Associate Director, Operational Risk Management

6 months ago


Vancouver, Canada MUFG Investor Services Full time

**Company Description**
Experience something Brilliantly Different with a career at MUFG Investor Services.

Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and fund financing.

We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive.
**Job Description** The Associate Director, Operational Risk Management (ORM) is accountable for supporting the Director, Operational Risk and the Head of Risk in overseeing the successful implementation and execution of the Operational Risk Management Framework, specifically with regards to change risk associated with new products and services as well as risk associated with Business-As-Usual processes (BAU).**

**The Associate Director, ORM works closely with all parts of the organization and supports the wider senior management team in managing the risk associated with material changes and new products or services as well as BAU processes. This includes conducting 2nd line of defense challenge on risk assessments compiled by project, program, department or process as required, challenging completeness of risks identified, adequacy of risk ratings applied, identification of gaps and appropriateness of action items. As required, the Associate Director, ORM will support 1st line in their preparation of risk self-assessments and their submissions to the Risk Committee for approval.**

**In addition, this role will be involved in other ORM work as required, including Scenario Analysis, Risk Events, Action items administration and tracking, preparation of reporting to the Risk Committee and Boards, various ad-hoc or special risk projects, as well as in promoting and supporting the risk culture in line with the Risk Management Framework.**
- Conduct and coordinate Change Risk Assessments and other Risk and Control Self-Assessments by reviewing project submission data and challenge and track progress to promote accurate and timely representation to the Risk Committee.
- Coordinate the action plan monitoring and follow-up program and prepare relevant reporting and tracking dashboards for board and committee reporting.
- Enhance reporting and tracking mechanisms as required utilizing the risk system and other data repositories and reporting tools
- With support of the Director of ORM, manage relationships required for successful project management
- Prepare and review of periodic Risk and Control Self-Assessments of Operational Activities/Departments and Third Party Provider Risk Assessments
- Scenario Analysis, Risk Events, Key Control Testing, as well as any deep dive risk assessments or other projects as directed
- Support other risk departments as required for risk assessment or program enhancements
- Communicate, interpret, and implement Risk Management policies & procedures
- Collate and present training programs as required to stakeholders
- Produce various periodic and ad-hoc Operational Risk Reporting including statistical/trend analysis, remediation tracking and KPI / KRI management
- Work on rectifying operational errors, resolving the error at hand and tracking the implementation appropriate protocols to mitigate the risk of reoccurrence
- Assist Internal Audit and Operations with general risk assessment and management
- Support client RFP/DDQ requirements and documentation as required.
- Work with the Director, Operational Risk and the Head of Risk to continuously assess and improve the control environment

**Qualifications**
- Post-secondary degree in accounting, finance, law, economics, business or a related discipline
- Professional qualification in risk or a related discipline would be preferred
- Accredited Project Management Qualification preferable
- 10+ years’ experience in risk and project management in a financial institution or comparable experience
- Demonstrated leadership skills and delivery of successful change
- Solid understanding of broader risk frameworks
- Experience with risk assessment practices including Change Risk Assessments, RCSA, Vendor Risk Assessments etc.
- Experience in roles requiring product and process management assessment and implementation.
- Knowledge of financial services practices, plans and trends on risk and controls
- Ability to plan, organise workload and problem solve effectively
- Ability to see the bigger picture, think creativity to provide alternative solutions and meet deadlines
- Ability to resolve conflicts and manage stakeholder sensitivities
- Knowledge and understanding of regulatory requirements for risk management, as well as risk requirements and guidelines
- Working knowledge of Fund administration business
- Hands on knowledge of risk assessment techniques with strong cross-experience in financial services / fund services
- Project management skills and ability to analyze project progress and dir



  • Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** As part of the Group Risk Management’s Enterprise Resilience Risk team, the Associate Director, Cyber & Technology Risk will be responsible for providing challenge and oversight on cybersecurity programs, cyber technology, and cyber operations teams. You will be responsible to provide an opinion on RBC’s cybersecurity risk posture,...


  • Vancouver, Canada Providence Healthcare Full time

    Article Flag: Mandatory Vaccination Please Note: As per the current Public Health Orders (Long Term Care/Seniors Assisted Living Provincial Health Order and the Health Sector Order), as of October 26, 2021, all employees working for Providence Health Care must be fully vaccinated against COVID-19. Proof of vaccination status will be...


  • Vancouver, Canada FirstService Residential Full time

    **About FirstService Residential**: - FirstService Residential transforms the property management landscape by providing professional association management services to over 9,000 residential communities across the United States and Canada. - Our dedication to associate satisfaction and growth is recognized by our Great Place to Work certification,...


  • Vancouver, British Columbia, Canada Victoryoncology Full time

    About VictoryoncologyWe are a forward-thinking organization dedicated to innovation and excellence in the field of oncology.Job Title: Risk Management Program DirectorWe are seeking an experienced Risk Management Program Director to lead our risk management program and ensure the security and integrity of our operations.SalaryThe estimated annual salary for...

  • Associate Director

    4 weeks ago


    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** As part of the Group Risk Management team, the Associate Director, Environmental & Social Risk, Disclosure, Reporting & Communication will support the management, preparation, enhancement, governance, and delivery of external ESG risk disclosures and internal ESG risk reporting. **What is the opportunity?** As part of the Group Risk...


