Manager, Compliance and Operations

1 week ago

Toronto, Canada PC Financial Full time

**All referred applicants must first be submitted through Workday by a current Loblaw Colleague.**

**Location**:
500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9

**When you hire great people, great things can happen.**

PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type of team—we’re collaborative and supportive and have the freedom and responsibility to thrive. Our purpose is to make the everyday simple and better for our customers, and we strive to make every dollar worth more.

Proudly serving over 3 million customers, PC Financial continues to grow by offering payment solutions and services that reward our customers every day. As a subsidiary of Loblaws Company Inc., we share the CORE values of Care, Ownership, Respect and Excellence. We are dedicated to helping Canadians Live Life Well. Join us on our journey.

**Why This Role is Important**:
**What You’ll Do**:

- Oversee our in-store sales channels to ensure optimal program effectiveness and customer experience by designing and coordinating the ongoing review of regulatory compliance documentation, policies, procedures, and training materials
- Execute compliance Tier 1 control testing on behalf of the in-store sales team
- Responsible for overseeing the development, implementation and ongoing maintenance of Standard Operating Procedures for our in-store sales channels
- Oversee adherence to PC Bank’s Sales Compliance and Controls Framework
- Interacting with internal audit team on matters related to audits of the organization’s internal controls
- Establishing self-audit and compliance monitoring programs
- Coordinating regulatory exams and internal business unit audits
- Reviewing and assessing potential fraud activity and developing fraud detection tools
- Coordinating rollout and training of new or updated policies and directives when required
- Oversee customer issue management (complaints) and escalation processes ensuring timely resolutions meeting service level commitments
- Collaborate with the Learning & Development Team to ensure content, projects or new requirements are developed, implemented, and communicated effectively to align with compliance objectives

**What You Bring**:

- University Degree/College Diploma in Business or Finance or equivalent experience
- Minimum 3 -5 years of Operational and experience in sales support
- Preferred knowledge of banking sales and services, or large-scale retail operations
- Ability to manage multiple tasks and priorities in a vigorous sales environment
- Strong creative, problem solving and analytical skills
- Demonstrated ability to produce desired results by influencing and building relationships with other teams
- PC Financial background would be considered an asset
- Experience building and implementing operating procedures
- Strong interpersonal and communication skills with the ability to communicate effectively at all levels of the organization
- Proven track record of building teamwork and strong business relationships
- Strong analytical, problem solving & critical thinking skills
- Ability to prioritize, balance conflicting tasks and manage all stakeholders within a fast paced & dynamic environment

**Number of Openings**:
1
- PC Financial recognizes Canada’s diversity as a source of national pride and strength. We have made it a priority to reflect our nation’s evolving diversity in the products we sell, the people we hire, and the culture we create in our _organization. Accommodation_ is available upon request for applicants and colleagues with disabilities._

In addition, we believe that compliance with laws is about doing the right thing. Upholding the law is part of our Code of Conduct - it reinforces what our customers and stakeholders expect of us.

  • Manager, Operations Compliance

    1 day ago

    Toronto, Canada Toronto Community Housing Full time

    Job #: **7532** - Division: - Vacancy Type: **Full-time Permanent** - Affiliation: **Non-Union: Management & Exempt** - Contract Length: - Grade: **08** - # of Vacancies: **1** - Salary/Hourly: **91,126.85 - 136,690.27** - Work Details (Days/hours): **36.25 hours per week, Monday to Friday** - Posted Date: **2/9/23** - Existing or New: **Existing** -...

  • Manager, Operations and Compliance

    Found in: beBee S CA - 2 weeks ago

    Toronto, Canada Robert Walters Full time

    Our client is seeking a dedicated and experienced Operation and Compliance Manager to join their dynamic team in Toronto. This role offers an exciting opportunity to support investment operations and compliance within a fast-paced investment management industry. The ideal candidate will be self-motivated, able to work with minimal supervision, and have a...

  • Manager, Operations and Compliance

    Found in: beBee jobs CA - 2 weeks ago

    Toronto, Ontario, Canada Robert Walters Full time

    Our client is seeking a dedicated and experienced Operation and Compliance Manager to join their dynamic team in Toronto. This role offers an exciting opportunity to support investment operations and compliance within a fast-paced investment management industry. The ideal candidate will be self-motivated, able to work with minimal supervision, and have a...

  • Manager, Compliance and Operations

    Found in: Talent CA C2 - 1 week ago

    Toronto, Canada President's Choice Financial Full time

    Referred applicants should not apply directly to this role. All referred applicants must first be submitted through Workday by a current Loblaw Colleague. Location: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 When you hire great people, great things can happen. PC Financial offers unprecedented value to Canadians through payment...

  • Deputy Chief Operating Officer, Compliance

    4 days ago

    Toronto, Canada Alcohol and Gaming Commission of Ontario Full time

    The Alcohol and Gaming Commission of Ontario (AGCO) is a regulatory agency charged with regulating the province's dynamic alcohol, cannabis, gaming, and horse racing industries. All four industries are evolving at a rapid pace due to significant expansion, digitization, and regulatory modernization over the last decade. The AGCO is seeking a highly...

  • Manager- Fleet Systems Assurance

    Found in: Talent CA C2 - 2 weeks ago

    Toronto, Canada ONxpress Operations Inc. Full time

    Job description Accountability: Responsible for compliance with reliability, availability, maintainability, and safety (RAMS). Leads the development and implementation of Systems & Assurance, Requirements Management, Interface Management, and Configuration Management. Develop and manage Revenue Fleet/ Rolling Stock maintenance and procurement...

  • Compliance Manager

    Found in: Talent CA C2 - 1 week ago

    Toronto, Canada Capital Group Full time

    Role summary: Manages day-to-day activities and operations for a team of associates within the Legal and Compliance group. Manages, coaches and oversees the performance and development of a team of associates. Anticipates future business needs and identifies opportunities to enhance Legal and Compliance’s services. Uses professional concepts, business...

  • Compliance & Operations Executive

    Found in: Appcast CA A2 P - 1 week ago

    Toronto, Canada Bridgeport Asset Management Inc. Full time

    Conveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various third-party allocators of capital. As a Portfolio Manager and Investment Fund Manager, we manage a range of focused, publicly traded and alternative...

  • Compliance & Operations Executive

    Found in: Whatjobs CA C2 - 1 week ago

    Toronto, Canada Bridgeport Asset Management Inc. Full time

    Conveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various third-party allocators of capital. As a Portfolio Manager and Investment Fund Manager, we manage a range of focused, publicly traded and alternative...

  • Compliance & Operations Executive

    Found in: Appcast CA C2 Glassdoor - 2 weeks ago

    Toronto, Canada Bridgeport Asset Management Inc. Full time

    Conveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various third-party allocators of capital. As a Portfolio Manager and Investment Fund Manager, we manage a range of focused, publicly traded and alternative...

  • Compliance Manager

    2 days ago

    Toronto, Canada BMW Full time

    KNOW THE RULES. ENABLE OPPORTUNITIES. SHARE YOUR PASSION. Few, if any, automobile manufacturers have a distinct, continuous character and a consistent personality. BMW does. At BMW we are always striving, working, empowering, changing, creating and thinking. Our culture allows us to translate passion into energy, empowerment into innovative ideas and high...

  • Manager, Compliance

    Found in: beBee S CA - 3 weeks ago

    Toronto, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive compliance...

  • Manager, Compliance

    Found in: beBee S CA - 3 weeks ago

    TORONTO, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive compliance...

  • Vp, Financial and Operations Compliance

    6 days ago

    Toronto, Canada CIRO OCRI Full time

    **Position Title**:VP, Financial and Operations Compliance** **Department**:Financial and Operations Compliance** **Location: Toronto** **Status**:Permanent Full-time (Hybrid)** Reporting to the Senior Vice-President, Member Regulation and Strategic Initiatives, the VP, Financial & Operations Compliance (FinOps) is responsible for the ongoing monitoring...

  • Manager, Compliance Services

    5 days ago

    Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...

  • Manager, Compliance Services

    5 days ago

    Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...

  • Manager, Compliance Services

    5 days ago

    Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...

  • Manager, Compliance Services

    5 days ago

    Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...

  • Regional Compliance Manager

    4 days ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency....

  • Engineering Manager, Compliance

    2 weeks ago

    Old Toronto, Canada Score Media and Gaming Inc. Full time

    About the Role & Team The Compliance engineering team works closely with our regulatory teams to ensure our applications, ESPN BET and theScore Bet, stay compliant in multiple jurisdictions across the United States and Canada. As the team’s Engineering Manager, you will take a lead role in the team's future successes, working with Product Managers and both...