Compliance Analyst

12 hours ago

Toronto, Canada Secure Digital Markets Full time

**What We Offer**

At Secure Digital Markets (SDM), you can build a career in a fast-paced and growing industry. SDM is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication.

We have an exciting opportunity for a motivated Compliance Analyst to join our company. The Analyst is critical part of the client onboarding process and makes sure the client has everything they need to be able to start trading. They will Make sure we're adhering to regulatory requirements, they will perform KYC (Know Your Customer) and AML (Anti-Money Laundering) checks, and will analyze transaction data and conduct investigations for irregularities or flags. This role presents an exciting opportunity to contribute to the integrity and success of SDM in the rapidly evolving crypto space.

**Responsibilities & Expectations**

Based in Toronto, and reporting to the Chief Compliance Officer, you will be required to execute, engage with, and support the development and optimization of many of our compliance and operational processes.

**Key Responsibilities**:

- Review new client onboarding documents.
- Follow-up on and investigate red flags as they are discovered.
- Collaborating with operational and front-office departments to promote efficient company operations.
- Conduct regular negative media screening.
- Review potential matches against various regulatory control lists.
- Conduct blockchain forensics analysis. Chainalysis experience is a plus
- File regulatory reports.
- Support activities of sister companies
- Report to CCO on compliance activities and the status of the compliance regime as a whole
- Assist with account opening and maintenance with suppliers and vendors

**Some of the specific things you’ll work on are**:
**Client Onboarding Support**:

- Conducting preliminary checks, organizing documentation, and ensuring completeness of client onboarding files.

**Regulatory Reporting (LVCTR)**:

- Support the reporting process for large virtual currency transactions.

**Wallet Checks**
- Supporting ad-hoc responsibilities such as verifying wallets are free of negative exposure in Chainalysis, before trades, ensuring continuous coverage at all times.

**Administrative Support**:

- Managing administrative tasks like document filing and maintaining records to streamline operations.

**Process Improvement and Documentation**:

- Engaging in process enhancement proposals and contributing to the documentation of SOPs for compliance processes.

**Required Qualifications**
- Undergraduate degree required
- 1+ years work experience in a relevant role in digital assets
- Knowledge of Canadian regulatory standards and compliance requirements
- Ability to work with a hybrid/remote team, and to handle multiple projects/ clients and projects simultaneously
- Ability to handle sensitive and confidential information and issues with tact and diplomacy.
- Knowledge in establishing and developing remote work processes and a relevant compliance culture
- Detail oriented with the ability to check documents for accuracy, errors, spot inconsistencies etc

**Nice to have**:

- CAMS or CFE certification or equivalent not required but preferred
- Experience with Chainalysis
- Experience with MSBs and interfacing with FINTRAC
- Knowledge and experience in the payments space and/or digital asset markets is a plus

**About You**
- Work well in a fast-paced, start-up environment, can handle uncertainty
- Independent and proactive at work
- Entrepreneurial mindset
- Excellent interpersonal, written, and verbal communication skills
- Mature, professional, driven, empathetic

**Compensation**
- We offer competitive compensation and benefits, and are committed to seeing our employees succeed.
- Performance Bonus
- Company-matching RRSP Plan

**What You Will Gain from Joining our Team**:

- Joining a great growth centric, exciting team culture
- A chance to make a difference in a growing company
- Exciting projects and an opportunity to shape our future
- Competitive compensation and benefits package
- Flexibility
- A focus and support on professional development - we value ongoing learning

About Secure Digital Markets

Secure Digital Markets bridges the gap between institutional capital and digital assets by providing flexible and curated liquidity solutions to our customers.

Secure Digital Markets bridges the gap between institutional capital and digital assets by providing flexible and curated liquidity solutions. SDM serves institutions, traders, family offices, exchanges, funds, and mining groups with solutions ranging from auto-liquidation to direct liquidity feeds through an electronic communication network (ECN).

Why Secure Digital Markets (SDM)?

The expected growth in the coming years is staggering. Joining SDM today means becoming part of a team that values teamwork, where everyone collaborates to achieve excel

  • Compliance Analyst

    3 months ago

    Toronto, Canada Questrade Financial Group Full time

    Compliance Analyst 5700 Yonge St, North York, ON M2M 4K2, Canada Req #2900 Friday, August 16, 2024 Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing...

  • Compliance Analyst

    1 month ago

    Toronto, Ontario, Canada Questrade Financial Group Full time

    Compliance Analyst Job DescriptionQuestrade Financial Group is seeking a highly motivated and detail-oriented Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct surveillance on portfolio management and...

  • Compliance Analyst

    2 months ago

    Toronto, Canada Canada Life Assurance Company Full time

    Compliance Analyst **Description: - Permanent Full Time- The Compliance Analyst is accountable for collection and reporting duties associated with the ITSM processes. The Compliance Analyst works closely with the process managers and process owners to ensure that timely, clear, and concise data is provided for each process. Canada Life’s control set...

  • Compliance Analyst

    5 months ago

    Toronto, Canada Pala Interactive Full time

    **Pala Interactive** is a full-service, real-money and social gaming technology provider and operator. Pala offer a full spectrum of games across all distribution channels (web, download, tablet & smartphone) which include casino, poker and bingo for real money and social gaming. **Overview** Pala Interactive is looking for a Compliance Analyst to work in...

