Regulatory Compliance Specialist

3 weeks ago


Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full time

Regulatory Compliance Specialist Opportunity at Canadian Investment Regulatory Organization

Are you dedicated to upholding compliance standards within the financial sector? The Canadian Investment Regulatory Organization is seeking a Regulatory Compliance Specialist to enhance their team. In this position, you will play a crucial role in evaluating Member firms to ensure adherence to regulatory mandates. Your primary responsibilities will include:

  • Assessing compliance with regulatory standards
  • Engaging with supervisory personnel
  • Creating comprehensive documentation
  • Drafting reports on compliance issues
  • Evaluating new Member submissions

Ideal candidates will possess 2-3 years of experience in compliance, regulatory oversight, or auditing, complemented by a degree in business or accounting. Familiarity with the mutual fund sector and auditing protocols is vital. Occasional travel may be necessary. The Canadian Investment Regulatory Organization is committed to inclusivity and provides accommodations for individuals with disabilities. Join us in fostering integrity in financial regulation and safeguarding investor interests.



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