Directeur / Directrice Compliance et Risk management
2 weeks ago
Is this role right for you?
In this role you will:
- Lead and drive a client focused culture throughout your team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Design and implement process and control improvements to continuously enhance client experience.
- Be responsible for the design, execution, and sustainment of the centralized Supervision/Compliance program.
- Manage critical third-party vendor relationships including ongoing performance monitoring and reporting, business continuity planning and annual reviews to ensure efficiencies and scalability within the overall platform.
- Coordinate Tangerine Investments non-financial risk activities ensuring the Enterprise Risk Management Framework is applied consistently and effectively to mitigate the non-financial risk exposure for the business.
- Create an environment in which your team pursues effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk.
- Build a high-performance environment and implement a people strategy that attracts, retains, develops, and motivates your team by fostering an inclusive work environment and using a coaching mindset and behaviors.
- Communicate the vision, values, and business strategy and manage succession and development planning for your team.
Do you have the skills that will enable you to succeed in this role? – We’d love to work with you if you have:
- 10+ years’ experience in an operations, supervision, compliance, or related role covering securities businesses (i.e., CIRO, provincial securities regulated business).
- University degree in Business Administration, Finance, or related discipline.
- Experience in supporting Sales and Client Management teams.
- An ability to drive process improvements to enhance client experience in line with regulatory expectations.
- A strong understanding of regulations, systems, and operational processes supporting Tangerine.
- Exceptional presentation and written communication skills.
- Advanced influencing and relationship building skills.
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