Manager, Regulatory Initiatives

3 weeks ago

Toronto, Ontario, Canada RBC - Royal Bank Full time

Job Summary

Job Description

What is the opportunity?

As Manager, Regulatory Initiatives for DS Global & Dominion Securities with Wealth Management Canada, you will plan, lead, and manage various initiatives through time sensitive and/or highly specialized processes ensuring regulatory compliance. You will work closely with the Wealth Digital & Data team, Product Owners, Compliance, Internal Controls, and other head office groups to improve various documentation workflows while mitigating regulatory risk. The successful incumbent will act as a business subject matter expert responsible for designing integrated, seamless, and highly intuitive processes that improve client and advisor experiences while ensuring adherence to regulatory requirements.

What will you do?

  • Responsible for review, interpretation, recommendation, and implementation of new processes and regulatory changes. Manage changes to policies, processes and controls based on a firm understanding of relevant regulations, coordinating with head office teams and partners. Monitor and assess impact of new process flows and regulations.
  • Lead and manage the "change management" implications of recommended changes. Communicate changes to senior management and Advisory teams impacted by a new initiative. Develop communications and training material for distribution, presentation and posting to intranet sites.
  • Provide leadership to identify any regulatory gaps and recommendations to minimize regulatory risk to the firm.
  • Develop and implement an Internal Controls framework for DS Global that fully complies with local regulations.
  • Establish and maintain credible, professional relationships with front office, business lines and head office partners to solicit and respond to their feedback while promoting an environment and reputation for collaboration.
  • Promote innovative, efficient &/or improved processes, within budget, and implements best practices. Actively seek out industry trends, competitive intelligence, and organization knowledge to understand alternative approaches / solutions.
  • Facilitate small to large meetings, prepares meeting agendas, and record minutes and action items.

What do you need to succeed?

Must Have

  • Post-Secondary education and/or 3+ years of wealth management/regulatory experience with CIMA, CIRO, FINTRAC, FSC, SCB.
  • Minimum of 3 years' experience and knowledge of DS and/or DSG client account opening and client service processes and systems. (e.g., SalesForce, ServiceLink, Client Onboarding systems).
  • Excellent verbal and written communication, presentation, and interpersonal skills.
  • Results-driven, ability to assess and analyze situations, and make client solution centric decisions.
  • Ability to plan, execute work within a project management framework (e.g., RACI), using proven methods of gathering requirements to successfully complete projects with competing or tight deadlines.
  • Demonstrated experience in leading initiatives and adept in collaborating with multiple stakeholders. Applied knowledge of WMC business lines and culture.

Nice to Have

  • Advanced proficiency in Microsoft applications, especially Excel and PowerPoint
  • Proven leadership, creative problem-solving and change management skills.
  • Knowledge of tax programs relating to IRS and CRA.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Flexible work/life balance options.
  • Opportunities to do challenging work.
  • Opportunities to take on progressively greater accountabilities.
  • Access to a variety of job opportunities across business.

Job Skills

Communication, Consulting, Critical Thinking, Customer Relationship Management (CRM), Decision Making, Group Problem Solving, Long Term Planning, Organizational Change Management, Results-Oriented, Solutions Development

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

Wealth Management

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
​​​​​​​
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at

  • Business Operations Manager-Regulatory

    5 days ago

    Toronto, Ontario, Canada eBay Full time

    At eBay, we're more than a global ecommerce leader — we're changing the way the world shops and sells. Our platform empowers millions of buyers and sellers in more than 190 markets around the world. We're committed to pushing boundaries and leaving our mark as we reinvent the future of ecommerce for enthusiasts.Our customers are our compass, authenticity...

  • Program Manager

    2 days ago

    Toronto, Ontario, Ontario, Canada Collabera Full time

    Program Manager - Regulatory What is the Opportunity?Reporting to Director, PMO Strategic Delivery you are responsible to will lead, direct, and oversee activities on planning, delivery, and implementation to ensure enterprise-wide program regulatory goals and objectives are accomplished within approved time frames, scope, and budget.You will lead team &...

  • Sr. Manager R&D, Global Regulatory

    4 weeks ago

    Toronto, Ontario, Canada McCain Foods Full time

    ​​ Position Title: Sr. Manager R&D, Global Regulatory Position Type: Regular - Full-Time ​ Position Location: Toronto, Ontario, Canada ; Florenceville-Bristol, New Brunswick, Canada ; Oakbrook Terrace, Illinois, United States Grade: Grade 06 Requisition ID: 29244 ​ Position Summary: This is a critical leadership role within the Scientific &...

  • Manager Consulting, Risk and Regulatory Reporting

    4 days ago

    Toronto, Ontario, Canada Cognizant Technology Solutions Full time

    Manager Consulting, Risk and Regulatory Reporting At Cognizant, our global community sets us apart—an energetic, collaborative and inclusive workplace where everyone can thrive And with projects at the forefront of innovation, you can build a varied, rewarding career and draw inspiration from dedicated colleagues and leaders. Cognizant is right where you...

  • Manager - Treasury & Regulatory Compliance

    5 days ago

    Toronto, Ontario, Canada Vaco Lannick Full time

    About Our ClientOur client is sourcing a Senior Consultant - Treasury & Compliance for a 12-month Contract.About the OpportunitySubject Matter Expert for Basel regulatory requirements per Office of the Superintendent of Financial Institutions (OSFI) guidelinesResponsible for the accurate modelling and reporting of Liquidity Adequacy Requirements (LAR),...

