Compliance Assistant

7 months ago


Mississauga, Canada BCU Financial Full time

**Overview**:
Buduchnist Credit Union Limited, carrying on business as BCU Financial, is looking for a passionate
full-time **Compliance Assistant **to join our growing team. As a **Compliance Assistant **with BCU
Financial, you will be reporting to the Chief Compliance Officer to assist with and perform various
compliance administrative activities in accordance with the _Proceeds of Crime (Money Laundering) _
- and Terrorist Financing Act _**(PCMLTFA),** _Financial Transactions and Reports Analysis Centre of Canada _
**(FINTRAC)** and _Financial Services Regulatory Authority of Ontario_ **(FSRA) **regulations, requirements
and timelines.

**Responsibilities**:
Gathers information and conduct reviews of account information pertaining to various
compliance-related regulations.

Prepares and presents a summary of finding to the Compliance Officer for review.
Assists with maintaining the maintenance of BCU Financial’s compliance library that

provides adequate and necessary reference materials.
Assists with preparation of policies and procedures.
Completes special projects as assigned by the Compliance Officer.
Gathers data and compile various reports for the Compliance Department.
Performs all other duties as assigned.

**Requirements**:
A Degree/Diploma in a related field or equivalent experience.
Minimum 1 year experience in financial services industry is considered an asset.
Experience reviewing and processing due diligence documents for various entities e.g.

individuals, corporate & institutions.
Knowledge of regulations/guidelines prescribed by PCMLFA, FINTRAC and FSRA is an asset.
Demonstrate attention to detail and the ability to be adaptable to effectively prioritize a

varied workload.
Ability to read, analyze and interpret information as it pertains to compliance-related

functions and regulations.
Ability to follow instruction and to work both independently and within a team

environment.
Knowledge of Ukrainian language is an asset.

**Compensation**:
This is a full-time position offering a competitive compensation and benefits package
commensurate with experience and qualifications.

BCU Financial is a member-owned, financial cooperative dedicated to improving the lives of
members and their community. BCU Financial is a part of BCU Financial Group - a fast-growing
Ontario-based financial group providing Canadians with diversified services and products. BCU
Financial Group offers its members a real alternative to high-fee, big-name banking by providing
no-fee chequing accounts, competitive savings accounts, loans, mortgages, cards, investment
services, online banking, and insurance services. BCU Financial, together with its BCU Wealth
Management division currently oversees $1 billion in assets.

BCU Financial Group also recognizes the importance of building a strong community. That’s why it
provides generous sponsorship funding annually to a wide array of community-based projects and
activities. The Credit Union and its members supported BCU Foundation, provides sponsorship
funding of over $1 million annually to community organizations, charity fundraisers, student
scholarships, cultural events, and educational projects.

BCU Financial Group is an equal opportunity employer dedicated to building an inclusive and
diverse workforce. BCU Financial Group provides accommodations during the recruitment process
upon request. Requests received relating to accommodation will be addressed confidentially.


  • Compliance Assistant

    6 months ago


    Mississauga, Canada BCU Financial Full time

    Overview: Buduchnist Credit Union Limited, carrying on business as BCU Financial, is looking for a passionate, full-time Compliance Assistant to join our growing team. As a Compliance Assistant with BCU Financial, you will be reporting to the Chief Compliance Officer to assist with and perform various compliance administrative activities in accordance with...

  • Compliance

    6 months ago


    Mississauga, Canada Investment Planning Counsel Full time

    Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. Our Compliance team is currently growing! We’re seeking a Compliance Officer, Branch Review -...

  • Compliance

    7 months ago


    Mississauga, Canada Investment Planning Counsel Full time

    **Compliance Officer (Contract)** Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. With your background, skills and experience you’ve already found...

  • Compliance

    7 months ago


    Mississauga, Canada Investment Planning Counsel Full time

    Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. Our Compliance team is currently growing! We’re seeking a Compliance Officer, someone who is...

  • Compliance Analyst

    7 months ago


    Mississauga, Canada Primerica Full time

    About this Position We are looking for a Compliance Analyst to join our Compliance department. Responsibilities and Qualifications **Responsibilities**: - Researching and analyzing applicable legislative and regulatory actions concerning segregated fund and insurance products, ancillary products, field operations and home office administration - Tracking...


  • Mississauga, Canada SBI Canada Bank Full time

    **SBI Canada Bank was established in Canada in 1982 as a wholly owned subsidiary of State Bank of India, the largest bank in India.** **Compliance Analyst, Back Office Compliance** **This position reports to the Manager-Back Office Compliance /VP-Back Office and is primarily responsible for performing the following functions**: - Primarily responsible for...


  • Mississauga, Canada Richemont Full time

    Reference Code: 93686**Product & Trade Compliance Assistant Manager**: - Richemont- Mississauga, ON, CA- PermanentRichemont owns some of the world’s leading luxury goods Maisons, with particular strengths in jewellery, fine watches and premium accessories. Each Maison represents a proud tradition of style, quality and craftsmanship and Richemont seeks to...

