Trade Supervision Manager
3 months ago
You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.
The Business Governance & Controls (BG&C) team is responsible for first line oversight within the Canadian Retail Advice and Solutions (RAS) business and works closely with advisors and field leaders to help advisors build and maintain compliant business practices, meet evolving regulatory expectations, all while putting the Client’s interests and experience first.
Reporting to a Manager, Trade Supervision Oversight, this Trade Supervision Manager (“TSM”) is part of a team which provides first-line oversight of trading and other activities of advisors and field leaders to ensure we are meeting regulatory obligations and Sun Life policies.
**What will you do?**
- Conduct Tier 1 supervision activities, including daily and monthly trade reviews, close supervision and new registrant supervision.
- Effectively managing queries and other tasks to support trade supervision within the broader team.
- Through daily trade review activities identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.
- Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
- Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem
- Collaborate with Trade Supervision team members and with other BG&C colleagues to achieve BG&C objectives.
- Complete other duties as assigned.
**What do you need to succeed?**
- Mutual Fund Dealer Branch Manager proficiency which includes 2 years of relevant experience and completion of any one of the following:
- Branch Manager’s Course Exam (CSI)
- Mutual Fund Branch Manager’s Examination Course Exam (IFSE)
- Branch Compliance Officers Course Exam (CSI)
- Strong knowledge of and experience with mutual fund industry compliance standards and practices
- Excellent organization and time management skills
- High degree of integrity and ethics; good judgement
- Interpersonal and communication skills
- Investment Dealer Branch Manager Proficiency is an asset
- As this position is posted in several locations, we specify that bilingualism (French, English, both oral and written) is required for Quebec only for the frequent interactions with English and French-speaking colleagues or internal partners across Canada or worldwide.
**What's in it for you?**
- Working together, sharing common values, and encouraging growth & achievement
- Flexible Benefits from the day you join to meet the needs of you and your family.
- We are proud to be on the 2024 Best Workplaces in Canada list by Great Place to Work.
- We’re also listed as one of the Best Workplaces for Women and Best Workplaces with Most Trusted Executive Teams.
- Join one of our many Inclusion Networks. These voluntary, employee-led groups are dedicated to creating connection, fostering inclusivity, and building community.
- Charitable giving through our You Give, We Give program lets you give back to your community - and in many cases, we’ll match your contributions.
At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work. Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.
We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted.
**Salary Range**:
56,000/56 000 - 91,000/91 000
**Job Category**:
Business Analysis - Process
**Posting End Date**:
15/09/2024
-
Bilingual Trade Supervision Manager
1 month ago
Waterloo, Canada Sun Life Full timeYou are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...
-
Site Operations Manager
3 weeks ago
Waterloo, Ontario, Canada Michael Page International Canada Limited Full timeAs a seasoned Site Superintendent, you will be responsible for overseeing all on-site construction activities to ensure projects are completed on time and within budget. Your leadership skills will be essential in coordinating and supervising subcontractors, trades, and on-site personnel.Key responsibilities include:Implementing and monitoring safety...
-
Site Manager
2 weeks ago
Waterloo, Ontario, Canada Michael Page Full timeAbout Our CompanyAt Michael Page, we value quality work, corporate culture, and employee growth.Supervise projects and operations on-siteEnsure quality of work and materialsOrganize and supervise site staff, trades, and contractorsImplement health and safety project plans and MOL requirementsManage budget and work with Project Manager to control costsDevelop...
-
Construction Operations Manager
2 weeks ago
Waterloo, Ontario, Canada Michael Page International Canada Limited Full timeAbout the Role:We are seeking an experienced Construction Operations Manager to join our client, a multi-trade local contractor focused on Industrial, Commercial, Water and Wastewater projects in Ontario.Key Responsibilities:Manage all on-site construction activities to ensure projects are completed on time and within budget.Coordinate and supervise...
-
Waterloo, Ontario, Canada Descartes Full timeDescartes: A Leader in Logistics and Supply Chain TechnologyThe need for efficient, secure, and agile supply chains and logistics operations has become increasingly critical and complex. By combining innovative technology, powerful trade intelligence, and a vast network, Descartes helps move goods, information, transportation assets, and people where they're...
-
Operations Manager
2 months ago
Waterloo, Canada Fat Bastard Burrito Co. Full timeWork Term: Permanent - Work Language: English - Hours: 30 hours per week - Education: Bachelor's degree - Experience: 5 years or more **Budgetary responsibility**: - $500,001 - $1,500,000 **Tasks**: - Allocate material, human and financial resources to implement organizational policies and programs - Authorize and organize the establishment of major...
-
Construction Project Manager
4 weeks ago
Waterloo, Ontario, Canada Michael Page Full timeAbout Our ClientOur client is a well-established Construction Management Firm with over 30 years of experience in Commercial, Institutional, and Industrial projects, specializing in WWTP projects. If you're looking for a valued culture in a flexible, medium-sized company, they're the perfect fit.Job Description- Oversee construction projects and site...
