Current jobs related to Finance Compliance and Controls Manager - Toronto, Ontario - HomeEquity Bank

  • Finance and Compliance Manager

    1 month ago

    Toronto, Ontario, Canada Mackenzie Finance Full time

    Position OverviewThe Financial Services Manager at Mackenzie Finance plays a pivotal role in overseeing the daily operations of our financial services. This position requires a keen eye for detail and a commitment to maintaining compliance within the financial sector.Educational RequirementsPost-secondary education in finance or a related fieldEquivalent...

  • Finance Operations Manager

    1 month ago

    Toronto, Ontario, Canada Mackenzie Finance Full time

    Position OverviewThe Financial Services Manager at Mackenzie Finance plays a crucial role in overseeing the daily operations of our financial services department. This position requires a keen eye for detail and a commitment to maintaining compliance with industry regulations.Educational RequirementsCompletion of a College or CEGEP programEquivalent...

  • Manager, Internal Controls Finance

    3 weeks ago

    Toronto, Ontario, Canada Porter Airlines Full time

    About Porter AirlinesPorter Airlines is a leading airline company seeking a highly skilled and experienced professional to join our team as a Manager, Internal Controls Finance. As a key member of our finance department, you will play a pivotal role in overseeing and enhancing internal controls across various critical functions within the organization.Job...

  • Finance Compliance Manager

    1 month ago

    Toronto, Ontario, Canada Brio Energy Full time

    Finance Compliance Manager Position at Brio EnergyBrio Energy is dedicated to delivering sustainable energy solutions while fostering professional growth and development. As a prominent entity in the energy sector, we provide innovative products and services that meet the evolving needs of our customers.Establish and enforce financial guidelines and...

  • Director of Wholesale Platform Finance and Controls

    7 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled and experienced Director to lead our Wholesale Platform Finance and Controls team. As a key member of our Capital Markets Finance team, you will be responsible for leading, managing, and empowering a team of accounting and finance professionals, while managing the financial control and reporting responsibilities...

  • Director of Wholesale Platform Finance and Controls

    7 days ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryWe are seeking a highly skilled and experienced Director to lead our Wholesale Platform Finance and Controls team. As a key member of our Capital Markets Finance team, you will be responsible for leading, managing, and empowering a team of accounting and finance professionals, while managing the financial control and reporting responsibilities...

  • Compliance Advisory Vice President

    1 week ago

    Toronto, Ontario, Canada ThorekScott and Partners Full time

    Job Title: Vice President, Compliance AdvisoryThorek/Scott and Partners is proud to partner with a leading global bank to fill this exciting role.About the RoleThe Vice President, Compliance Advisory will be responsible for providing expert guidance and support to the bank's compliance team. This includes analyzing regulatory changes, developing strategies...

  • Compliance Advisory Vice President

    1 week ago

    Toronto, Ontario, Canada ThorekScott and Partners Full time

    Job Title: Vice President, Compliance AdvisoryThorek/Scott and Partners is proud to partner with a leading global bank to fill this exciting role.About the RoleThe Vice President, Compliance Advisory will be responsible for providing expert guidance and support to the bank's compliance team. This includes analyzing regulatory changes, developing strategies...

  • Audit and Compliance Finance Specialist

    1 month ago

    Toronto, Ontario, Canada Hudbay Minerals Full time

    Position Summary:This role is essential in enhancing the financial reporting and internal control framework within the organization. The incumbent will be responsible for supporting financial reporting, compliance with Sarbanes-Oxley regulations, conducting internal audits, and collaborating with various departments to facilitate informed business...

  • Compliance Control Specialist

    4 weeks ago

    Toronto, Ontario, Canada Wawanesa Insurance Full time

    Job OverviewThe Compliance Control Specialist role contributes to Wawanesa's second line Enterprise Compliance team. This role works under minimal supervision of the Director, Compliance Programs & Reporting to perform testing and monitoring of activities supporting Wawanesa's Regulatory Compliance Management (RCM) framework and complying with OSFI's E13 RCM...

