Regulatory Compliance Analyst

2 weeks ago


Toronto, Ontario, Canada Bay Street Staffing Full time

We are urgently hiring Governance and Compliance control Analyst for one of our banking & financial client.

Duration: 6 months (Extension possible)

Location: Toronto, ON (Hybrid working model)

Job Description:

Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Senior Analyst, PCB Governance & Controls will support the business on effective management of regulatory (e.g. HR/employment) and operational risks within PCB.

Working with process owners, review/update PCB process documents and provide feedback when required. Identify appropriate internal controls that mitigate the risks within the process. Accurately document control descriptions, control attributes/metadata, and test questions in eGRC system.

Test PCB internal controls (Operational Process Controls (OPC) and Regulatory Compliance Management (RCM) controls) by coordinating and executing collection of required artifacts; conduct walkthrough meetings with control performers; analyze risks, processes, controls and artifacts to assess control design effectiveness and operational effectiveness; thoroughly document control test findings; record test results in eGRC system; save artifacts and documentation; and develop reporting to summarize control testing results in preparation for executive review and sign-off.

Required Skills:

Experience Control testing Operational Process Controls and Regulatory Compliance Management controls.

Create process documents.

Review/update process documents.

Create controls.

Review/update existing controls.

Create and/or update control testing questions that guide the control testers

Test regulatory compliance management and operational process controls

Familiar with employment legislation

Banking & Financial experience

Computer skills and Microsoft Office suite experience



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