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Assistant Internal Control and Compliance Manager
3 weeks ago
**Job Summary**:
Assist Internal Control and Compliance manager for the 1st defence line duty, handle information technology related duty, and business management function.
**Key Responsibilities**:
1. Responsible for leading and driving the digitalization of financial market business, including but not limited to trading system upgrades and transformation (business analysis), promotion of client trading systems/terminals, promotion and customization of corporate E-banking and mobile banking (requirements analysis).
2. Transaction data statistics, processing, and analysis.
3. Maintenance, upgrade, and debugging of trading systems, as well as business continuity planning and implementation.
4. Management of market data terminals (e.g., Bloomberg, Refinitiv) and other external business solutions (such as customer trading systems).
5. Development and construction of business automation tools (BA or PM).
6. As a representative for requirements analysis and project management, collaborate with the IT department to implement upgrades, transformations, and development projects of financial market-related business systems.
7. Other tasks assigned by superiors.
**Responsibilities as backup**:
1. Responsible for organizing and conducting work related to the first line of defence in the financial market, including but not limited to monitoring trading activities, transaction limits, risk limits and margin management.
2. Implement risk management related to operational risk, compliance risk, credit risk, technology risk, and other major risks.
3. Cooperate in carrying out related work such as KYC and anti-money laundering.
4. Responsible for cooperating with internal audits and external regulatory compliance inspections, preparing internal and external compliance and risk control reports for the department, and liaising with external regulatory and auditing institutions.
5. Coordinate with head office business management, risk management, group audits, and other internal risk control units.
6. Departmental document management.
**Requirements**:
- Bachelor's degree in computer science, mathematics, statistics, finance, or related fields, with strong learning abilities.
- At least 3 years of work experience in banking or financial industry, with experience in trading systems support and development, system upgrades, system requirements analysis, and implementation.
- Familiarity with foreign exchange trading systems, market data platforms (such as Bloomberg, Refinitiv, 360T, Wind, etc.), or financial market business-related systems (such as Murex).
- Basic knowledge in at least one programming language such as C++, Python, or VBA, and having an understanding of database fundamentals would be an advantage. Experience in small-scale software development or creating automated calculation tools with Excel is preferred.
- Proficient in the use of office software.
- Proficient in English and Chinese (listening, speaking, reading, and writing).
**Benefits**:
- Company events
- Dental care
- Extended health care
- Flexible schedule
- Life insurance
- On-site parking
- Tuition reimbursement
- Vision care
- Work from home
Schedule:
- Monday to Friday
Supplemental pay types:
- Bonus pay
- Overtime pay
**Education**:
- Bachelor's Degree (preferred)
**Experience**:
- trading systems support and development: 3 years (preferred)
**Language**:
- Mandarin (preferred)
Work Location: Hybrid remote in Thornhill, ON L3T 7X8
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