Current jobs related to Senior compliance analyst - Golden Horseshoe - ADP, Inc.

  • Senior Risk Analyst

    4 weeks ago


    Golden Horseshoe, Canada President's Choice Bank Full time

    Job Title: Senior Analyst, ORMWe are seeking a highly skilled Senior Analyst, ORM to join our Enterprise Risk Management (ERM) function. As a key member of our team, you will be responsible for collaborating with various business stakeholders to identify and assess operational risks.Key Responsibilities:Conduct Risk and Control Assessments (RCAs) to ensure...

  • Senior Risk Analyst

    4 weeks ago


    Golden Horseshoe, Canada President's Choice Bank Full time

    Job Title: Senior Analyst, ORMWe are seeking a highly skilled Senior Analyst, ORM to join our Enterprise Risk Management (ERM) function. As a key member of our team, you will be responsible for collaborating with various business stakeholders to identify and assess operational risks.Key Responsibilities:Conduct Risk and Control Assessments (RCAs) to ensure...


  • Golden Horseshoe, Canada Mier Human Capital Full time

    Senior Financial Analyst Job DescriptionMier Human Capital is seeking a highly skilled Senior Financial Analyst to join our team. As a Senior Financial Analyst, you will play a key role in providing financial leadership and support to our organization.Key Responsibilities:Provide financial support and leadership to sales and management teamsSupport month-end...


  • Golden Horseshoe, Canada Mier Human Capital Full time

    Senior Financial Analyst Job DescriptionMier Human Capital is seeking a highly skilled Senior Financial Analyst to join our team. As a Senior Financial Analyst, you will play a key role in providing financial leadership and support to our organization.Key Responsibilities:Provide financial support and leadership to sales and management teamsSupport month-end...


  • Golden Horseshoe, Canada Niagara Region Full time

    About the RoleWe are seeking a highly skilled Senior Systems Analyst to join our team at Niagara Region. As a key member of our IT department, you will be responsible for designing and developing technical solutions to deliver business functionality.Key ResponsibilitiesDesign and develop technical solutions to deliver business functionality.Design,...


  • Golden Horseshoe, Canada Mier Human Capital Full time

    Senior Financial AnalystMier Human Capital is seeking a highly skilled Senior Financial Analyst to join our team. As a key member of our finance department, you will be responsible for providing financial support, leadership, and stewardship to sales and management.Key Responsibilities:Provide business support, leadership, and stewardship to sales and...


  • Golden Horseshoe, Canada Mier Human Capital Full time

    Senior Financial AnalystMier Human Capital is seeking a highly skilled Senior Financial Analyst to join our team. As a key member of our finance department, you will be responsible for providing financial support, leadership, and stewardship to sales and management.Key Responsibilities:Provide business support, leadership, and stewardship to sales and...


  • Golden Horseshoe, Canada Mier Human Capital Full time

    Financial Leadership OpportunityAt Mier Human Capital, we are seeking a Senior Financial Analyst to provide business support, leadership, and stewardship to sales and management for our division. The ideal candidate will have strong MS Office skills, experience with AS400, SAP, or other ERP systems, and a demonstrated ability to work with a positive attitude...


  • Golden Horseshoe, Canada Vaco Full time

    {"About the Company": "Our client is a leading diagnostics laboratory seeking a Senior Financial Analyst to provide business partnership support to specific business lines within the company, as delegated by the finance department manager. This is a remote opportunity with a close-knit Finance team where each Senior Analyst leads their own portfolio. Room...


  • Golden Horseshoe, Canada Vaco Full time

    {"About the Company": "Our client is a leading diagnostics laboratory seeking a Senior Financial Analyst to provide business partnership support to specific business lines within the company, as delegated by the finance department manager. This is a remote opportunity with a close-knit Finance team where each Senior Analyst leads their own portfolio. Room...


