Compliance & Operations Executive
3 weeks ago
Conveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various third-party allocators of capital. As a Portfolio Manager and Investment Fund Manager, we manage a range of focused, publicly traded and alternative investment portfolios on both a separate account and pooled fund basis using a disciplined, research-intensive investing style.
We offer employees an entrepreneurial environment along with competitive compensation and benefits and opportunities to multi-task, learn and contribute to the firm’s success.
Overview of Role
As a compliance and operations executive at Bridgeport, you will be an important member of our team with overall responsibility for all aspects of our firm’s compliance function as well as significant involvement with various areas of our operations.
You are a motivated, diligent, well-organized, detail-oriented professional who enjoys problem solving and collaborating with fellow team members.
Key Responsibilities
You will lead all aspects of our compliance program to ensure adherence to provincial securities regulations and anti-money laundering rules. Areas of compliance focus will include portfolio management and trading, investment fund management, dealing with clients, marketing sales practices, business conduct and recordkeeping.
In addition to your compliance responsibilities, you will participate in and manage operational activities related to investments, client management, marketing and information technology.
Profile of Ideal Candidate
You possess a university degree, ideally with a focus on finance and/or accounting, along with relevant investment industry designations such as a CFA. To fulfill the requirements of this position, we expect you to either already have the appropriate credentials to become a registered Chief Compliance Officer (or have the ability to obtain such credentials in the next 6 to 12 months).
Extensive industry experience in private client wealth management or asset management is required for this role.
You enjoy working in an entrepreneurial environment and are a high energy, self-motivated, enthusiastic and a collaborative team player, who is willing to roll up their sleeves and grow as we continue to expand.
Please note that we will only contact those candidates who are selected for an interview.
-
Compliance & Operations Executive
3 weeks ago
Toronto, Canada Bridgeport Asset Management Inc. Full timeConveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various third-party allocators of capital. As a Portfolio Manager and Investment Fund Manager, we manage a range of focused, publicly traded and alternative...
-
Manager, Compliance and Operations
3 weeks ago
Toronto, Canada President's Choice Financial Full timeReferred applicants should not apply directly to this role. All referred applicants must first be submitted through Workday by a current Loblaw Colleague. Location: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 When you hire great people, great things can happen. PC Financial offers unprecedented value to Canadians through payment...
-
Sales Executive Financial Crime and Compliance
4 weeks ago
Toronto, Canada Oracle Full timeSales Executive | Financial Crime and Compliance Management-230000HF **Applicants are required to read, write, and speak the following languages***: English **Preferred Qualifications** Oracle and Oracle Financial Services Software (Oracle FS GBU) provide the industry's most comprehensive set of packaged software solutions for the financial services...
-
Executive Assistant, Legal
4 weeks ago
Toronto, Canada PC Financial Full time**All referred applicants must first be submitted through Workday by a current Loblaw Colleague.** **Location**: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 **When you hire great people, great things can happen.** PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type...
-
Contract Administrator
1 week ago
Toronto, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....
-
Contract Administrator
1 week ago
Toronto, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....
-
Contract Administrator
1 week ago
Toronto, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....
-
Contract Administrator
7 days ago
Toronto, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....
-
Contract Administrator
4 days ago
Toronto, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....
-
Virtual Contract Administrator
1 week ago
Toronto, ON, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....
-
Wealth Compliance Advisory, Compliance Manager
2 weeks ago
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency....
-
Country Compliance and Operational Risk Manager
4 weeks ago
Toronto, Canada Bank of America Full timeAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...
-
2024 Mlb Gameday Compliance Monitor
4 weeks ago
Toronto, Canada MLB Data Operations Full timeThe job of the Gameday Compliance Monitor (GCM) is to ensure that all Club Personnel, adhere to all gameday requirements of the Basic Agreement, Major League Rules, and Major League Baseball Regulations, and all related directives of the Commissioner's Office. In this respect, GCM will be assigned to each game of the regular season and Postseason and will be...
-
Senior Compliance Testing Analyst
4 days ago
Toronto, Canada Procom Full timeSenior Compliance Testing Analyst - Operational Audit On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Testing Analyst - Operational Audit. Senior Compliance Testing Analyst - Operational Audit - Job DescriptionReporting to the Senior Manager of the ETC - Compliance Testing Team, the Senior Compliance Testing Analyst...
-
Senior Compliance Testing Analyst
2 days ago
Toronto, Canada Procom Full timeSenior Compliance Testing Analyst - Operational Audit On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Testing Analyst - Operational Audit. Senior Compliance Testing Analyst - Operational Audit - Job DescriptionReporting to the Senior Manager of the ETC – Compliance Testing Team, the Senior Compliance Testing Analyst...
-
Senior Compliance Testing Analyst
3 days ago
Toronto, Canada Procom Full timeSenior Compliance Testing Analyst - Operational Audit On behalf of our client in the Banking Sector, PROCOM is looking for a Senior Compliance Testing Analyst - Operational Audit. Senior Compliance Testing Analyst - Operational Audit - Job DescriptionReporting to the Senior Manager of the ETC – Compliance Testing Team, the Senior Compliance Testing Analyst...
-
Compliance Governance
3 days ago
Toronto, Canada TD Bank Full time**Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **KEY ACCOUNTABILITIES** **CUSTOMER** - **Provide Compliance research, evaluation, operational, reporting and/or analytical support in oversight and control function to internal (Compliance) partners, in a timely manner**: - **Co-ordinate...
-
Manager, Compliance
4 weeks ago
Toronto, Canada Royal Bank of Canada Full time**Job Summary** **What is the opportunity?** The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring. **What will you do?** - Plan and execute comprehensive...
-
Senior Manager
2 weeks ago
Toronto, Canada BMO Full timeApplication Deadline: 04/29/2024Address:33 Dundas Street WestSupports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and...
-
Contract Administrator
7 days ago
Toronto, Canada Vered Klein Recruitment Consultants Full timeWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. With a focus on seniors’ care and education facilities, we have established a strong reputation for excellence throughout our extensive history. At our firm, we embrace innovation, collaboration, and empowerment as fundamental values....