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Vice-Président Senior Finances

3 months ago

Calgary, Alberta, Canada Neo Financial Full time
At Neo, we're building a more rewarding financial experience for all Canadians.

Life at a rapidly expanding tech startup is demanding, exhilarating, and not for everyone.

From world-class creative minds to brilliant engineers, it's high-performing people that make Neo a workplace with passion and purpose.

LinkedIn's Top Startup in Canada for 2022 and 2023
High Performance at Neo

We recruit, hire, and build our company culture around these attributes:

Neo is looking for a full-time Vice President, Risk & Compliance to join our team in Calgary.

Our Risk & Compliance team navigates through a fast-paced environment and knows how to switch gears to adapt to any scenario.

We are looking for a leader who will help shape the strategic direction of Neo by positioning it to continue providing innovative financial products in compliance with all regulatory standards and best practices.

Providing strategic advice and guidance to all internal business teams, especially senior leadership.

This requires being responsible for building, and advocating for, a culture of compliance within the entire organization and ensuring appropriate resources are available to support compliance requirements.

This role will work closely with the Financial Crimes, Cybersecurity, Legal and Financial Partners teams at Neo.

Leading and developing the Risk & Compliance team by providing mentorship, making hiring decisions, implementing appropriate training, and supporting all team members create and implement practical and solution-oriented tools for internal business teams.

Overseeing the delivery of Neo's enterprise risk management and compliance program to achieve operational excellence, meet legislative requirements, implement strategic goals and effectively manage compliance outcomes.

Designing and maintaining a proactive enterprise risk management program to ensure early identification of risk exposures.

Leading Neo's regulatory compliance framework to ensure ongoing compliance that abides by all applicable regulations as well as internal policies and procedures, and is capable of supporting a quickly scaling tech organization.

Ensuring Neo is well positioned to adapt to the implementation of the Retail Payment Activities Act.
Representing Neo and building relationships with all key external partners including regulators.
Leading Neo's governance, risk and compliance committee.
Working with other business leaders to develop and implement appropriate controls to manage residual risk within the organization.
Working cross-functionally to complete risk assessments and identify/document key control activities for regulatory compliance processes.
Proactively evaluating internal processes to identify compliance risks and implement appropriate mitigations to address them.
Building strategic, tactical and operational goals according to timelines and budget.
Arranging for ongoing independent assessments, reviews or audits of Neo's compliance programs to ensure best-in-class performance.


You have 10+ years experience in compliance and risk management roles within financial services, including in senior leadership and strategic roles.

Experience with applicable industry standards including PCI DSS, SOC 2, NIST, CIS, ISO 27001 & OWASP Top Ten, as well as GRC systems is considered an asset.

Proactively seeks to improve processes, raising quality and productivity through efficiencies or by implementing best-in-class solutions.
You're passionate about building world-class products with a world-class team.


We hold ourselves to high standards, because we're on a mission that matters — to transform financial services for the better.

Our team members earn meaningful equity in the company through stock options — so Neo's growth benefits everyone who helps make it happen.

Check out these videos from our employees to learn more about Working at Neo.


Customers trust us with their finances, so successful candidates for this position will be required to undergo a security screening, including a criminal records check and a credit check.

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