Manager, Regulatory Initiatives

7 days ago

Toronto, Ontario, Canada Scotiabank Full time
Requisition ID: 197161

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.


As a Manager, Regulatory Initiatives, you will contribute to the overall success of the Global Wealth Management business ensuring specific individual goals, plans and initiatives are executed and delivered in support of the team's business strategies and objectives.

The incumbent will ensure all activities are conducted in compliance with governing regulations, internal policies, and procedures.

Is this role right for you? In this role you will:

  • Manage the delivery of Scotiabank's Operational Risk Management Framework (ORMF), ensuring the execution of the ORMF and underlying policies and methodologies are adhered to by liaising with GWM business lines accordingly
  • Lead with the Senior Manager work streams with various operational risk management tools (e.g., New Initiative Risk Assessments, Operational Risk Events, Key Risk Indicators, Risk and Control Self-Assessments and Scenario Analysis), including identifying, documenting, and monitoring new initiatives, processes, procedures, risks, and controls
  • Conduct Risk and Control Self-Assessment (RCSA) with internal stakeholders to help them identify risks and related internal controls, as well as any gaps that may impact the achievement of defined business objectives
  • Provide a periodic (e.g., monthly, quarterly) update on operational risk management programs to Senior Management and assist the team with Committee and Board reporting
  • Manage Third-Party Risk Management (TPRM) activities for the GWM business line
  • Manage the execution of Scotiabank's Third-Party Risk Management Policy for GWM businesses to identify, assess, mitigate, and monitor outsourcing risks, including providing TPRM systems support, inherent risk identification and due diligence support, while providing key oversight functions and program assurance
  • Lead other projects and activities as required

Do you have the skills that will enable you to succeed in this role? - We'd love to work with you if you have:

  • Undergraduate degree with 5+ years of relevant wealth management and/or banking experience
  • Prior experience in operational risk, compliance, regulatory reform initiatives, internal audit, third party risk management is an asset
  • Knowledge of the roles and responsibilities of Global Wealth Management business units and support functions crossing all delivery channels preferred
  • Strong working knowledge of regulatory bodies including OSFI, OSC, IIROC, and MFDA
  • Proficient knowledge of Excel, PowerPoint, Word, Visio and Power BI
  • Excellent problem solving, negotiating skills and welldeveloped influencing skills
  • Effective written and verbal skills to prepare documentation, deliver presentations and interact effectively with GWM business lines and other departments
  • Relationship building competencies to build/maintain productive relationships with key stakeholders and business unit partners
  • Strong time management skills and a proven track record of meeting deliverables
  • An ability to be a team player with the willingness to take on additional projects and responsibilities to achieve the group's overall objectives and goals
  • Strong analytical skills
Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas

Guided by our purpose:
"for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

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