Compliance Advisor

Are you driven by the challenges related to the compliance of the distribution of financial products and services? Do you want to leverage your analysis skills, advisory service, and your ability to positively influence your business partners? iA Financial Group has a position for you! Our Compliance Department, Distribution Networks at iA, is seeking a...

A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. Your job: - Analyze and authorize documentation, new accounts,...

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your

Montreal- OperationsFull Time- 27203- 12 June 2024**Laurentian Bank. Seeing beyond numbers** **Seeing beyond numbers** At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to...

Emplacement du poste: **Montréal** - État/Province: **Québec** **SUMMARY**: *** Telecon is looking for an energetic and career minded individual to take on the position of Customer Compliance Advisor. This full-time, permanent opportunity includes health benefits, a company match RRSP plus opportunities for growth in addition to a terrific work...

Montreal- Risk managementFull Time- 27208- 21 June 2024**Laurentian Bank. Seeing beyond numbers** **Seeing beyond numbers**TM** At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team,...

Job Location: **Montreal** State/Province: **Quebec** **SUMMARY**: Telecon is looking for an energetic and career minded individual to take on the position of Customer Compliance Advisor. This full-time, permanent opportunity includes health benefits, a company match RRSP plus opportunities for growth in addition to a terrific work...

Company Description American Iron & Metal (AIM) is a family-owned company and recognized global leader in the metal recycling industry with more than 125 sites and 4000 employees worldwide. We have continued to prosper for the last eight decades thanks to the dedication of our employees and the ongoing trust and support of our customers. Become part of...

A career as a Senior Trade Surveillance Advisor, Swaps in our Compliance Trade Surveillance team at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization a

The Advisor, International Tax Compliance and Tax Accounting is responsible for ensuring the compliance of BRP’s legal entities outside Canada and US with all relevant tax legislations. In this role, they will be responsible for the quality and completeness of the GloBE information return filed by B

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your knowledge of wealth management and investment products....

Temporary position for 12 months. As a legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of...

A career as Senior Advisor Operational Compliance in the Investment Operations team at National Bank means being an expert in regulatory matters. In this role you will use your expertise to influence the compliance culture and propose solutions to continuously improve our practices and ensure that regulatory requirements are operationalized while...

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your knowledge of wealth management and investment products....

As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your knowledge of wealth management and investment products....

As a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements. **Your role**: - Authorize documentation, new accounts...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

As a legal and regulatory compliance advisor, OCRI, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development...

A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences. This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance...

**Requisition #**: 19136 **Functional Area**: Client Service; Transportation Safety **Employment Type**: Full-Time **Work Options**: Remote / Work from Home in Canada #LI-Remote **Work Hours**: Standard Business Hours **Position Summary**: It's an exciting time at J. J. Keller as we continue to grow and expand our vehicle service offerings in Canada. In an...