  • Manager, Regulatory Impact Assessments

    3 weeks ago

    Toronto, Ontario, Canada CSA Group Full time

    Employment Status:RegularTime Type:Full timeBUILDING A WORLD CLASS TEAM STARTS WITH YOUAt the heart of CSA Group is a vision: making the world a better, safer, more sustainable place. It's been part of our mission for nearly one hundred years: from the first engineering standard for railway bridges developed in 1919, to more than 3,500 standards, codes &...

  • Manager, Business Risk Initiatives

    3 weeks ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? As the Manager, Business Risk Initiatives, you will support Wealth Management (WM) Operational Risk and Shared Services (OR&SS) in helping to lead segment-wide initiatives to promote best risk practices across WM. In this role you will assist in the design and execution of Business Risk initiatives by...

  • Senior Manager- Strategic Initiatives

    4 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Wealth Management Canada (WMC) Digital and Data Strategy team is seeking a passionate, collaborative and innovative Sr. Manager, Strategy and Visioning that will support the creation and articulation of WMCs Digital, Data and Innovation strategy of today and tomorrow.As a key member of the WMC Digital and...

  • Senior Specialist, Regulatory Affairs

    5 days ago

    Toronto, Ontario, Canada Bell Full time

    Req Id: At Bell, we do more than build world-class networks, develop innovative services and create original multiplatform media content – we're revolutionizing how Canadians communicate. If you're ready to bring game-changing ideas to life and join a community that values bold ideas, professional growth and employee wellness, we want you on the Bell...

  • Senior Specialist, Regulatory Affairs

    5 days ago

    Toronto, Ontario, Canada Bell Full time

    Req Id: At Bell, we do more than build world-class networks, develop innovative services and create original multiplatform media content – we're revolutionizing how Canadians communicate. If you're ready to bring game-changing ideas to life and join a community that values bold ideas, professional growth and employee wellness, we want you on the Bell...

  • Records and Cataloguing Clerk, Regulatory Services, Professional Regulation

    1 week ago

    Toronto, Ontario, Canada Law Society of Ontario Full time

    JOB PURPOSE: The Records and Cataloguing Clerk supports the records management activities of the Regulatory Services department, primarily focusing on Trustee Services. The incumbent will provide support through document processing, handling internal and external customer needs, and coordinating the storage, cataloguing, and continued access of law practice...

  • Business Affairs and Regulatory Intern

    4 days ago

    Toronto, Ontario, Canada Paramount Full time

    The content team at Paramount+ and Pluto TV Canada function within a strong working environment modeled around communication, collaboration and respect. This team, many working across 2 platforms - an SVOD streaming service and a free ad supported service (FAST) - works within the international division of Paramount Global and with that collaborate with our...

  • Senior Manager, Registered Product Initiatives

    3 weeks ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? Oversee design, development, and implementation of solutions required to support specific Operations' initiatives.Plan, organize and manage tasks and resources to accomplish a defined objective with a defined scope.Develop proposals and work plans as required to support Operations activities.Communicate...

  • Quality Assurance

    5 days ago

    Toronto, Ontario, Ontario, Canada Ozmosis Research Inc. Full time

    I. JOB SUMMARYThe Quality Assurance & Regulatory Affairs Specialist (QARAS) provides support to the Senior Director of Quality Assurance & Regulatory Affairs (SDQARA) and Ozmosis team in quality control/quality assurance and regulatory affairs.II. QUALIFICATIONS• At minimum, completion of a Bachelor’s of Science degree or recognized equivalent•...

  • Manager, Financial

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Manager, Financial & Regulatory Reporting will support the Financial & Regulatory Reporting Initiative team in providing accurate and timely financial information to the bank's shareholders and regulators, implementing process changes to drive efficiency or meet changing external and regulatory...

  • Manager, Engineering

    1 month ago

    Toronto, Ontario, Canada Toronto Hydro Corporation Full time

    WORK ILLUSTRATION:Reporting to the Director, Capacity Planning and Grid Innovation, the Manager, Engineering (Capacity Planning) is responsible for the effective management of processes and resources for the purpose of providing direction to a cross functional team executing distribution substation capital project planning, and developing and leveraging...

  • Manager, Enterprise Risk Management

    3 weeks ago

    Greater Toronto Area, Canada, Ontario Robertson & Company Ltd. Full time

    Our Client:Our client is a leading residential mortgage insurer renowned for offering mortgage default insurance to Canadian residential mortgage lenders.What You Will Achieve in This Role:As the Manager of Enterprise Risk Management (ERM), you will play a pivotal role in developing and implementing elements to support the ERM program within our client’s...

  • EHS Manager

    5 days ago

    Toronto, Ontario, Canada Avery Dennison Full time

    Company DescriptionAvery Dennison Corporation (NYSE: AVY) is a global materials science and digital identification solutions company that provides a wide range of branding and information solutions that optimize labor and supply chain efficiency, reduce waste, advance sustainability, circularity and transparency, and better connect brands and consumers. Our...

  • Senior Manager, Mutual Fund Dealer Compliance

    1 week ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job Description:Join a purpose-driven team with a strong focus on achieving results in a diverse and high-performing environment. Reporting to the Director at Scotia Securities Inc. (SSI) Compliance, the Senior Manager for Mutual Fund Dealer Compliance oversees the Head Office Review Program to ensure compliance with relevant laws and regulations governing...

  • Manager, Hazardous Waste

    5 days ago

    Toronto, Ontario, Canada Air Canada Full time

    Job Description Description Being part of Air Canada is to become part of an iconic Canadian symbol, recently ranked the best Airline in North America. Let your career take flight by joining our diverse and vibrant team at the leading edge of passenger aviation. The Manager, Hazardous Waste & Technical Services is responsible for Air Canada's hazardous...