  • Compliance Control Specialist

    2 weeks ago

    Toronto, Ontario, Canada Wawanesa Insurance Full time

    Job OverviewThe Compliance Control Specialist role contributes to Wawanesa's second line Enterprise Compliance team. This role works under minimal supervision of the Director, Compliance Programs & Reporting to perform testing and monitoring of activities supporting Wawanesa's Regulatory Compliance Management (RCM) framework and complying with OSFI's E13 RCM...

  • Finance Transformation Manager

    1 month ago

    Toronto, Ontario, Canada Salesforce, Inc. Full time

    Finance Transformation Manager - Cloud ERP and Tax ComplianceAbout SalesforceSalesforce is a leader in customer relationship management, dedicated to transforming the future of business through innovative technology. Our core values guide us as we assist organizations across various sectors in enhancing their customer connections and driving meaningful...

  • Compliance Advisory Vice President

    3 weeks ago

    Toronto, Ontario, Canada ThorekScott and Partners Full time

    Job DescriptionThorek/Scott and Partners is seeking a highly skilled Compliance Advisory Vice President to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring the Canadian Branch of a global bank remains compliant with all relevant regulations.Key Responsibilities:Regulatory Change Management: Monitor and...

  • Senior Manager, Internal Controls and Risk Management

    3 weeks ago

    Toronto, Ontario, Canada Central 1 Full time

    About the Role:At Central 1, we are seeking a highly skilled Senior Manager, Internal Controls and Risk Management to join our Finance team. As a key member of our leadership team, you will play a critical role in fortifying the integrity of our operations and ensuring the achievement of strategic finance objectives.Key Responsibilities:Manage and report on...

  • Senior Manager, Internal Controls and Risk Management

    3 weeks ago

    Toronto, Ontario, Canada Central 1 Full time

    About the Role:At Central 1, we are seeking a highly skilled Senior Manager, Internal Controls and Risk Management to join our Finance team. As a key member of our leadership team, you will play a critical role in fortifying the integrity of our operations and ensuring the achievement of strategic finance objectives.Key Responsibilities:Manage and report on...

  • Senior Manager of Internal Controls

    6 days ago

    Toronto, Ontario, Canada Central 1 Full time

    About the Role:Central 1 is seeking a highly skilled Senior Manager of Internal Controls to join our Finance team. As a key member of our leadership team, you will be responsible for spearheading the development and implementation of robust internal control mechanisms to ensure the integrity of our financial operations.Key Responsibilities:Manage and report...

  • Senior Manager of Internal Controls

    6 days ago

    Toronto, Ontario, Canada Central 1 Full time

    About the Role:Central 1 is seeking a highly skilled Senior Manager of Internal Controls to join our Finance team. As a key member of our leadership team, you will be responsible for spearheading the development and implementation of robust internal control mechanisms to ensure the integrity of our financial operations.Key Responsibilities:Manage and report...

  • Manager, Finance-Property Management

    3 days ago

    Toronto, Ontario, Canada Dixon Hall Full time

    Seeking a seasoned finance professional to lead financial planning, budgeting, and reporting for Dixon Hall's Supportive Housing and Real Estate & Property Management divisions. The Manager, Finance- Property Management will play a pivotal role in advancing Dixon Hall's mission by maintaining high standards and supporting the continuous improvement of...

  • Senior Manager of Internal Controls

    2 weeks ago

    Toronto, Ontario, Canada Central 1 Full time

    About the Role:Central 1 is seeking a highly skilled Senior Manager of Internal Controls to join our Finance team. As a key member of our leadership team, you will be responsible for spearheading the development and implementation of robust internal control mechanisms to ensure the integrity of our financial operations.Key Responsibilities:Manage and report...

  • Senior Manager of Internal Controls

    2 weeks ago

    Toronto, Ontario, Canada Central 1 Full time

    About the Role:Central 1 is seeking a highly skilled Senior Manager of Internal Controls to join our Finance team. As a key member of our leadership team, you will be responsible for spearheading the development and implementation of robust internal control mechanisms to ensure the integrity of our financial operations.Key Responsibilities:Manage and report...

