Regulatory Compliance Specialist
3 weeks ago
Regulatory Compliance Specialist Opportunity at Canadian Investment Regulatory Organization
Are you dedicated to upholding compliance standards within the financial sector? The Canadian Investment Regulatory Organization is seeking a Regulatory Compliance Specialist to enhance their team. In this position, you will play a crucial role in evaluating Member firms to ensure adherence to regulatory mandates. Your primary responsibilities will include:
- Assessing compliance with regulatory standards
- Engaging with supervisory personnel
- Creating comprehensive documentation
- Drafting reports on compliance issues
- Evaluating new Member submissions
Ideal candidates will possess 2-3 years of experience in compliance, regulatory oversight, or auditing, complemented by a degree in business or accounting. Familiarity with the mutual fund sector and auditing protocols is vital. Occasional travel may be necessary. The Canadian Investment Regulatory Organization is committed to inclusivity and provides accommodations for individuals with disabilities. Join us in fostering integrity in financial regulation and safeguarding investor interests.
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Regulatory Compliance Analyst
3 weeks ago
Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full timePosition Title:Regulatory Compliance AnalystDivision:Business Conduct OversightOur organization serves as a national authority responsible for the regulation of investment and mutual fund dealers across Canada. We are committed to safeguarding investors and fostering confidence in financial governance.As a Regulatory Compliance Analyst, your key...
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Trade Compliance Specialist
5 days ago
Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full timeJob SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key ResponsibilitiesServe as the subject matter expert in Trade Compliance, providing guidance and support to the...
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Trade Compliance Specialist
3 days ago
Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full timeJob SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key ResponsibilitiesServe as the subject matter expert in Trade Compliance, providing guidance and support to the...
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Trade Compliance Specialist
7 hours ago
Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full timeJob SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Serve as the subject matter expert in Trade Compliance, providing guidance and support to...
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Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Enable International Full timeBecome a vital part of Enable InternationalEnable International is an innovative SaaS organization dedicated to transforming the supply chain landscape. As a member of our team, you will significantly influence the evolution of rebate management and enhance our platform's effectiveness in the global arena.Position OverviewIn the role of Regulatory Compliance...
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Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Bank of Montreal Full timePosition Overview:As a Regulatory Compliance Specialist at Bank of Montreal, you will play a crucial role in ensuring adherence to compliance standards and regulations within the organization.Key Responsibilities:1. **Implementation and Maintenance:** Assist in the establishment and ongoing management of compliance protocols to align with industry...
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Legal Regulatory Compliance Specialist
3 days ago
Toronto, Ontario, Canada beBee Professionals Full timeJob Title:Legal Regulatory Compliance SpecialistLocation:Toronto, CanadaCompany:beBee ProfessionalsJob Description:We are seeking a highly skilled Legal Regulatory Compliance Specialist to join our team at beBee Professionals in Toronto. The successful candidate will be responsible for providing expert legal and regulatory advice to the organization, as well...
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Legal Regulatory Compliance Specialist
5 days ago
Toronto, Ontario, Canada beBee Professionals Full timeJob Title:Legal Regulatory Compliance SpecialistLocation:Toronto, CanadaCompany:beBee ProfessionalsJob Description:We are seeking a highly skilled Legal Regulatory Compliance Specialist to join our team at beBee Professionals in Toronto. The successful candidate will be responsible for providing expert legal and regulatory advice to the organization, as well...
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Client Services and Compliance Specialist
5 days ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timeJob SummaryWe are seeking a highly skilled Complaints and Client Services Specialist to join our team at the Retirement Homes Regulatory Authority. As a key member of our organization, you will be responsible for providing exceptional client service and resolving complaints in a fair and timely manner.Key ResponsibilitiesClient Service: Provide responsive...
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Regulatory Compliance Specialist
3 days ago
Old Toronto, Ontario, Canada Dentalcorp Canada Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp Canada. As a key member of our organization, you will play a critical role in ensuring our compliance with regulatory requirements and industry standards.Key ResponsibilitiesSupport cross-functional departments in navigating regulatory challenges and...