  • Vancouver, British Columbia, Canada Royal Bank of Canada Full time

    IT Governance and Risk Management Director RoleAbout the Opportunity:Royal Bank of Canada (RBC) is a leading financial institution with operations in North America. We are seeking an experienced IT Governance and Risk Management Director to join our team.Job Description:Provide independent assurance over RBC's IT risk management practices, governance...

  • Senior Director

    2 months ago


    Vancouver, Canada Bcspca Full time

    h3>Senior Director, Governance & Executive OperationsMonday, November 4, 2024The British Columbia Society for the Prevention of Cruelty to Animals (BC SPCA) is looking to fill the following career opportunity:POSITION: Senior Director, Governance & Executive OperationsSTATUS: Permanent; Full-TimeSHIFT: 35 hours per weekCLASSIFICATION: ExemptPlease submit...


  • Vancouver, British Columbia, Canada Disability Solutions Full time

    Job OverviewWe are seeking a highly experienced Senior Manager, Global Risk to lead and support our team in delivering technology audits across various platforms.This is an exciting opportunity for a seasoned professional to join our team at Disability Solutions as a Risk Management Director. The ideal candidate will have 10+ years of experience in...


  • Vancouver, Canada PHSA Full time

    **Director, Risk Management** Enterprise Risk Management Vancouver, BC **What you’ll do** - Works with Agency leaders to assess and identify risks/hazards and implements an effective risk management program and conducts an annual review to measure the effectiveness and performance of the program. Participates in internal (ImPROVE, Patient Safety/Quality...


  • Vancouver, Canada YWCA Metro Vancouver Full time

    Job DescriptionThe Associate Director, Employment and Community Programs, is responsible and accountable for providing energetic, inclusive and thoughtful leadership in all aspects of employment and community-based programming under the Employment and Community Services portfolio at the YWCA. This role provides oversight and strategic direction for...

  • Associate Director

    2 months ago


    Vancouver, Canada RMTBC Full time

    **ASSOCIATE DIRECTOR** **Position Summary**: **Under the supervision and mentorship of the RMTBC Executive Director, the Associate Director will assist in the overall management of the RMTBC in accordance with the strategic directions set by the Board of Directors. The Associate Director will establish partnerships, collaborate with the members at large,...


  • Vancouver, Canada YWCA Metro Vancouver Full time

    Job DescriptionThe Director of Risk, Compliance and IT provides leadership for the IT and Health and Safety teams; is responsible for ensuring that the YWCA’s private, confidential and sensitive information is secure and for integrating data and information systems across the growing number of YWCA sites. This position reviews significant leases and other...


  • Vancouver, Canada Davies Risk Services Full time

    Davies is looking for** Risk Control Consultant **to work on an independent contractor basis. **Insurance-based inspection work is the underlying foundation** however, most projects are consultative in nature leading to a better understanding of risk, and a focus on reduction of exposures leading to fewer accidents, injuries, losses and claims. Davies North...


  • Vancouver, Canada Scotiabank Full time

    Title: Associate Director, Roynat, HospitalityRequisition ID: 210324Roynat Capital, a wholly owned subsidiary of Scotiabank, is a national lender and investor with expertise in providing innovative long-term capital solutions for mid-sized companies utilizing senior term, subordinated debt, as well as mezzanine capital and common share equity. We provide...


  • Vancouver, Canada Scotiabank Full time

    Title: Associate Director, Roynat, HospitalityRequisition ID: 210324Roynat Capital, a wholly owned subsidiary of Scotiabank, is a national lender and investor with expertise in providing innovative long-term capital solutions for mid-sized companies utilizing senior term, subordinated debt, as well as mezzanine capital and common share equity. We provide...


  • Vancouver, Canada University of British Columbia Full time

    Staff - Non Union Job Category M&P - AAPS Job Profile AAPS Salaried - Information Systems and Technology, Level G Job Title Associate Director, Application Management Department OCIO | Program Delivery Compensation Range $12,755.08 - $19,905.67 CAD Monthly The Compensation Range is the span between the minimum and maximum base salary for a...


  • Vancouver, Canada AtkinsRéalis Full time

    trice de portefeuille énergie hydroélectrique et énergies renouvelablesJob Description Engineering Services Market Portfolio Director, Hydro Power & Renewable. AtkinsRéalis is dedicated to engineering a better future for our planet and its people. Reporting to the Vice-President of the Division, the Portfolio Director is responsible for developing a...


  • Vancouver, Canada Providence Healthcare Full time

    Salary : The salary range for this position is CAD $54.16/Hr. - CAD $77.86/Hr. Summary: Reporting to the Director of Risk Management and functionally to the Executive Director of Risk Management and Infection Prevention and Control, the Manager, Risk and Patient Safety leads clinical and operational risk management and oversees the Patient Safety Learning...


  • Vancouver, Canada YWCA Metro Vancouver Full time

    Job DescriptionThe Associate Director, Employment and Community Programs, is responsible and accountable for providing energetic, inclusive and thoughtful leadership in all aspects of employment and community-based programming under the Employment and Community Services portfolio at the YWCA. This role provides oversight and strategic direction for...


  • Vancouver, Canada University of British Columbia Full time

    Staff - Non Union Job Category M&P - AAPS Job Profile AAPS Salaried - Supply Management, Level C2 Job Title Associate Director, Ancillary Procurement Department Senior Leadership | Financial Services | VP Students Compensation Range $7,622.83 - $11,886.67 CAD Monthly The Compensation Range is the span between the minimum and maximum base salary...