessments, providing detailed reports.
  • Document and revise policies, procedures, and frameworks.
  • Research and propose key risk indicators and performance metrics for various risk programs.
  • Analyze trends in risk changes to identify potential threats and opportunities for senior management.
  • Partner with the learning and development team to create and deliver mandatory compliance training.
  • Track training completion and report results.
Qualifications

The ideal candidate will possess:

  • 3-5 years of experience in compliance within the financial services sector.
  • Experience in life insurance operations or investment product operations is advantageous.
  • Proficiency in identifying and tracking regulatory changes and effectively communicating compliance requirements.
  • Strong analytical skills with at least 2 years of experience in data analytics and risk assessment.
  • Technical expertise in information and data management tools.
  • Experience in evaluating control design and implementation.
  • Strong investigative abilities.
  • Knowledge of life insurance products and distribution channels is a plus.
  • Ability to work independently and collaboratively across functions while maintaining oversight independence.
  • Excellent verbal and written communication skills.
  • A customer-centric approach.
  • Effective time management skills to handle multiple deadlines and shifting priorities.
  • Relevant post-secondary education.
  • Certifications related to privacy, FTC, and risk management are beneficial.
  • Bilingualism in French and English is an asset.
What We Offer

At ivari, we prioritize the motivation, recognition, and rewards of our employees. We provide:

  • Competitive base salaries
  • Flexible and hybrid work arrangements
  • Opportunities for professional growth
  • Recognition programs to celebrate achievements
  • Wellness initiatives to promote health and happiness
Who You Are

You thrive in a culture of respect and authenticity, where your contributions are valued. You embody our core values of clarity, ownership, flexibility, and collaboration.

If you resonate with our mission and values, we invite you to consider joining our team. Our commitment to inclusivity is reflected in our policies and practices designed to eliminate barriers and provide equal opportunities for all employees.


  • Contract Analyst

    1 week ago


    Richmond Hill, Ontario, Canada Olympus Corporation of the Americas Full time

    Job SummaryWe are seeking a highly skilled Contract Analyst to join our team at Olympus Corporation of the Americas. As a Contract Analyst, you will be responsible for managing the entire contract lifecycle, from procurement to contract administration.Key ResponsibilitiesContract Management: Develop, review, and negotiate contracts with suppliers, vendors,...

  • Contract Analyst

    2 weeks ago


    Richmond Hill, Ontario, Canada Olympus Corporation of the Americas Full time

    Job SummaryWe are seeking a highly skilled Contract Analyst to join our team at Olympus Corporation of the Americas. As a Contract Analyst, you will be responsible for managing the entire contract lifecycle, from procurement to contract administration.Key ResponsibilitiesContract Management: Develop, review, and negotiate contracts with suppliers, vendors,...


  • Richmond Hill, Ontario, Canada Nestlé SA Full time

    About the RoleNestlé SA is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Regulatory Affairs Operations Team, you will play a vital role in ensuring compliance with regulatory requirements for our natural health products and foods.Key ResponsibilitiesLabelling: Develop and implement labelling product...


  • Richmond Hill, Ontario, Canada Nestlé SA Full time

    About the RoleNestlé SA is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Regulatory Affairs Operations Team, you will play a vital role in ensuring compliance with regulatory requirements for our natural health products and foods.Key ResponsibilitiesLabelling: Develop and implement labelling product...


  • Richmond Hill, Ontario, Canada Venterra Realty Full time

    ROLE: Senior Treasury Analyst – 6 Months ContractREPORTS TO: Treasury ManagerLOCATION: Remote / Corporate Office in Richmond Hill (Hybrid)Venterra Realty is a well-capitalized, privately held investment and technology company with ~ $5.0 billion in managed assets and $375+ million in revenues. It owns and operates over 80 multi-unit residential properties...


  • Richmond Hill, Ontario, Canada Venterra Realty Full time

    ROLE: Senior Treasury Analyst – 6 Months ContractREPORTS TO: Treasury ManagerLOCATION: Remote / Corporate Office in Richmond Hill (Hybrid)Venterra Realty is a well-capitalized, privately held investment and technology company with ~ $5.0 billion in managed assets and $375+ million in revenues. It owns and operates over 80 multi-unit residential properties...


  • Richmond Hill, Ontario, Canada Venterra Realty Full time

    Job SummaryWe are seeking a highly motivated Contract Senior Treasury Analyst to join our Finance team at Venterra Realty. The ideal candidate will have a strong analytical mindset and be capable of handling a variety of treasury functions.Key ResponsibilitiesFinancial Reporting: Prepare and analyze daily, weekly, and monthly treasury reports to ensure...


  • Richmond Hill, Ontario, Canada Venterra Realty Full time

    Job SummaryWe are seeking a highly motivated Contract Senior Treasury Analyst to join our Finance team at Venterra Realty. The ideal candidate will have a strong analytical mindset and be capable of handling a variety of treasury functions.Key ResponsibilitiesFinancial Reporting: Prepare and analyze daily, weekly, and monthly treasury reports to ensure...


  • Richmond Hill, Ontario, Canada Rubinza Inc. Full time

    About the RoleWe are seeking a highly skilled Business Systems Analyst to join our team at Rubinza Inc. as an IT Solutions Expert. In this role, you will be responsible for designing, developing, and implementing information systems business solutions that meet the needs of our clients.Key ResponsibilitiesClient Consultation: Confer with clients to identify...


  • Richmond Hill, Ontario, Canada Rubinza Inc. Full time

    About the RoleWe are seeking a highly skilled Business Systems Analyst to join our team at Rubinza Inc. as an IT Solutions Expert. In this role, you will be responsible for designing, developing, and implementing information systems business solutions that meet the needs of our clients.Key ResponsibilitiesClient Consultation: Confer with clients to identify...


  • Richmond Hill, Ontario, Canada Canada Computers & Electronics Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Financial Analyst to join our team at Canada Computers & Electronics. As a key member of our finance department, you will be responsible for managing and monitoring daily accounting transactions, assisting with budget and forecasting, and preparing financial statements.Key...


  • Richmond Hill, Ontario, Canada Canada Computers & Electronics Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Financial Analyst to join our team at Canada Computers & Electronics. As a key member of our finance department, you will be responsible for managing and monitoring daily accounting transactions, assisting with budget and forecasting, and preparing financial statements.Key...


  • Richmond Hill, Ontario, Canada Canada Computers & Electronics Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Financial Analyst to join our team at Canada Computers & Electronics. As a key member of our finance department, you will be responsible for managing and monitoring daily accounting transactions, assisting with budget and forecasting, and preparing financial statements.Key...


  • Richmond Hill, Ontario, Canada Canada Computers & Electronics Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Financial Analyst to join our team at Canada Computers & Electronics. As a key member of our finance department, you will be responsible for managing and monitoring daily accounting transactions, assisting with budget and forecasting, and preparing financial statements.Key...


  • Richmond Hill, Ontario, Canada Viscor Full time

    Job SummaryViscor is seeking a highly skilled Quality Specialist to join our team. As a key member of our organization, you will be responsible for ensuring the highest standards of quality in all aspects of our operations.Key ResponsibilitiesDevelop and implement quality standards and procedures to ensure compliance with regulatory requirements.Collaborate...


  • Richmond Hill, Ontario, Canada Nestle Operational Services Worldwide SA Full time

    Job SummaryNestle Operational Services Worldwide SA is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Regulatory Affairs Operations Team, you will be responsible for providing strategic and functional regulatory leadership across our Canadian business.Key ResponsibilitiesManage the daily operation of the...


  • Richmond Hill, Ontario, Canada Nestle Operational Services Worldwide SA Full time

    Job SummaryNestle Operational Services Worldwide SA is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Regulatory Affairs Operations Team, you will be responsible for providing strategic and functional regulatory leadership across our Canadian business.Key ResponsibilitiesManage the daily operation of the...


  • Richmond Hill, Ontario, Canada Lupos (Canada) Biotechnology Inc. Full time

    {"title": "Senior Quality Assurance Associate", "description": "Job SummaryWe are seeking a highly skilled Senior Quality Assurance Associate to join our team at Lupos (Canada) Biotechnology Inc. in a DEL-regulated environment. The successful candidate will be responsible for overseeing Quality Assurance operations, ensuring compliance with DEL, NHP and GMP...


  • Richmond Hill, Ontario, Canada TalentSphere Staffing Solutions Full time

    Job Title: Quality Assurance SpecialistJob Summary:TalentSphere Staffing Solutions is seeking a detail-oriented Quality Assurance Specialist to join our team. As a Quality Assurance Specialist, you will be responsible for ensuring that products meet the required quality standards.Key Responsibilities:Inspect and verify tooling and products at various stages...


  • Richmond Hill, Ontario, Canada TalentSphere Staffing Solutions Full time

    Job Title: Quality Assurance SpecialistJob Summary:TalentSphere Staffing Solutions is seeking a detail-oriented Quality Assurance Specialist to join our team. As a Quality Assurance Specialist, you will be responsible for ensuring that products meet the required quality standards.Key Responsibilities:Inspect and verify tooling and products at various stages...