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Regulatory Compliance Specialist
5 days ago
Old Toronto, Ontario, Canada Dentalcorp Canada Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp Canada. As a key member of our organization, you will play a critical role in ensuring our compliance with regulatory requirements and industry standards.Key ResponsibilitiesSupport cross-functional departments in navigating regulatory challenges and...
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Regulatory Compliance Specialist
3 weeks ago
Old Toronto, Ontario, Canada Alterna Full timePosition OverviewThe Regulatory Compliance Specialist will play a crucial role in supporting the framework for Regulatory Compliance Management. This position is recognized as a subject matter expert in regulatory controls. Key responsibilities include evaluating and identifying risks associated with regulations in accordance with compliance policies and...
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Regulatory Compliance Specialist
3 weeks ago
Old Toronto, Ontario, Canada Alterna Full timePosition OverviewThe Regulatory Compliance Specialist will play a crucial role in supporting the framework for Regulatory Compliance Management. This position is recognized as a subject matter expert in regulatory controls. Key responsibilities include evaluating and identifying risks associated with regulations in accordance with compliance policies and...
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Regulatory Compliance Specialist
3 weeks ago
Old Toronto, Ontario, Canada Alterna Full timePosition OverviewThe Regulatory Compliance Specialist will play a crucial role in supporting the framework for Regulatory Compliance Management. This position requires expertise in regulatory controls and involves key responsibilities such as evaluating and identifying risks associated with regulations in accordance with compliance policies and procedures,...
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Regulatory Compliance Analyst
3 weeks ago
Toronto, Ontario, Canada Vanguard Full timeCompliance Specialist, Vanguard CanadaAs a Compliance Specialist at Vanguard Canada, you will spearhead and execute compliance initiatives to safeguard the organization's operational integrity and drive successful outcomes. Your role will involve supporting the formulation, execution, and upkeep of compliance frameworks, alongside monitoring functions. You...
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Regulatory Compliance Analyst
3 weeks ago
Toronto, Ontario, Canada Vanguard Full timeCompliance Specialist, Vanguard CanadaAs a Compliance Specialist at Vanguard Canada, you will spearhead and execute compliance initiatives to safeguard the organization's operational integrity and drive favorable outcomes. Your role will involve supporting the formulation, execution, and upkeep of compliance protocols, alongside monitoring functions. You...
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Compliance Officer
3 days ago
Toronto, Ontario, Canada beBee Professionals Full timeJob Title:Regulatory Compliance SpecialistCompany:beBee ProfessionalsLocation:Toronto, CanadaJob Description:beBee Professionals is seeking a Regulatory Compliance Specialist to support our team in Toronto. The successful candidate will be responsible for ensuring that the company is in compliance with all applicable laws and regulations.The Regulatory...
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Compliance Officer
5 days ago
Toronto, Ontario, Canada beBee Professionals Full timeJob Title:Regulatory Compliance SpecialistCompany:beBee ProfessionalsLocation:Toronto, CanadaJob Description:beBee Professionals is seeking a Regulatory Compliance Specialist to support our team in Toronto. The successful candidate will be responsible for ensuring that the company is in compliance with all applicable laws and regulations.The Regulatory...
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Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada CB Canada Full timeSenior Compliance OfficerCB Canada is seeking a dedicated Senior Compliance Officer to enhance our compliance framework within the Banking Sector.Role OverviewThe Global Compliance Division is tasked with ensuring adherence to regulatory standards across the organization, in line with the established Global Compliance Framework.This role involves educating...
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Regulatory Compliance Specialist
5 days ago
Toronto, Ontario, Canada CB Canada Full timeJob Description**Compliance Analyst/Officer Role at CB Canada**We are seeking a highly skilled Compliance Analyst/Officer to join our team at CB Canada. As a key member of our Canadian Banking Compliance (CBC) team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk management...