Manager I, Governance

3 weeks ago

Toronto, Canada TD Bank Full time

**Work Location**:
Toronto, Ontario, Canada

**Hours**:
37.5

**Line of Business**:
Governance & Control

**Pay Details**:
$76,800 - $115,200 CAD

**Department Overview**

The Business Banking Governance & Control (BBG&C) team acts as the 1st Line of Defense (1B) in TD's "Three Lines of Defense" model to risk management. We work with Control Partners to ensure appropriate control frameworks are implemented within Business Banking (BB) that are designed to effectively and proactively mitigate operational and regulatory risk. We are also responsible for completing quality control testing activities to ensure appropriate compliance to regulations and business processes.

Reporting to the Manager, Business Banking G&C, the Manager I, Governance & Control will provide support for AML /Regulatory Compliance Management as an SME and manage/conduct ongoing quality testing for key controls.

In addition, the Manager I, Governance & Control will:

- Manage and assist on a set of business governance and control programs requiring coordination across multiple areas and business stakeholders in support of the overall business strategy and execute governance and control activities in accordance with established standards.
- Lead the periodic refresh of AML/RCM controls.
- Manage the intake & assessment of risk incidents / potential issues from AML/regulatory impact standpoint. Incident tracking and managing the Issues lifecycle by coordinating with various stakeholders to ensure timely escalation/reporting, remediation, and closure of these issues.
- Execute governance and control testing activities in accordance with established standards and testing programs.
- Provide specialized business governance and control related advice/support to management / leadership and respective teams for area(s) of specialization
- Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels.
- Review processes and controls and “connect the dots” across issues and control deficiencies to increase standardization of solutions, processes and controls
- Exercise discretion in managing correspondence, information, and all matters of confidentiality.
- Keep management informed about the status / progress of testing and completion of testing within assigned timeframes
- Foster a positive work environment and contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.

**Job Requirements**
- Minimum 7+ years related experience
- Previous Audit, AML, Regulatory Compliance Testing or 1st Line Controls Testing experience with in-depth knowledge of business processes within Banking industry is considered asset
- Detail oriented and strong analytical skills, with experience in collecting and organizing information
- Strong written and verbal communication skills
- Ability to exercise sound judgement in making decisions
- Ability to work independently and collaboratively to build relationships across teams and functions
- Proficient knowledge of governance, risk and control procedures, strategies & tactics
- Effective time management, multi-tasking and organizational skills to meet tight timelines and adapt to changing priorities.
- Skill in using MS Office, with advanced proficiency in using Microsoft Excel
- A business or finance degree is an asset
- Certification(s) relating to Risk or Audit e.g. CRM, CISA, CIA, CPA is an asset

**Who We Are**:
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day.

**Our Total Rewards Package**
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

**Additional Information**:
We’re delighted that you’re considering building a career with TD. Throu

  • Manager I, Governance and Control

    6 months ago

    Toronto, Canada TD Bank Full time

    **Manager I, Governance and Control**: - 424301BR **Job Category - Primary** - Commercial Banking **Work Location** - TD Centre - West - 100 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** - Hybrid **Pay Details** **Department...

  • Manager I, Governance

    5 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Governance & Control **Pay Details**: **Department Overview** **The Business Banking Governance & Control (BBG&C) team acts as the 1st Line of Defense (1B) in TD's "Three Lines of Defense" model to risk management. We work with Control Partners to ensure appropriate control...

  • Consultant, Data Governance

    1 month ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Manager I, Governance

    3 weeks ago

    Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Description Reporting to the Manager, Business Banking G&C, the Manager I, Governance & Control will provide support for AML /Regulatory Compliance Management as an SME and manage/conduct ongoing quality testing for key controls. In addition, the Manager I, Governance & Control will: Manage and assist on a set of business governance and control...

  • Manager - Master Data Governance (MDG)

    6 months ago

    Toronto, Canada The Kraft Heinz Company Full time

    Description Internal Title: Manager, IT COE – Global Master Data Integration : Hybrid- Chicago or Toronto | Standard Business Hours Here at Kraft Heinz, we grow our people to grow our business, because we believe that great people make great companies. When you join our table, you can expect access to an array of holistic wellness benefits*...

  • Manager, Data Governance and Quality

    6 months ago

    Toronto, Canada Canadian National Railway Full time

    At CN, we work together to move our company—and North America—forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and...

