Manager of AML Financial Crime Risk Investigations

1 month ago

Canada TD Bank Full time

Position Overview:

The Manager of AML Financial Crime Risk Investigations plays a crucial role in overseeing a dedicated team responsible for investigating alerts and cases related to financial crime. This position is integral to maintaining the integrity of financial operations and ensuring compliance with regulatory standards.

Work Location: Canada

Hours: 37.5

Department Overview:

As part of the Global Anti-Money Laundering (AML) team, this role contributes to the prevention of money laundering and terrorist financing activities. The team focuses on key functions such as Policy, Testing, Advisory, High-Risk Investigations, and the Financial Intelligence Unit, all of which are essential to the success of the Global AML Program.

Key Responsibilities:

  • Lead and manage a team of AML Investigators in the thorough analysis and investigation of alerts and cases.
  • Ensure that investigations are prioritized based on risk and that stakeholders are notified in a timely manner.
  • Conduct quality assurance on investigations and provide actionable recommendations for risk mitigation.
  • Act as the primary contact for resolving issues and risks that arise during investigations.
  • Contribute to the development and implementation of reporting mechanisms for investigations.
  • Foster strong relationships with stakeholders throughout the investigation process.
  • Provide mentorship and coaching to the team of AML Investigators.
  • Engage in special projects and oversee the introduction of new processes or technologies.
  • Monitor the performance of AML systems and relay feedback to management.
  • Identify opportunities for process improvements and lead change management initiatives.
  • Stay informed about regulatory requirements and emerging risks in the financial crime landscape.

Qualifications:

What You Bring: Share your experience and expertise relevant to this role:

  • Preferred undergraduate degree and AML certifications (e.g., CAMS, CFCS, CFE).
  • Minimum of 5 years of experience in AML, specifically in investigations.
  • Comprehensive understanding of Capital Markets Products in relation to money laundering and terrorist financing.
  • Familiarity with AML legislation across Canada, Europe, Asia Pacific, and the United States.
  • Proficiency in data analytics and investigative methodologies.
  • Strong analytical capabilities to manage and interpret large datasets.
  • Effective communication skills, particularly in handling sensitive information.
  • Experience in mentoring and managing team performance.
  • Ability to collaborate and cultivate positive working relationships.

About TD:

TD is recognized as a leading global financial institution, dedicated to delivering exceptional customer experiences to millions of households and businesses. Our vision is to be the better bank, enriching the lives of our customers, communities, and colleagues.

Our Commitment: We offer a comprehensive Total Rewards package that reflects our dedication to supporting the financial, physical, and mental well-being of our colleagues.

Additional Information: We prioritize providing the necessary support for our colleagues to thrive both professionally and personally.

Interview Process: Candidates of interest will be contacted to arrange an interview.

Accessibility: We value accessibility and encourage candidates to inform us of any accommodations needed during the interview process.

Language Requirement: N/A.

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