Compliance Officer
5 months ago
**Compliance Officer**
The Compliance Officer will be handling all Compliance related duties at our MGA. This role is available as either a Full-Time position or a Part-Time position and is located either at our Mississauga or Toronto office. Hybrid role opportunity available (3 days in office, 2 days work from home). The incumbent will be responsible for other duties as assigned by management.
**Duties**:
- Conducting the Advisor Practice Review (APR) process,
- Work on the Managing General Agent (MGA) Survey,
- Other MGA Compliance duties as assigned by Management.
- Creating plans for compliance program improvements.
- Ensuring advisors are properly licensed and other duties as assigned by management.
**Qualifications**:
- 3 - 6 years of work experience in the Life Insurance Industry.
- 3 to 6 years of Compliance experience in the Life Insurance Industry.
- Successful Completion of LLQP preferred.
- Experience in testing, auditing and investigative roles an asset.
- Relevant post-secondary education.
- Excellent oral and written communication skills and excellent organizational skills.
Note: This job description is intended to provide a general overview of the position. It is not an exhaustive list of responsibilities or qualifications. The employer reserves the right to modify or amend the job description as necessary to meet the needs of the business.
**Job Types**: Full-time, Part-time
**Salary**: $35,000.00-$55,000.00 per year
Schedule:
- Monday to Friday
**Education**:
- Bachelor's Degree (preferred)
Ability to Commute:
- Mississauga, ON L5S 0A7 (preferred)
Ability to Relocate:
- Mississauga, ON L5S 0A7: Relocate before starting work (preferred)
Work Location: In person
-
Software Testing Engineer
4 days ago
Mississauga, Ontario, Canada Compliance Associates Full timeJob DescriptionWe are seeking a skilled Software Testing Engineer to join our team at Compliance Associates. As a key member of our software development lifecycle, you will be responsible for ensuring the quality and reliability of our software applications.ResponsibilitiesTest Planning and Execution: Develop and execute comprehensive test plans to ensure...
-
Compliance Officer
6 months ago
Mississauga, Canada Embark Full time**Job Profile**: Compliance Officer **Compliance Officer** Full-time Reporting into Manager, Central Compliance At Embark Student Corp. (“Embark”) we’re on a journey to create an entirely new student experience. One that is built on instilling confidence in students around the paths they are choosing and their ability and agency to achieve their...
-
Compliance Officer
6 months ago
Mississauga, Canada Investment Planning Counsel Full timeCompliance Officer (Contract) Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. With your background, skills and...
-
Compliance Officer
6 months ago
Mississauga, Canada Edward Jones Full time**Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.** Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone...
-
Compliance Officer
6 months ago
Mississauga, Canada MINT Capital MIC Inc. Full timeThe Compliance officer will be responsible for managing compliance issues that arise in relation to: - Mortgage Investment Company (MIC) and Exempt market dealers and exempt offerings, - Review KYC and suitability assessments and AML inputs. - Prepare compliance-related filings and reports. - Maintain the firm’s compliance calendar and compliance...
-
Compliance Officer
6 months ago
Mississauga, Canada AtkinsRéalis Full time**Compliance Officer** AtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology. The position of Compliance Officer is part of a...
-
Finance and Compliance Officer
3 months ago
Mississauga, Canada Travel Industry Council of Ontario Full timediv>Formed in 1997, the Travel Industry Council of Ontario (TICO) regulates Ontario’s travel agencies, booking websites and tour operators. TICO administers the Travel Industry Act, 2002 on behalf of the Ontario government.As a consumer protection organization, TICO facilitates a consumer complaints process and administers the Ontario Travel Industry...
-
Compliance Officer
6 months ago
Mississauga, Canada SNC-Lavalin Full timeJob Description Compliance Officer AtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology. The position of Compliance...
-
Financial Compliance Officer
2 weeks ago
Mississauga, Canada undisclosed Full timeFormed in 1997, the Travel Industry Council of Ontario (TICO) regulates Ontario’s travel agencies, booking websites and tour operators. TICO administers the Travel Industry Act, 2002 on behalf of the Ontario government.As a consumer protection organization, TICO facilitates a consumer complaints process and administers the Ontario Travel Industry...
-
Administrative Assistant
4 weeks ago
Mississauga, Ontario, Canada Carrier Compliance Services Inc. Full timeJob Title: Administrative Assistant - Office CoordinatorWe are seeking an experienced Administrative Assistant - Office Coordinator to join our team at Carrier Compliance Services Inc. The successful candidate will be responsible for providing administrative support to our staff, ensuring the smooth operation of our office.Key Responsibilities:Provide...
-
Administrative Assistant
4 weeks ago
Mississauga, Ontario, Canada Carrier Compliance Services Inc. Full timeJob Title: Administrative Assistant - Office CoordinatorWe are seeking an experienced Administrative Assistant - Office Coordinator to join our team at Carrier Compliance Services Inc. in Anglais.Key Responsibilities:Administrative Support: Provide administrative support to our team, including scheduling appointments, managing calendars, and preparing...
-
Environmental Compliance Officer
2 months ago
Mississauga, Canada destinationone Consulting Full timedestinationoneConsultingspecializesin recruitment across diverse sectors including Healthcare HealthTech Government Municipalities NonProfits Legal Public AccountingFood and more. We are proactively building a data bank foropportunities in these fields. By applying you ensure ourrecruiters can quickly match you with suitable roles when...
-
Financial Compliance Officer
3 months ago
Mississauga, Canada Travel Industry Council of Ontario Full timeFormed in 1997, the Travel Industry Council of Ontario (TICO) regulates Ontario’s travel agencies, booking websites and tour operators. TICO administers the Travel Industry Act, 2002 on behalf of the Ontario government. As a consumer protection organization, TICO facilitates a consumer complaints process and administers the Ontario Travel Industry...
-
Administrative Assistant
4 weeks ago
Mississauga, Ontario, Canada Carrier Compliance Services Inc. Full timeJob Title: Administrative Assistant - Office CoordinatorWe are seeking an experienced Administrative Assistant to join our team at Carrier Compliance Services Inc. as an Office Coordinator. The successful candidate will be responsible for providing administrative support to our team, including scheduling appointments, preparing correspondence, and...
-
Administrative Assistant
4 weeks ago
Mississauga, Ontario, Canada Carrier Compliance Services Inc. Full timeJob SummaryWe are seeking an Administrative Assistant to join our team at Carrier Compliance Services Inc. The successful candidate will be responsible for providing administrative support to our staff, including coordinating seminars, preparing minutes of meetings, and maintaining office procedures and routines.Key ResponsibilitiesArrange and coordinate...
-
Safety & Compliance Officer
5 months ago
Mississauga, Canada Cardinal Couriers Full timeSafety & Compliance Officer, Cardinal Couriers Are you a Safety & Compliance professional in the transportation industry looking for a new challenge? Cardinal Couriers is a mid-sized, family-owned carrier with terminals in Ontario and Quebec, and approximately 250 company drivers and owner operators. We are looking for a Safety & Compliance Officer to...
-
Administrative Assistant
4 weeks ago
Mississauga, Ontario, Canada Carrier Compliance Services Inc. Full timeJob SummaryWe are seeking an experienced Administrative Assistant to join our team at Carrier Compliance Services Inc. As an Administrative Assistant, you will be responsible for providing administrative support to our team, including arranging seminars, conferences, and meetings, recording and preparing minutes, and determining and establishing office...
-
Compliance Officer
1 month ago
Mississauga, Ontario, Canada Investment Planning Counsel Full timeCompliance Officer RoleInvestment Planning Counsel is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our firm's policies and procedures are followed, and that our advisors and branch managers are in compliance with regulatory requirements.Key Responsibilities:Conduct daily...
-
Safety and Compliance Officer
3 weeks ago
Mississauga, Ontario, Canada AGI Canadian Company Full timeRole Overview:As a Safety and Compliance Officer at AGI Canadian Company, you will be responsible for overseeing the safety and compliance programs for our ground operations.Duties and Responsibilities:Ensure consistent and effective training delivery to support employee learning and development.Serve as a liaison with insurance companies on pre- and...
-
Safety & Compliance Officer
5 months ago
Mississauga, Canada Cardinal Couriers Full timeSafety & Compliance Officer, Cardinal Couriers Are you a Safety & Compliance professional in the transportation industry looking for a new challenge? Cardinal Couriers is a mid-sized, family-owned carrier with terminals in Ontario and Quebec, and approximately 250 company drivers and owner operators. **Title**:Safety and Compliance Officer (Bilingual FR/EN...