  • Business Management Analyst I

    6 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Business Management, Strategy & Support **Pay Details**: **Department Overview**: **The Risk Management department is accountable for the development and implementation of TD's risk management strategy, governance, policies, practices, programs, reporting and operating...

  • Risk Management Professional

    2 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Company OverviewThe Toronto-Dominion Bank (Canada) is a leading global financial institution, serving over 27 million households and businesses in Canada, the United States, and around the world. With a vision to Be the Better Bank, we are committed to delivering legendary customer experiences and enriching the lives of our customers, communities, and...

  • I&it Project Manager

    7 months ago

    Toronto, Canada Ministry of Natural Resources and Forestry Full time

    Ontario is building a world-leading digital government. Innovative future-ready technology is what will bring exceptional people-focused services to life for the people and businesses of Ontario. Are you a strong and experienced IT project manager looking to create solutions and solve challenges in our dynamic and rapidly changing world? Join the Land and...

  • Manager, Governance and Controls

    5 months ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Consultant, Data Governance

    1 week ago

    Toronto, Canada Slalom Consulting Full time

    Slalom is a purpose-led, global business and technology consulting company. Our purpose—to help people and organizations dream bigger, move faster, and build better tomorrows for all—guides everything we do. And our north star is our vision of a world in which each person has the opportunity to love their life and work. Since our consulting business...

  • Director of Data Governance and Strategies

    4 weeks ago

    Toronto, Ontario, Canada Metrolinx Full time

    Job SummaryThe Director of Enterprise Data Governance will provide strategic leadership and direction for comprehensive data governance across Metrolinx. This role will oversee guidelines, processes, and policies for data governance projects and initiatives, ensuring alignment with organizational objectives and priorities.Key ResponsibilitiesDevelop and...

  • Operations Manager

    3 weeks ago

    Toronto, Ontario, Canada I-WAY TRANSPORT INC. Full time

    Job Summary:Evaluate daily operations and make strategic decisions to drive business growth at I-WAY TRANSPORT INC.Main Responsibilities:Evaluate daily operations to identify areas for improvement and implement changes to increase efficiency and productivityDevelop and implement marketing strategies to increase brand awareness and drive salesManage staff and...

  • Business Management Analyst I

    1 month ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Business Management, Strategy & Support **Pay Details**: **Department Overview**: **The Business Management Team is responsible for providing operational support, leadership, and assistance to Corporate Lines of Business, to build and sustain business, processes, stakeholder relationships;...

  • Governance Manager

    6 months ago

    Toronto, Canada Mace Full time

    At Mace, our purpose is to redefine the boundaries of ambition. We believe in creating places that are responsible, bringing transformative impact to our people, communities and societies across the globe. To learn more about our purpose, culture, and priorities, visit our strategy site. Within our Consult business we harness our unique combination of...

  • Portfolio Management and Governance

    5 months ago

    Toronto, Canada TD Bank Full time

    **Portfolio Management and Governance (PMaG) Manager**: - 414957BR **Job Category - Primary** - Project Management **Work Location** - TD Centre - TD Tower - 66 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** - Hybrid **Pay...

  • Portfolio Management and Governance

    6 months ago

    Toronto, Canada TD Bank Full time

    **Portfolio Management and Governance (PMaG) Manager**: - 415797BR **Job Category - Primary** - Project Management **Work Location** - 101 McNabb Street Corporate, TD Centre - TD Tower - 66 Wellington Street West **Employment Type** - Regular **City** - Markham, Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** -...

  • Senior Data Analyst to support enterprise wide data optimization, integration, and governance i[...]

    2 weeks ago

    Old Toronto, Canada S I Systems Full time

    Senior Data Analyst to support enterprise wide data optimization, integration, and governance initiatives for a public sector client.Our valued client is seeking to hire a Senior Data Analyst to support enterprise wide data optimization, integration, and governance initiatives for a public sector client.Background:The organization requires the development of...

  • Master Data Governance Expert

    4 weeks ago

    Toronto, Ontario, Canada The Kraft Heinz Company Full time

    About the RoleThe Master Data Manager will lead a team of experienced Master Data experts in activities for master data process implementation, design processes to align with Global Master Data template.Main ResponsibilitiesDevelop and Support MDG-F (Finance Master data) for the objects GL Accounts, Cost Center, and Profit Center & Hierarchies workflow...

  • Consultant, Risk Governance

    5 months ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...