  • Compliance Analyst @toronto, On

    5 months ago

    Toronto, Canada Atlantis IT group Full time

    **Role: Complaince Analyst** **Location: Toronto, ON** **Duration: Long term** **Description**: Organization NextGen environment is currently looking for a Compliance Analyst/Engineer for our SOC2 Certifications (Type 1 and 2) for our Service Offerings. NextGen Cloud provides a highly secure platform which provides differentiation across a Global platform...

  • Compliance Analyst

    4 weeks ago

    Toronto, Ontario, Canada MUFG Full time

    Make a meaningful impact in the world of financeMitsubishi UFJ Financial Group (MUFG) is a global leader in the financial industry, and we're seeking a highly skilled Compliance Analyst to join our team.As a Compliance Analyst, you will play a critical role in assisting the Chief Compliance Officer in the activities of compliance and anti-money laundering....

  • Compliance Analyst/Officer

    6 months ago

    Toronto, Canada CB Canada Full time

    Compliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...

  • Compliance Analyst

    6 months ago

    Toronto, Canada Ontario Teachers' Pension Plan Full time

    The opportunity The Compliance Department’s vision is to be a trusted partner and advisor to help Teachers’ business divisions effectively balance risk, regulatory compliance, and related best practices in accordance with Ontario Teachers’ risk tolerance and to help build a sustainable culture of compliance. The Compliance Analyst will primarily...

  • Analyst, Compliance

    6 months ago

    Toronto, Canada BentallGreenOak Full time

    **Analyst, Compliance** **1 York | Toronto, ON** **Who We Are**: BentallGreenOak is a leading, global real estate investment management advisor and a globally-recognized provider of real estate services. BentallGreenOak serves the interests of more than 750 institutional clients with expertise in the asset management of office, industrial,...

  • Compliance - Analyst

    5 months ago

    Toronto, Canada MUFG Full time

    Compliance - Analyst **Job Summary**: The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering. **Primary Accountabilities**: **KYC**: - Conduct screening on Customers and related parties. - Be responsible for implementing KYC procedure - Prepares and monitors KYC review schedule based...

  • Compliance Analyst

    6 months ago

    Toronto, Canada Secure Digital Markets Full time

    **What We Offer** At Secure Digital Markets (SDM), you can build a career in a fast-paced and pioneering industry! Secure Digital Markets is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication. This is an exciting time to...

  • Senior Compliance Analyst

    1 month ago

    Toronto, Ontario, Canada President's Choice Financial Full time

    Senior Analyst, Business ComplianceWe are seeking a highly skilled Senior Analyst, Business Compliance to join our team at President's Choice Financial. This role will play a critical part in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Implement and manage the...

  • Compliance Systems Analyst Position

    1 month ago

    Toronto, Ontario, Canada Wellington Altus Financial, Inc. Full time

    Compliance Systems AnalystJoin our organization as a Compliance Systems Analyst and contribute to the success of Wellington-Altus Financial, Inc.About UsWellington-Altus Financial, Inc. is a leading financial services company founded in 2017. Our organization is comprised of Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., and...

  • Senior Compliance Testing Analyst

    3 weeks ago

    Toronto, Ontario, Canada Randstad Canada Full time

    Senior Compliance Testing AnalystWe are seeking a highly skilled Senior Compliance Testing Analyst to join our team at Randstad Canada. As a Senior Compliance Testing Analyst, you will be responsible for planning and executing compliance testing programs, communicating results, and documenting regulatory controls.Key Responsibilities:Plan and execute...

  • Compliance Analyst

    1 month ago

    Toronto, Ontario, Canada First National Full time

    Job Summary:We are seeking a highly skilled Compliance Analyst to join our team at First National. The successful candidate will play a key role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing.Key Responsibilities:Support the implementation of...

  • Compliance Analyst, Business Integrity

    6 months ago

    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

  • Compliance Monitoring Analyst AVP

    3 months ago

    Toronto, Canada Citigroup, Inc Full time

    Serves as a senior compliance monitoring analyst for Independent Compliance Risk Management (ICRM)'s Compliance Monitoring team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Monitoring Analyst performs risk-based testin

  • Compliance Kyc Analyst

    7 months ago

    Toronto, Canada Corpay Full time

    What We Need Corpay is currently looking to hire a Compliance KYC Analyst within our Legal Compliance division. This position falls under our Corpay Cross Border line of business and is located in Toronto ON. You will report directly to the Compliance Director and regularly collaborate with the Credit, Sales & Financial Investigation Unit teams. How We...

  • Senior Compliance Testing Analyst

    1 month ago

    Toronto, Ontario, Canada Randstad Full time

    Senior Compliance Testing AnalystAre you looking to gain experience in a top 5 bank? This is a great opportunity for you to develop your skills in compliance testing and risk management.About the RoleThe Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements, including planning, execution, and reporting. The...

  • Compliance and Supervision Analyst

    2 months ago

    Toronto, Canada Wellington-Altus Full time

    Compliance and Supervision Analyst Location : This in-office position will be based out of our Winnipeg or Toronto office. Type: This is a Full-Time, 12-months Term position. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA...