Compliance Officer

6 months ago


Thornhill, Canada Home Royaltie Inc. Full time

**Qualifications**:
Specific qualifications may include a relevant qualification(s), such as in law/law clerk/paralegal or business, and a strong level of competence and or working knowledge of compliance. Familiarity with legal and regulatory frameworks applicable to real estate and areas within the financial market, would be considered an asset.

**Requirements**:

- Bachelor’s Degree or College Diploma in business administration, law/law clerk/paralegal, commerce, or a related discipline.
- Develop, implement and manage legal compliance program
- Determine compliance metrics and create a system for tracking them
- Sign off on marketing and advertising to ensure it is compliance
- Experience with and interpreting complex documents while paying attention to detail
- Maintain up to date written documentation and policies related to the organization's business activities
- Create compliance knowledge base depository (library)
- Perform compliance audits to determine whether establish protocols are being followed and where they can be improved
- Relevant work experience in compliance, risk management
- Strong communicator
- Exemplify strong knowledge of industry protocols and best practices
- Excellent analytical skills
- Strong moral code
- Exceptional time management skills

**Preferred but not necessary**:

- Graduate degree in business administration
- Certified Ethics Professional certification
- Certified Regulatory Compliance Manager (CRCM)
- Minimum 2-4 years experience as a compliance officer

**Suggested Specifications**:

- $65-85,000 salary
- Full time
- Monday to Friday

**Benefits**:

- Health Insurance
- Dental Insurance

**Salary**: From $55,000.00 per year

**Benefits**:

- Dental care
- Extended health care
- Life insurance
- On-site parking
- Paid time off

**Education**:

- Bachelor's Degree (preferred)

Work Location: In person


  • Compliance Officer

    2 months ago


    Thornhill, Canada OM Financial Inc. Full time

    **Compliance Officer** The Compliance Officer will be handling all Compliance related duties at our MGA. This role is a Full-Time position and is located either at our Mississauga or Toronto office. **Duties**: - Conducting the Advisor Practice Review (APR) process, - Work on the Managing General Agent (MGA) Survey, - Other MGA Compliance duties as...


  • Thornhill, Canada Bank of China(Canada) Full time

    **Job Summary**: Assist Internal Control and Compliance manager for the 1st defence line duty, handle information technology-related duty, and business management function. **Key Responsibilities**: 1. Responsible for organizing and conducting work related to the first line of defence in the financial market, including but not limited to monitoring trading...


  • Thornhill, Canada CAA Club Group Full time

    **About Us**: Get ready to drive your career forward. Life at CAA Club Group is fast paced, performance-driven and rewarding. We value our Associates' career growth and ongoing professional development - and we regularly recognize their achievements and outstanding results. We are caring. We are leaders. We are innovators. We are collaborative. We work hard...


  • Thornhill, Canada Bank of China(Canada) Full time

    **Job Summary**: Assist Internal Control and Compliance manager for the 1st defence line duty, handle information technology related duty, and business management function. **Key Responsibilities**: 1. Responsible for leading and driving the digitalization of financial market business, including but not limited to trading system upgrades and transformation...

  • Office Manager

    5 months ago


    Thornhill, Canada DataStealth Full time

    Salary: DataStealth is a data protection platform that allows organizations to discover, classify, and protect their most sensitive data and documents, ensuring that sensitive data and documents are secure and that they meet applicable privacy, regulatory, governance and compliance requirements. We are one of the world's leading and fastest growing...

  • Dental Office Manager

    1 month ago


    Thornhill, Canada Clarington Dental Centre Full time

    **Job Title: Dental Office Manager** **Location**: Doncaster Dental Studio **Pay**: $30-$35 per hour **Position Type**: Part-Time (Transitioning to Full-Time) **About Us**: At Doncaster Dental Studio, we are dedicated to providing exceptional dental care in a welcoming environment. Our team is passionate about patient health and comfort, and we are seeking...

  • Admissions Officer

    6 months ago


    Thornhill, Canada King Heights Academy Full time

    King Heights Academy is growing and is looking for an Admissions Officer to join our team. **Overview**: As an Admissions Officer at our private school, you will play a crucial role in recruiting and admitting domestic and international students from Kindergarten to Grade 12. Your primary responsibility will be to ensure a smooth admissions process while...

  • Payroll Officer

    6 months ago


    Thornhill, Canada Elqueena Support Services Full time

    Elqueena Support Services Inc. seeks a detail-oriented and organized individual to join our team as a Payroll Officer. As a Payroll Officer, you will be responsible for accurately processing payroll and ensuring compliance with all relevant laws and regulations. This is a vital role within our organization, as you will play a key part in ensuring our...

  • Admissions Officer

    6 months ago


    Thornhill, Canada King Heights Academy Full time

    King Heights Academy is growing and is looking for an Admissions Officer to join our team. **Overview**: As an Admissions Officer at our private school, you will play a crucial role in recruiting and admitting domestic and international students from Kindergarten to Grade 12. Your primary responsibility will be to ensure a smooth admissions process while...


  • Thornhill, Canada Financial Debt Recovery Ltd. Full time

    **About Us**: **The FDR Group of Companies which includes Agility One Outsourcing** provides corporate credit and revenue management needs, focused on collection services for accounts. FDR provides collection services to a broad range of major Canadian organizations across the country. Our clients currently include the Ontario Government Collection...


  • Thornhill, Canada CBT Psychology for Personal Development Full time

    **JOB TITLE**: Intake and Office Operations Coordinator **Who We Are** Welcome to our lively Psychology clinic in Thornhill, Ontario! We're a vibrant team of clinical psychologists, psychotherapists, social workers, and talented practicum students. Our reputation was built thanks to the skills, integrity, and commitment of our fantastic team. We're all...


  • Thornhill, Canada CBT Psychology for Personal Development Full time

    **JOB TITLE**: Intake and Office Operations Coordinator **Who We Are** Welcome to our lively Psychology clinic in Thornhill, Ontario! We're a vibrant team of clinical psychologists, psychotherapists, social workers, and talented practicum students. Our reputation was built thanks to the skills, integrity, and commitment of our fantastic team. We're all...


  • Thornhill, Canada Financial Debt Recovery Ltd. Full time

    **About Us**: **The FDR Group of Companies which includes Agility One Outsourcing** provides corporate credit and revenue management needs, focused on collection services for accounts. FDR provides collection services to a broad range of major Canadian organizations across the country. Our clients currently include the Ontario Government Collection...


  • Thornhill, Canada Bank of China(Canada) Full time

    **Job Summary**: **Responsibilities**: - Organize and conduct first-line defense activities, including monitoring trading activities, transaction limits, and margin management. - Implement risk management duties related to operational, compliance, credit, and technology risks. - Coordinate the negotiation, drafting, and revision of ISDA, CSA, and other...

  • Aml Manager

    5 months ago


    Thornhill, Canada Bank of China(Canada) Full time

    **1. ROLE PURPOSE/SUMMARY** AML Manager is responsible to: Lead EDD Review and follow up. Lead on quarterly assurance testing. Lead testing for branches and departments (including revising testing template when needed and drafting report) Assists in developing, implementing and administering all aspects of the Bank’s compliance programs. Including...


  • Thornhill, Ontario, Canada WSP Full time

    Job DescriptionWSP is seeking a skilled Project Manager to join our Land Development team, based out of our Thornhill office, with hybrid flexible office locations available.The Land Development team is a close-knit, collaborative team that prides itself on its long-standing relationships and commitment to delivering high-quality projects.As a Project...


  • Thornhill, Canada Walmart Canada Full time

    **Position Summary... **:Working as a Directs Store Delivery Associate at Walmart Canada is a great way to develop your skills in the retail industry. A Directs Store Delivery Associate coordinates and efficiently processes direct and local merchandise for delivery to the salesfloor in order to ensure a positive shopping experience to drive customer loyalty....


  • Thornhill, Ontario, Canada WSP Full time

    The OpportunityWSP is currently seeking a Project Engineer to join our Land Development team, located at our Thornhill office. Reporting to the Manager, this position will be responsible for a variety of greenfield and infill projects for residential, commercial, retail, and institutional clients.Key ResponsibilitiesManage a portfolio of land development...

  • Trader (Banking Book)

    5 months ago


    Thornhill, Canada Bank of China(Canada) Full time

    **Job Summary**: Banking book trading, executing transaction orders for efficiency of bank’s funding usage, and fulfilling intra-day liquidity management purposes. **Key Responsibilities**: 1. Responsible for conducting money market transactions such as interbank loans and deposits, bond investment, commercial paper (CP) issuance, etc. 2. Manage...

  • Trader (Banking Book)

    6 months ago


    Thornhill, Canada Bank of China(Canada) Full time

    **Job Summary**: Banking book trading, executing transaction orders for efficiency of bank’s funding usage, and fulfilling intra-day liquidity management purposes. **Key Responsibilities**: 1. Responsible for conducting money market transactions such as interbank loans and deposits, bond investment, commercial paper (CP) issuance, etc. 2. Manage...