Director, Regulatory Initiatives, Operational Risk

7 days ago

Toronto, Ontario, Canada Royal Bank of Canada Full time

Job Summary

What is the opportunity?


The Director, Regulatory Initiatives, will provide Wealth Management's Operational Risk management leadership with expertise, strategy, advice and counsel to lead and manage regulatory change and risk based initiatives primarily for Investor Services within WM.

This includes the design and execution of regulatory programs which will include:

risk and control identification/assessment, change management, risk reviews on the operational risk impact of major change initiatives, process improvements and transformational projects.

The Director will implement the organization's strategic efforts to comply with governmental and other regulatory mandates and to identify and adopt best practices with regard to organizational governance.


What will you do?

  • Lead and execute Regulatory initiatives for Investor Services within WM and provide regular reporting
  • Assist Senior Director, Head of Regulatory Initiatives in managing new and ongoing cross segment or cross line of business Regulatory Initiatives, or other specific WM risk initiatives
  • Assist VP WM Operational Risk in managing Operational Risk, Regulatory and Governance strategic priorities
  • Act as a center of excellence for education and advocacy of information on RBC's operational risk management practices and programs, leading to embedding an operational risk mindset in the business.
  • Develop and execute on project plans, including influencing stakeholder buyin on action plans
  • Lead Targeted ad hoc reviews through planning, execution, reporting and identifying high risk issues reflecting on risk and root causes
  • Responsible for preparing management requested reports for senior executives and management team within WM and enabling strategic decision making

What do you need to succeed?

Must Have

  • Minimum 10 years of experience in strategy, regulatory reporting, business operations, risk management, or compliance roles within large global organizations;
  • Strong execution mindset and capabilities, seeks solutions and delivers results
  • Proven complex problem solving skills and ability to lead and direct others


 Stakeholder management
  • Able to influence colleagues, peers and senior leaders, while appropriately considering the views and opinions of others
  • Communicates clearly, concisely and confidently
  • Knowledge of securities law and regulatory environment in Canada
  • Financial services sector experience; Flexibility to adapt to complex, challenging and crossfunctional environment; Primary lead for initiatives and projects
  • Strong analytical skills with attention to detail and consistency and accuracy in output

Nice to Have

  • Law degree, or C.A. or background in securities industry with accredited designation
  • Knowledge of wealth management, specifically Investor Services and asset management business
  • Understanding of regulatory environment and key regulations, such as CIRO regulatory rules, antimoney laundering requirements, consumer protection, etc.
  • CSC completion
  • People Management skills, management experience

What's in it for you?


We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper.

We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and highperforming team
  • Flexible work/life balance options
  • Opportunities to do challenging work
  • Opportunities to take on progressively greater accountabilities
  • Access to a variety of job opportunities across business and geographies

Job Skills
Business Perspective, Consulting, Data Gathering Analysis, Decision Making, Fraud Management, Internal Controls, Organizational Governance, Process Management, Risk Management, Strategic Thinking

Additional Job Details

Address:

180

WELLINGTON ST W:

TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

Wealth Management

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion
and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth.

We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.

We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.


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