Manager, Compliance Services

3 weeks ago


Toronto, Canada Loopstra Nixon LLP Full time

Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and every issue at hand. Adapting swiftly and always on call, Loopstra Nixon has evolved since its humble beginnings in a storefront office in Toronto, reaching its 50th year in 2023. Founded by Charles Loopstra and Sandy Nixon, the firm's growth has been fueled by ambition, hard work, and an entrepreneurial spirit.

As we continue to grow, Loopstra Nixon is recruiting a Manager, Compliance Services to join our firm. This new position is a key leadership role responsible for supervising the Compliance Services Group, enhancing operational efficiencies, and ensuring our practices align with industry standards. The ideal candidate will possess a blend of legal knowledge, leadership skills and a proactive approach to process improvement.

What you will be doing:
Directly manage the Compliance Services Group team members, ensuring effective work distribution, resource planning, and team development.
Keep the Corporate Group informed of legislative changes affecting corporate compliance, ensuring all practices align with statutory requirements.
Maintain the integrity of client records, particularly within the Minute Box platform, ensuring accuracy.
Conduct performance evaluations for the Compliance Services Group team members, setting objectives, and identifying opportunities for growth.
Facilitate professional development for Corporate Clerks through lunch & learn workshops, and regular training sessions to enhance skills and knowledge.
Promote standardized procedures and best practices for the Corporate Group, particularly with respect to compliance services and related issues.
Serve as a member of the Corporate Precedent Committee, assisting with the development and maintenance of legal precedents.
Lead and execute special projects aligned with firm-wide initiatives, aiming to improve operational efficiency and client service.

Qualifications:
Law Clerk diploma from an accredited college or completion of the Institute of Law Clerks of Ontario Certification.
Minimum of 5 years of management or leadership experience in a corporate services or legal compliance environment.
Demonstrated leadership abilities with a focus on mentoring and team development.
Exceptional communication skills, capable of engaging effectively with all organizational levels.
Strong analytical and problem-solving capabilities, with meticulous attention to detail.
Experienced in project management, with a track record of leading successful operational efficiency initiatives.
Comprehensive understanding of corporate law and compliance regulations.
Proficient in legal entity software, preferably Minute Box, and Microsoft Office Suite.



  • Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Toronto, Canada Loopstra Nixon Llp Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Toronto, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Old Toronto, Canada EightSix Network Inc Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Old Toronto, Canada EightSix Network Inc Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...


  • Toronto, ON, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...

  • Compliance Manager

    4 weeks ago


    Toronto, Canada Infotek Consulting Services Full time

    Conduct privacy compliance risk assessments and internal reviews - Draft and update control descriptions - Assess and analyze regulatory and legislative environment to emerging issues and upcoming changes - Evaluate controls and identify compliance issues - Experienced privacy professional that has conducted privacy risk assessments, consultation skills,...


  • Toronto, ON, C6A, Ontario, Canada Loopstra Nixon LLP Full time

    Loopstra Nixon LLP is a dynamic team of client-focused lawyers who play a pivotal role in shaping the landscape of business and public law in Canada. With a commitment to delivering exceptional service through tailored client solutions, our top-tier team of legal talent possesses unique and diverse skillsets, ensuring that clients can rely on us for any and...

  • Compliance Manager

    4 weeks ago


    Toronto, Canada Families 1st Full time

    **About Us**: **Families 1st** is a provider of specialized residential care within the developmental services sector. Our mission is clear: to provide adults and youths with disabilities or unique complex needs a community living option that encourages and promotes acceptance, inclusion, and participation. We are dedicated to upholding the individualized...

  • Compliance Manager

    4 weeks ago


    Toronto, Canada Capital Group Full time

    Role summary: Manages day-to-day activities and operations for a team of associates within the Legal and Compliance group. Manages, coaches and oversees the performance and development of a team of associates. Anticipates future business needs and identifies opportunities to enhance Legal and Compliance’s services. Uses professional concepts, business...

  • Compliance Manager

    4 weeks ago


    Toronto, Canada Manulife Full time

    **_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you....

  • Manager, Compliance

    1 month ago


    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring. **What will you do?** - Plan and execute comprehensive...

  • Manager, Compliance

    1 week ago


    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating civil, regulatory...

  • Manager, Compliance

    5 days ago


    Toronto, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating civil, regulatory...

  • Manager, Compliance

    1 week ago


    TORONTO, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating civil, regulatory...


  • Toronto, Canada Fidelity Investments Full time

    Job Description This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services...


  • Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency....