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Regulatory Compliance Specialist

3 months ago


Toronto, Ontario, Canada PPI Management Inc. Full time
Position Overview

PPI Management Inc. is a leading Insurance Marketing Organization dedicated to providing exceptional services to independent advisors and insurance firms throughout Canada.


As a Compliance Consultant, your primary responsibility will be to ensure that our affiliated advisors adhere to all regulatory standards and internal guidelines.


Key Responsibilities:

  • Monitor compliance and oversee regulatory adherence.
  • Manage and resolve client grievances effectively.
  • Provide expert guidance to various departments on compliance matters.
  • Engage in risk management initiatives and projects.
  • Stay informed about the latest industry regulations and changes.


We seek a candidate who possesses a robust understanding of provincial legislation, outstanding communication abilities, and relevant experience within the financial services sector. Proficiency in both French and English is essential for effective collaboration with colleagues and clients across Canada.


If you are eager to contribute to a diverse and inclusive workplace where your expertise can make a significant difference, this opportunity at PPI Management Inc. could be an excellent match for your skills.