Associate, Global Markets Documentation

2 weeks ago


Toronto, Canada TD Bank Full time

**TD Description**

Stay current and competitive. Carve out a career for yourself. Grow with us.

**Department Overview**
- TD Bank Financial Group is the seventh largest bank in North America by branches and serves approximately 17 million customers. Ranked among the world’s leading on-line financial services firms, our 90,000 employees around the world offer and support a full range of financial products and services through:
- Canadian Personal and Commercial Banking
- Wealth Management
- Wholesale Banking
- Insurance
- U.S. Personal and Commercial Banking
- Corporate Support Areas

We operate in a number of locations in key financial centres around the globe.**Department Overview**

The Global Markets Documentation Regulatory Team in Global Counterparty Credit is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank) The Regulatory Team is responsible for implementing and ensuring compliance with G20 regulations for TD Securities trading clients.**Principal Responsibilities**
- Understand the current state of legislation, regulation, and guidance with respect to OTC derivative transactions globally including Canada, the US, the EU, the UK, Singapore, etc;
- Distinguish the cross-border applicability of OTC derivative regulations across multiple OTC asset classes;
- Communicate OTC derivative regulatory requirements to clients and their legal representatives in a business-friendly manner in order to finalize regulatory documentation;
- Prepare and thoroughly review the necessary legal documentation requirements and disclosures to ensure TD Securities' regulatory obligations are met;
- Work with the trading desks to understand client needs and track and prioritize high value relationships;
- Ensure support is provided to trading desks in a timely manner across several time zones including North America, Europe, and Asia;
- Explain the necessity and significance of OTC derivative regulations to internal and external stakeholders if challenged;
- Develop a solid understanding of the Bank’s requirements in areas of global regulatory framework, credit and documentation;
- Review and analyze TD Securities’ new and existing client base to ensure regulatory compliance on a day to day basis;
- Utilize technology to track and monitor workflow and updating databases with required information;
- Produce reports and status updates as required;
- Escalate issues proactively and in a timely manner;
- Be a reliable source of reference to internal business partners;
- Provide assistance to the team on a day to basis and working on ad hoc projects as may be required;
- Participate in a range of projects related to the legal and regulatory aspects of derivatives products.

**Job Requirements**
- Law degree is preferred
- 2 years of solid regulatory documentation or capital markets experience.
- Understanding of Dodd-Frank, EMIR and Canadian regulations in derivatives area and the global regulatory environment.
- Excellent written and verbal communication skills.
- Self-motivated with the ability to work independently while understanding when to involve other team members as needed and to work effectively in a team environment.
- High degree of integrity and strong work ethic. Timely follow through on commitments. Promote best practices within department and execute assigned duties and enhance control over procedures.

**Additional Information**
- #LI-Hybrid

**Inclusiveness**

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.

**Job Family**
- TDS Securities

**Job Category - Primary**
- Securities / Wholesale Banking

**Job Category(s)**
- Securities / Wholesale Banking

**Hours**
- 37.5

**Business Line**
- TD Securities

**Time Type**
- Full Time

**Employment Type**
- Regular

**Country**
- Canada

**Province/State (Primary)**
- Ontario

**City (Primary)**
- Toronto

**Work Location**
- TD Centre - East - 222 Bay Street

**Job Expires**
- 24-Feb-2023



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