  • Golden Horseshoe, Canada Niagara Region Full time

    About the RoleWe are seeking a highly skilled Senior Systems Analyst to join our team at Niagara Region. As a key member of our IT department, you will be responsible for designing and developing technical solutions to deliver business functionality.The successful candidate will have a strong background in PeopleSoft tools, including PeopleTools Application...


  • Golden Horseshoe, Canada Niagara Region Full time

    About the RoleWe are seeking a highly skilled Senior Systems Analyst to join our team at Niagara Region. As a key member of our IT department, you will be responsible for designing and developing technical solutions to deliver business functionality.The successful candidate will have a strong background in PeopleSoft tools, including PeopleTools Application...

  • Compliance Expert

    1 day ago


    Golden Horseshoe, Canada Enoch Wealth Inc. Full time

    Enoch Wealth Inc. is seeking a highly skilled and experienced Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company adheres to all relevant securities regulations and internal policies.Key ResponsibilitiesDevelop, implement, and continuously improve a compliance program aligned with our exempt...


  • Golden Horseshoe, Canada Sienna Senior Living Full time

    Associate Director of Care OpportunityFieldstone Commons Long Term CommunityThe Associate Director of Care plays a vital role in ensuring the efficient operation of the home and delivering high-quality care to residents. As a key member of the Long Term Care team at Sienna Senior Living, you will be responsible for overseeing clinical operations, leading...


  • Golden Horseshoe, Canada Enoch Wealth Inc. Full time

    p>Enoch Wealth is an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission. p>With extensive experience and knowledge covering various fields of alternative investments, including Asset-backed Securities, Real Estate, Private Equity, Private Debt, Hedge Funds, and VC Funds, Enoch Wealth presents products that are suitable for...


  • Golden Horseshoe, Canada Niagara Region Full time

    About the RoleNiagara Region is seeking a highly skilled Senior Business Analyst to join our Information Technology team. As a key member of our team, you will be responsible for identifying opportunities to improve and enhance our business systems and processes.Key ResponsibilitiesLead and facilitate business analysis activities and architectural design...


  • Golden Horseshoe, Canada Sienna Senior Living Full time

    Associate Director of Care Job DescriptionAt Sienna Senior Living, we are committed to providing exceptional care and services to our residents. We are seeking a highly skilled and dedicated Associate Director of Care to join our team.Key Responsibilities:Provide clinical leadership and guidance to nursing staff to ensure the delivery of safe, effective, and...


  • Golden Horseshoe, Canada Sienna Senior Living Full time

    Associate Director of Care Job DescriptionAt Sienna Senior Living, we are committed to providing exceptional care and services to our residents. We are seeking a highly skilled and dedicated Associate Director of Care to join our team.Key Responsibilities:Provide clinical leadership and guidance to nursing staff to ensure the delivery of safe, effective, and...


  • Golden Horseshoe, Canada Niagara Region Full time

    p>Please be aware that this position qualifies for the hybrid work policy, allowing the employee to work 50% of their time from home and 50% in the office.Temporary Duration Serving a diverse urban and rural population of more than 475,000, Niagara Region is focused on building a strong and prosperous Niagara. Working collaboratively with 12 local area...


  • Golden Horseshoe, Canada Sienna Senior Living Full time

    Director of Environmental ServicesSienna Senior Living is seeking a highly skilled and experienced Director of Environmental Services to lead our team in providing exceptional care and services to our residents.Key Responsibilities:Plan, coordinate, and direct the effectiveness of all operational activities within the housekeeping, laundry, and maintenance...

Senior compliance analyst

3 months ago


Golden Horseshoe, Canada ADP, Inc. Full time

Note to ADP Associates

An associate must be in his/her current position for a minimum of 18 months to apply for any internal openings. He/she must inform their manager have they been invited for a second interview.

A little about ADP:

We are a global leader in human resources technology, offering the latest AI and machine learning-enhanced payroll, tax, human resources, benefits, and much more. We believe our people make all the difference in cultivating an inclusive, down-to-earth culture that welcomes ideas, encourages innovation, and values belonging. We serve over 1 million clients in 140 countries with over 63,000 associates worldwide. Thanks to the talent, commitment, and authenticity of our ADP associates around the world, we’ve earned accolades from some of the industry’s most respected thinkers for being one of the best places to work.