  • Compliance Analyst

    1 day ago


    Mississauga, Canada Travel Industry Council of Ontario Full time

    The Travel Industry Council of Ontario (TICO) is an organization mandated by the Ontario government to administer the Ontario Travel Industry Act, 2002 and Ontario Regulation 26/05, which governs all of the approximately 2,100 travel retailers and travel wholesalers registered in Ontario. In addition, TICO administers an industry-financed Travel Compensation...


  • Mississauga, Canada FNF Canada Full time

    FNF Canada is a leading service provider to financial institutions around mortgage processing, tax and appraisal services, and Chicago Title Insurance Company - Canada Branch is an industry leader in title insurance solutions, customer service, and real estate technology. We pride ourselves on our relentless focus on enhancing the value of our services to...

  • Compliance

    7 months ago


    Mississauga, Canada Investment Planning Counsel Full time

    **Corporate Branch Manager, IPCIC** With your background, skills and experience you’ve already found success in the wealth management industry. Have you found your ideal firm, one that encourages you to pursue a balanced lifestyle as well as professional success? Our IPCIC Compliance team is currently growing! We are currently seeking a Corporate Branch...

  • Compliance Manager

    7 months ago


    Mississauga, Canada BUILD IT Full time

    **Job description** - be part of bringing brands to life - grow your career in full-service design build a company. - based in Mississauga, ON **About the Role** Build to higher standards. BUILD IT is a construction company located in Mississauga, Ontario and Calgary, Alberta. Over the last decade, we’ve helped hundreds of world-class brands and...


  • Mississauga, Canada Pharma Medica Research Inc. Full time

    **Pharma Medica Research is a full service contract research organization specialized in conducting early phase clinical trials in healthy volunteers, special and patient populations. We are always looking for top talent to join a growing company committed to making a difference! We are currently looking for a **Quality Assurance Compliance Associate** to...

  • Compliance Analyst

    7 months ago


    Mississauga, Canada Primerica Full time

    About this Position We are looking for Compliance Analyst to join our Compliance department. Responsibilities and Qualifications **Responsibilities**: - Create and maintain procedures related to the AML/ATF activities performed - Work with Primerica’ business areas to facilitate the implementation of new and updated AML/ATF procedures and processes -...

  • Compliance Manager

    7 days ago


    Mississauga, Canada Just Energy Full time

    **Compliance Manager** **-** **(** **221704220** **)** **Description** **Job Title: Compliance Manager** **Location: Mississauga, ON** **Manager Title: Director of Compliance** **Who We Are**: Just Energy is a consumer company focused on essential needs, including electricity and natural gas; health and well-being, such as water quality and filtration...

  • Compliance Officer

    7 months ago


    Mississauga, Canada Embark Full time

    **Job Profile**: Compliance Officer **Compliance Officer** Full-time Reporting into Manager, Central Compliance At Embark Student Corp. (“Embark”) we’re on a journey to create an entirely new student experience. One that is built on instilling confidence in students around the paths they are choosing and their ability and agency to achieve their...


  • Mississauga, Canada D4 Logistics Full time

    **Job Summary** The Safety and Compliance coordinator’s scope of work directly supports the overall safety standards and compliance within the organization. As a key contractor of the organization, the Safety and Compliance Coordinator is responsible for promoting and establishing a safety-first culture, while ensuring the organization is compliant with...


  • Mississauga, Canada ICC The Compliance Center Full time

    Job Title: Business Development Coordinator Reports To: Sales Manager Effective Date: Immediately Location: Mississauga, ON **About Us** ICC Compliance Center is a leader in compliance training and consulting for hazardous materials/dangerous goods. We have complete hazardous materials/dangerous goods hazard communication programs that will help...

  • Compliance Coordinator

    6 months ago


    Mississauga, Canada HelloFresh Full time

    **Title**:Compliance Coordinator **Location**: HWY 403 & Dundas St W, Mississauga, ON **About the Role** We are looking for a Compliance Coordinator to review, update and maintain written programs, SOPs, work instructions and preventive control plans (prerequisite programs and HACCP plans) to ensure they are current, accurate, both to plant procedures,...


  • Mississauga, Ontario, Canada Pharma Medica Research Inc. Full time

    About Pharma Medica Research Inc.Pharma Medica Research (PMRI) is a Contract Research Organization that strives for innovation and original solutions in a highly regulated industry. We are a full-service contract research organization specializing in conducting early-phase clinical trials in healthy volunteers, special populations, and patient groups.Our...

  • Compliance Manager

    7 months ago


    Mississauga, Canada Novo Nordisk Full time

    Compliance Manager (Privacy) **Category**:Legal, Compliance & Audit**Location**:Mississauga, Ontario, CA**REPORTS TO**: Director, Ethics and Compliance**# DIRECT REPORTS**: None**ABOUT THE FUNCTION** - The Legal, Ethics & Compliance Department works to safeguard Novo Nordisk’s license to operate and to foster sustainable business conduct as Novo Nordisk...