Compliance

Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. Our Compliance team is currently growing! We’re seeking a Compliance Officer, Branch Review -...

Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. The area of Regulatory Compliance & Risk Management ensures that IPC Securities Corporation (IPCSC)...

**Compliance Officer (Contract)** Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. With your background, skills and experience you’ve already found...

**Corporate Branch Manager, IPCIC** With your background, skills and experience you’ve already found success in the wealth management industry. Have you found your ideal firm, one that encourages you to pursue a balanced lifestyle as well as professional success? Our IPCIC Compliance team is currently growing! We are currently seeking a Corporate Branch...

You might not know our name, but you know where we are. That’s because Compass Group Canada is part of a global foodservice and support services company that’s the 6th largest employer in the world, with 625,000 employees. You’ll find us in schools, colleges, hospitals, office buildings, senior living communities, tourist attractions, sports venues,...

**Job Title**: Press Operator (7” Mark Andy) **Reports To**: Production Manager **Effective Date**: Immediate **About Us** ICC Compliance Center was founded in 1987 with one principal in mind - to help our clients comply with dangerous goods regulations, whether they are handling, shipping or transporting dangerous goods by air, ground or sea. Over the...

About this Position We are looking for a Compliance Analyst to join our Compliance department. Responsibilities and Qualifications **Responsibilities**: - Researching and analyzing applicable legislative and regulatory actions concerning segregated fund and insurance products, ancillary products, field operations and home office administration - Tracking...

**Job Profile**: Compliance Officer **Compliance Officer** Full-time Reporting into Manager, Central Compliance At Embark Student Corp. (“Embark”) we’re on a journey to create an entirely new student experience. One that is built on instilling confidence in students around the paths they are choosing and their ability and agency to achieve their...

**SBI Canada Bank was established in Canada in 1982 as a wholly owned subsidiary of State Bank of India, the largest bank in India.** **Compliance Analyst, Back Office Compliance** **This position reports to the Manager-Back Office Compliance /VP-Back Office and is primarily responsible for performing the following functions**: - Primarily responsible for...

**Overview**: Buduchnist Credit Union Limited, carrying on business as BCU Financial, is looking for a passionate full-time **Compliance Assistant **to join our growing team. As a **Compliance Assistant **with BCU Financial, you will be reporting to the Chief Compliance Officer to assist with and perform various compliance administrative activities in...

**Compliance Officer** The Compliance Officer will be handling all Compliance related duties at our MGA. This role is available as either a Full-Time position or a Part-Time position and is located either at our Mississauga or Toronto office. Hybrid role opportunity available (3 days in office, 2 days work from home). The incumbent will be responsible for...

FNF Canada is a leading service provider to financial institutions around mortgage processing, tax and appraisal services, and Chicago Title Insurance Company - Canada Branch is an industry leader in title insurance solutions, customer service, and real estate technology. We pride ourselves on our relentless focus on enhancing the value of our services to...

Compliance Officer (Contract) Investment Planning Counsel (IPC) is one of the fastest growing independent wealth management companies in Canada. We are a diverse group of people all driven towards one goal: helping advisors build a better business through a remarkable client experience. With your background, skills and...

Overview: Buduchnist Credit Union Limited, carrying on business as BCU Financial, is looking for a passionate, full-time Compliance Assistant to join our growing team. As a Compliance Assistant with BCU Financial, you will be reporting to the Chief Compliance Officer to assist with and perform various compliance administrative activities in accordance with...

Job Title: Production Manager Reports To: President Effective Date: As soon as possible Location: Mississauga, ON **About Us** ICC Compliance Center was founded in 1987 with one principal in mind - to help our clients comply with hazardous materials/dangerous goods regulations, whether they are handling, shipping or transporting hazardous...

About this Position We are looking for Compliance Analyst to join our Compliance department. Responsibilities and Qualifications **Responsibilities**: - Create and maintain procedures related to the AML/ATF activities performed - Work with Primerica’ business areas to facilitate the implementation of new and updated AML/ATF procedures and processes -...

**Airport Cargo Warehouse delivers the best warehousing, distribution and transportation solutions to clients with the highest level of customer service. Be part of a team that will help you grow and excel.** **Daily Tasks & Responsibilities** - Health and safety Committee - Air cargo security compliance - Forklift/ trailer inspections and compliance -...

Job Title: Business Development Manager Reports To: Sales Manager Effective Date: Immediately Location: Mississauga, ON **About Us** ICC The Compliance Center is a leading provider of regulatory compliance solutions, offering products and services for transportation, labeling, packaging, and workplace safety. We are seeking a dynamic and results-driven...

**Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.** Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone...

You might not know our name, but you know where we are. That’s because Compass Group Canada is part of a global foodservice and support services company that’s the 6th largest employer in the world, with 625,000 employees. You’ll find us in schools, colleges, hospitals, office buildings, senior living communities, tourist attractions, sports venues,...