Description:

Position summary:

The Senior Compliance Analyst role is to ensure the International Money Movement (IMM) compliance with Sarbanes Oxley's act, Service Operational Controls (SOC-ISAE3402, CSAE3416 and SSAE16) and internal audit compliance assessment, adherence and review. The compliance requirements and industry issues should be identified in order to develop solutions that meet compliance and business requirements. The Senior Compliance Analyst interacts with various levels of the business unit, Management, Legal Counsel and counterparts in other divisions globally.

Key responsibilities:

  • Monitor, control and correct key compliance operational processes and transactions. Collaborate with key business units and IT personnel to resolve the process and/or transactional issue.
  • Apply compliance; internal and operational risk controls in accordance with ADP or regulatory standards and policies; report issues and operational loss events.
  • Monitor various reports, to identify and document fraudulent activity; report such activities to the Compliance Officer, government agencies via Suspicious Activity and Currency Transaction reporting.
  • Identify, develop and/or oversee all regulatory and reporting requirements related to Federal, Provincial, local agencies, Fintrac, Financial Conduit Authority (FCA), Australian Securities and Investments Commission (ASIC), FinCEN, Sarbanes Oxley, ISAE3402, CSAE3416 and SSAE16.
  • Participate in the Enterprise Risk Management meetings and the work required with the action items to minimize the Global Money Movement and Compliance risks.
  • Participate in compliance reviews, projects and training efforts; act on behalf of senior management, as required.
  • Provide guidance to less experienced compliance personnel on regulatory matters, as appropriate.
  • Review the overall compliance activities for International Money Movement and Compliance products.
  • Analyze activity and trends to mitigate risk of loss to ADP; determines appropriate financial actions and/or workflow processes.
  • Consult with Internal Business stakeholders, Third Party Vendors, Regulatory Agencies, and Industry Governance organizations.
  • Provide compliance integration expertise for all product changes and acquisition for the international money movement products.

Qualifications:

  • Minimum of five years proven audit, compliance, financial services operations and/or regulatory experience, or equivalent.
  • Additional training or certification in Internal Audit, Legal or Compliance specialty highly preferred.
  • Understanding of internal ADP systems, proprietary bank software and transmission protocols, Money Movement or Banking are essential.
  • Comprehensive understanding of financial transactions as they relate to banking processes.
  • Ability to understand functional processes and make improvements to reduce redundancies and costs.
  • Proven interpersonal, organizational, communications, analytical and project management skills.
  • Proficiency with personal computers and pertinent mainframe systems and software packages.
  • Ability to influence a wide audience with no direct reporting authority.
  • Maintain and develop strong relationships with key business stakeholders.
  • Strong analytical skills, ability to work under pressure and strong customer service skills.
  • Strong verbal and written communication skills. Excellent organizational skills.

Education:

  • University degree. Bachelor's degree in business, finance, accounting, related field or equivalent experience.
  • Preferred qualification: Master’s Degree or Certification.

YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:

  • Be yourself in a culture that values equity, inclusion, and belonging.
  • Grow your career in an agile, dynamic environment with plenty of opportunities to progress.
  • Continuously learn through ongoing training, development, and mentorship opportunities.
  • Be your healthiest. Best-in-class benefits start on Day 1.
  • Focus on your mental health and well-being.
  • Join a company committed to giving back and generating a lasting, positive impact upon the communities in which we work and live.
  • Get paid to pay it forward. Company-paid time off for volunteering for causes you care about.

Diversity, Equity, Inclusion & Equal Employment Opportunity at ADP: ADP is committed to an inclusive, diverse and equitable workplace, and is further committed to providing equal employment opportunities regardless of any protected characteristic.

Ethics at ADP: ADP has a long, proud history of conducting business with the highest ethical standards and full compliance with all applicable laws.

#J-18808-Ljbffr