Compliance Associate

4 months ago


Burlington, Canada Aligned Capital Partners Inc. Full time

Aligned Capital Partners Inc. is a fast-growing investment dealer with a dynamic team looking to expand our business exponentially. Our corporate culture encourages teamwork, service excellence, creativity, and initiative. We are currently hiring for a **full-time Compliance Associate **to join our growing team in **Burlington**.

**Position Overview**

**What You Will Do**
- Manage money moves related to fund custody accounts
- Handle trade cancellations, corrections and backdates
- Review and reconcile daily, weekly, and monthly fund prices provided by our third-party fund administrator
- Assist with quarterly compliance reporting and reviews
- Manage fund audits and regulatory filings for IIROC and the OSC
- Acquire a thorough understanding of the many functional areas of Dealer operations, with the goal of being an active member in evolving internal platforms
- Provide reporting to various team members and functional units within the organization
- Liaise with third-party fund managers, service providers and internal teams, advisors, and portfolio managers
- Own and action inquiries in a timely manner

**You Will Bring**
- 1-3 years experience working with a financial institution
- An understanding of advisor practices and the ability to foster open communication
- Proficiency in Excel and SharePoint
- Excellent organization and communication skills
- Initiative and the ability to work independently within an overarching team structure
- Critical thinking and sound judgement
- An open mind with a desire to learn and drive business results
- Completion of the Canadian Securities Course (CSC) would be an asset

**What We Bring**

We are committed to a positive employee experience fostered through an open and collaborative work environment. We offer you:

- Competitive compensation
- Recognition of your accomplishments
- Communication and feedback
- Investment in your training and development
- Commitment to your health and well being

Aligned Capital Partners Inc. is an equal opportunity employer. Please contact us at 905 639 5115 if you require any accommodation in order to fully participate in our recruitment process.


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