Head of IT Regulatory Compliance Management
3 weeks ago
Position Overview
The Director of Regulatory Change Management in IT plays a crucial role in overseeing the Bank's adherence to technology and security compliance regulations. This position is integral to the implementation of the IT&S Regulatory Compliance Management (RCM) Framework, ensuring alignment with the regulatory mandates set forth by the Office of the Superintendent of Financial Institutions (OSFI) and the Bank's comprehensive Regulatory Compliance Program.
Key Responsibilities
- Support and Collaboration: Assist the Director of Technology Regulatory Management in facilitating RCM activities and ensuring effective regulatory compliance.
- Regulatory Change Management: Conduct thorough horizon scanning for new or amended regulations both locally and globally. Engage with key stakeholders to analyze and interpret these regulations. Coordinate impact assessments for regulatory changes and maintain accurate records in OpenPages.
- Ongoing Awareness: Stay informed about emerging regulatory guidelines and requirements related to Cyber and IT Risk. Conduct monthly follow-ups on new regulations and project developments.
- Issues Management: Monitor and track regulatory issues, compliance challenges, and requests for information. Generate insightful reports on regulatory issues for internal dashboards.
- Reporting: Provide comprehensive updates on regulatory issues, compliance examinations, and monitoring activities. Ensure timely reporting in accordance with local regulations.
Qualifications
- Over 10 years of experience with a deep understanding of regulatory frameworks and standards governing technology systems and information security.
- Bilingual proficiency in Spanish is preferred.
- Demonstrated success in team management and leading change initiatives.
- Exceptional communication skills, both verbal and written, with the ability to engage effectively with stakeholders at all organizational levels.
- Strong presentation abilities and active participation in relevant committees.
- Proficient in stakeholder management, capable of balancing diverse perspectives.
- Solid understanding of global banking operations and related systems.
- Sound business acumen with the ability to quickly adapt to new technologies and business areas.
- Proven ability to work independently and collaboratively within a team.
- Exhibit a diplomatic and flexible approach, maintaining composure under pressure.
- Proactive and creative in managing competing priorities while handling sensitive information appropriately.
-
Head of Regulatory Compliance
3 weeks ago
Toronto, Ontario, Canada ZSA Legal Recruitment Full timeZSA Legal Recruitment is currently in search of a Head of Regulatory Compliance with a strong background in the insurance sector to become a vital part of their innovative team. This position entails managing all facets of regulatory compliance within the organization. The ideal candidate will possess extensive experience in compliance oversight and a...
-
Head of IT Regulatory Compliance Management
3 weeks ago
Old Toronto, Ontario, Canada Scotiabank Full timePosition: Head of IT Regulatory Compliance ManagementOverview:The Technology Regulatory Compliance division is crucial in managing the compliance risks associated with technology and security within the organization. This role is integral to implementing the IT&S Regulatory Compliance Management (RCM) Framework, ensuring adherence to regulatory standards and...
-
Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full timeRegulatory Compliance Specialist Opportunity at Canadian Investment Regulatory OrganizationAre you dedicated to upholding compliance standards within the financial sector? The Canadian Investment Regulatory Organization is seeking a Regulatory Compliance Specialist to enhance their team. In this position, you will play a crucial role in evaluating Member...
-
Regulatory Compliance Analyst
3 weeks ago
Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full timePosition Title:Regulatory Compliance AnalystDivision:Business Conduct OversightOur organization serves as a national authority responsible for the regulation of investment and mutual fund dealers across Canada. We are committed to safeguarding investors and fostering confidence in financial governance.As a Regulatory Compliance Analyst, your key...
-
Head of Regulatory Compliance and Risk Oversight
3 weeks ago
Toronto, Ontario, Canada Women in Payments Full timePosition Overview: The Head of Regulatory Compliance and Risk Oversight is responsible for steering and managing the Anti-Money Laundering (AML), Anti-Terrorist Financing (ATF), and Sanctions programs within the organization. This role ensures that business strategies and initiatives align with regulatory requirements and internal policies.Key...
-
Head of IT Regulatory Compliance Transformation
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204892 We are seeking a dedicated professional to lead our Technology Regulatory Management efforts, ensuring compliance with industry standards and regulatory requirements. The Technology Regulatory Management division is pivotal in overseeing the Bank's adherence to technology and security compliance risks. This role involves implementing...
-
Head of IT Regulatory Compliance Transformation
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timePosition OverviewThe Director of IT Regulatory Change Management plays a pivotal role in overseeing the Bank's adherence to technology and security compliance standards. This position is integral to the implementation of the IT&S Regulatory Compliance Management (RCM) Framework, ensuring alignment with the regulatory mandates established by OSFI's Guideline...
-
Head of IT Regulatory Compliance Transformation
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204892 At Scotiabank, we are dedicated to fostering a results-oriented and inclusive culture that champions high performance. The Technology Regulatory Management division is pivotal in managing compliance risks associated with technology and security by executing the IT&S Regulatory Compliance Management (RCM) Framework, adhering to the...
-
Head of IT Regulatory Compliance Transformation
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204892 At Scotiabank, we are committed to fostering a results-oriented environment that embraces diversity and high performance. The Technology Regulatory Management division is crucial in overseeing the Bank's adherence to technology and security compliance risks. This is achieved through the implementation of the IT&S Regulatory Compliance...
-
Head of IT Regulatory Compliance Initiatives
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204892 At Scotiabank, we are committed to fostering a results-oriented and inclusive environment. The Technology Regulatory Management division is pivotal in overseeing the compliance risks associated with technology and security, ensuring adherence to the IT&S Regulatory Compliance Management (RCM) Framework in line with the regulatory...
-
Regulatory Compliance Audit Manager
8 hours ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a key leader and subject matter expert in risk management with knowledge of regulatory compliance management and corporate governance, preferably from larger financial institutions. As a dynamic and adaptable leader, you will be responsible for ensuring the bank's compliance with regulatory requirements...
-
Regulatory Compliance Audit Manager
23 hours ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a key leader and subject matter expert in risk management with knowledge of regulatory compliance management and corporate governance, preferably from larger financial institutions. As a dynamic and adaptable leader, you will be responsible for ensuring the bank's compliance with regulatory requirements...
-
Regulatory Compliance Audit Manager
3 days ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a senior leader responsible for ensuring the effective implementation of regulatory compliance management across the organization. This role requires a strong understanding of risk management principles and regulatory requirements, as well as excellent leadership and communication skills.Key...
-
Regulatory Compliance Audit Manager
5 days ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a senior leader responsible for ensuring the effective implementation of regulatory compliance management across the organization. This role requires a strong understanding of risk management principles and regulatory requirements, as well as excellent leadership and communication skills.Key...
-
Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada PPI Management Inc. Full timePosition OverviewPPI Management Inc. is a leading Insurance Marketing Organization dedicated to providing exceptional services to independent advisors and insurance firms throughout Canada.As a Compliance Consultant, your primary responsibility will be to ensure that our affiliated advisors adhere to all regulatory standards and internal guidelines.Key...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Regulatory Compliance Audit Manager is a proactive and resourceful leader who excels in navigating complex regulatory landscapes. This role requires a deep understanding of risk management principles, along with expertise in regulatory compliance and corporate governance, ideally within large financial institutions.As a subject matter expert,...
-
Regulatory Compliance Advisor
3 weeks ago
Toronto, Ontario, Canada PPI Management Inc. Full timePosition OverviewPPI Management Inc. is a leading Insurance Marketing Organization dedicated to supporting independent advisors and insurance firms throughout Canada.Role Summary: As a Regulatory Compliance Advisor, your primary responsibility will be to ensure that our affiliated advisors adhere to all relevant regulatory standards and internal...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Regulatory Compliance Audit Manager is a proactive and versatile leader, equipped with a strong foundation in risk management and regulatory compliance. This role demands a self-motivated individual who thrives in dynamic environments.As a subject matter expert, the manager will possess extensive knowledge of compliance frameworks and...
-
Head of IT Regulatory Compliance Transformation
3 weeks ago
Old Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204892Become part of a purpose-driven, high-achieving team dedicated to delivering results within an inclusive and dynamic culture.The Technology Regulatory Management division is pivotal in overseeing the Bank's compliance with technology and security regulations. This is achieved through the implementation of the IT&S Regulatory Compliance...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Regulatory Compliance Audit Manager is a proactive and innovative leader who thrives in dynamic environments. This role requires a strong foundation in risk management and a comprehensive understanding of regulatory compliance and corporate governance, particularly within the context of large financial institutions.As a subject matter expert,...