-
Construction Project Manager
2 days ago
Waterloo, Ontario, Canada TalentSphere Staffing Solutions Full timeWe are seeking a skilled Construction Project Manager to oversee residential building projects from initial groundwork to final inspections. Located in Waterloo-Kitchener, Ontario, this role offers a $120K plus package for the right candidate.Key ResponsibilitiesMaintain a clean, organized, and secure job site environment, ensuring strict health and safety...
-
Senior Manager Fund Accounting Lead
1 week ago
Waterloo, Ontario, Canada CB Canada Full timeJob Summary:Our client, CB Canada, is seeking a Senior Manager, Fund Accounting to join their team. As a Senior Manager, Fund Accounting, you will be responsible for supervising and reviewing a small team, as well as performing hands-on work when complexities demand.Key Responsibilities:Review fund documents to apply reporting standardsProcess capital...
-
operations manager
6 months ago
Waterloo, Canada 2651001 Ontario Inc. Full timeEducation: Bachelor's degreeExperience: 3 years to less than 5 yearsWork settingAccommodation and food servicesTasksAllocate material, human and financial resources to implement organizational policies and programsAuthorize and organize the establishment of major departments and associated senior staff positionsCo-ordinate the work of regions, divisions or...
-
operations manager
6 months ago
Waterloo, Canada 2651001 Ontario Inc. Full timeEducation: Expérience: EducationBachelor's degreeWork settingAccommodation and food servicesTasksAllocate material, human and financial resources to implement organizational policies and programsAuthorize and organize the establishment of major departments and associated senior staff positionsCo-ordinate the work of regions, divisions or...
-
Senior Construction Site Manager
4 weeks ago
Waterloo, Ontario, Canada TalentSphere Staffing Solutions Full timeAbout Our ClientTalentSphere Staffing Solutions is proud to partner with a leading construction company that excels in medium to large-scale ICI and residential projects across the Greater Toronto Area, Kitchener-Waterloo, and Barrie.This innovative company is dedicated to raising the standards in construction through collaboration, transparency, and...
-
Finishing Supervisor
6 months ago
Waterloo, Canada Activa Holdings Inc. Full timeRole Summary **Company**:Activa **Job Title**:Finishing Supervisor (Residential Construction) **Job Type**:Full-Time, Permanent **Reports To**:Construction Manager & Site Supervisor **Location**:Waterloo, Ontario The Finishing Site Supervisor is responsible for Managing the Construction of units from drywall to completion while ensuring construction...
-
Construction Management Professional
2 days ago
Waterloo, Ontario, Canada Michael Page Full timeAbout Our ClientMichael Page is a leading recruitment agency with over 30 years of experience in placing professionals in Commercial, Institutional and Industrial projects. We specialize in WWTP (Wastewater Treatment Plant) projects and are committed to providing our clients with exceptional talent. Job Description:We are seeking a highly experienced ICI...
-
Site Operations Manager
4 weeks ago
Waterloo, Ontario, Canada Michael Page Full timeAbout Our ClientAt Michael Page, we're committed to finding talented individuals who share our passion for excellence and innovation. Our client is a dynamic organization that values quality, corporate culture, and employee growth.Job Description- Oversee projects and operations on-site, ensuring seamless execution and timely completion.- Maintain the...
-
Program Facilitator 2
2 months ago
Waterloo, Canada Boma Learning Centre Full time_**Job Title**:_ Program Facilitator 2 (Supervised) - **Reports to**:_ The Program Facilitator 2 will report to the Director of Boma Learning Centre - **Qualifications and Skills ( Minimum 1 year Experience Required)**_ Minimum 2 years experience working with children and youth - Post Secondary Education (Completed) - Minimum 1 year experience in Applied...
-
Automotive Service Manager
5 months ago
Waterloo, Canada Down the Road Again Automotive Inc Full timeWork Term: Permanent - Work Language: English - Hours: 40 to 45 hours per week - Education: Other trades certificate or diploma - Experience: 1 year to less than 2 years **Work site environment**: - Non-smoking **Tasks**: - Manage staff and assign duties - Study market research and trends to determine consumer demand, potential sales volumes and effect of...
-
Resident Manager
5 months ago
Waterloo, Canada KILLAM APARTMENT REIT Full timeKillam Apartment REIT (TSX:KMP.UN), is a growth-oriented real estate investment trust which owns, manages and develops multi-family residential properties in Atlantic Canada, Ontario, Alberta, and British Columbia. Killam is focused on maximizing its value and long-term profitability through increasing earnings, expanding the portfolio through acquisitions,...
-
Live-in Resident Manager
5 months ago
Waterloo, Canada Killam Apartment REIT Full timeKillam Apartment REIT (TSX:KMP.UN), is a growth-oriented real estate investment trust which owns, manages and develops multi-family residential properties in Atlantic Canada, Ontario, Alberta, and British Columbia. Killam is focused on maximizing its value and long-term profitability through increasing earnings, expanding the portfolio through acquisitions,...
-
General Manager, Sales
1 month ago
Waterloo, Canada Church's Texas Chicken Full timeEducation: - Expérience: **Education**: - College/CEGEP **Tasks**: - Allocate material, human and financial resources to implement organizational policies and programs - Authorize and organize the establishment of major departments and associated senior staff positions - Co-ordinate the work of regions, divisions or departments - Establish objectives for...