Finance Compliance and Controls Manager

3 months ago

Toronto, Ontario, Canada HomeEquity Bank Full time
Our Values, Our Passion

HomeEquity Bank is a Schedule 1 Canadian chartered bank and the leading national provider of reverse mortgages, with a growing portfolio.

As the only bank solely dedicated to serving homeowners 55 and up, we're passionate about helping Canadian homeowners live retirement on their terms.

We live that commitment every day, with a range of reverse mortgage solutions that include our flagship CHIP Reverse Mortgage product.

At HomeEquity Bank, our values drive and inspire our actions with our customers, our partners and each other.

Customer-Focused. Passionate Advocates
Courage to Act. Do the Right Thing
One Team. One Vision
Think Long-Term. Ever-Evolving
Be Exceptional. Inspire Greatness

***: The role is responsible for providing support to the VP, Sales Enablement. The primary focus of this role is supporting the growth of our sales channels with a quality control plan that proactively identifies trends or risks and support them with remediating solutions. With data driven insights, as well as coordinating and implementing initiatives to monitor potential risks, this role will be responsible for ongoing testing, documenting, and reporting on key risk indicators.

MAJOR ELEMENTS OF THE ROLE

Key accountabilities of this position include:

  • Implement initiatives and activities to support the achievement of strategy plans with each sales channel under the guidance of the VP, Sales Enablement
  • Reporting an independent point of view of the "Operational Risk Profile", and escalate issues as required.
  • Support the 1st line risk owners and delegates with change risk assessment responses i.e. actions required to manage evolving risk profile, preventing OR degradation as part of the change
  • Implement, develop, and enhance onboarding and ongoing monitoring programs of our referral partners and provide expert operational risk and control advice to senior business leaders through attendance on senior management committees and meetings with authority to challenge and escalate appropriately.
  • Challenging the business of their understanding of their risks, status and adequacy of controls, inclusive of proactive risk management
  • Lead the internal control testing team and provide assurance on operating and design effectiveness.
  • Lead the execution of operational risk framework tools RCSA, Product RCSAs, Entity RCSA, KRIs, OREs, Risk Acceptances, etc.
  • Build and Deliver ad hoc reporting and analytics needs for all channels of business, to support sales growth efforts.
  • Work with the Manager, National Sales Analytics to build and leverage relationships at all levels of the referral partners and assisting the BDMs & RVPs to navigate the landscape of any given referral partner.
  • Report regularly to VP, Sales Enablement identified partner monitoring metrics
  • Leverage data and analytics to gain a deep understanding of business risks, uncover trends, and help drive critical business decisionmaking based on various data modeling and 1st party data.
  • Actively participate in interdepartmental meetings to bring sales insight as well as take away pertinent information to be communicated to the team.

SKILLS AND EXPERIENCE REQUIRED

Qualifications and Technical Expertise:

  • University Degree or equivalent experience
  • Experience within the Canadian financial industry would be an asset
  • Strong knowledge of mortgages, mortgage operations, sales cycles; knowledge of investment concepts and strategies is a definite asset
  • Knowledge of bank structures an asset
  • Strong working knowledge of Microsoft Excel, PowerPoint and Word
  • Effective operational risk profile knowledge
  • Demonstrated knowledge of business metrics management forecasting, measurements against partnership sales goals, targets, and ratios

Attributes:

  • Collaborative, teamwork, positive and solutiondriven attitude
  • Strong interpersonal skills relating to and working with partners at different levels of seniority
  • Good analytical and decisionmaking skills
  • Strong presentation and communication skills, written and verbal
  • Critical thinking skills with an ability to identify opportunities, clearly and concisely put forward recommendations

Working Conditions Unique to Job:

  • Hybrid office environment
***: The role is responsible for providing support to the VP, Sales Enablement. The primary focus of this role is supporting the growth of our sales channels with a quality control plan that proactively identifies trends or risks and support them with remediating solutions. With data driven insights, as well as coordinating and implementing initiatives to monitor potential risks, this role will be responsible for ongoing testing, documenting, and reporting on key risk indicators.

MAJOR ELEMENTS OF THE ROLE

Key accountabilities of this position include:

  • Implement initiatives and activities to support the achievement of strategy plans with each sales channel under the guidance of the VP, Sales Enablement