Current jobs related to Regulatory Compliance Specialist - Toronto, Ontario - Definity


  • Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to provide regulatory compliance advice and direction to our Wealth businesses.Key ResponsibilitiesInterpret regulations and provide advice on their applicationDevelop and implement compliance strategies to ensure regulatory requirements are metCollaborate with cross-functional teams...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada beBee Professionals Full time

    Job Title: Regulatory Compliance SpecialistLocation: Not specifiedCompany: beBee ProfessionalsJob Description:We are looking for a highly skilled Regulatory Compliance Specialist to join our team at beBee Professionals. The ideal candidate will have a strong background in law and a minimum of two years of experience in a regulatory role. Key responsibilities...


  • Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Cross-Border Trade Compliance SpecialistWe are seeking a highly skilled and experienced Cross-Border Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and...


  • Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Cross-Border Trade Compliance SpecialistWe are seeking a highly skilled and experienced Cross-Border Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and...


  • Toronto, Ontario, Canada Interac Corp. Full time

    Regulatory Compliance SpecialistAt Interac Corp., we're shaping the future of the digital economy in Canada. As a Regulatory Compliance Specialist, you'll play a key role in ensuring our operations align with regulatory requirements.Key Responsibilities:Monitor and assess compliance with organizational regulationsDevelop and implement rules and directives to...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...


  • Old Toronto, Ontario, Canada Dental Corp Full time

    Regulatory Compliance SpecialistAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a key member of our legal department, you will play a critical role in ensuring our organization's compliance with all relevant laws and regulations.Key ResponsibilitiesConduct thorough research and analysis of...


  • Old Toronto, Ontario, Canada Dental Corp Full time

    Regulatory Compliance SpecialistAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a key member of our legal department, you will play a critical role in ensuring our organization's compliance with all relevant laws and regulations.Key ResponsibilitiesConduct thorough research and analysis of...


  • Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and maintaining a...


  • Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and maintaining a...


  • Toronto, Ontario, Canada Definity Full time

    Job SummaryThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial Reporting (ICFR) programs.Key...


  • Toronto, Ontario, Canada Definity Full time

    Job SummaryThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial Reporting (ICFR) programs.Key...


  • Toronto, Ontario, Canada Definity Full time

    Job SummaryThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function. This position is responsible for assessing and supporting the development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial...

Regulatory Compliance Specialist

2 months ago


Toronto, Ontario, Canada Definity Full time
About the Role

The Regulatory Compliance Specialist plays a critical role in ensuring the company's compliance with regulatory requirements and industry standards. This position is responsible for assessing and supporting the development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial Reporting (ICFR) programs.

Key Responsibilities
  • Design and implement test plans and testing of remediation activities to ensure compliance with regulatory requirements.
  • Conduct testing of internal controls and procedures to demonstrate legislative and regulatory compliance.
  • Assess the design and operational effectiveness of internal controls and procedures.
  • Identify and evaluate the implications of internal control deficiencies.
  • Develop recommendations for gap closure and continuous improvement.
  • Provide input into the findings in the Management Letter of Representation (LoR) process and assist with preparing reports to management and board committees.
Requirements
  • University degree and achievement of a recognized professional designation/certification, such as JD/LLB/CPA/CMA/CGA/CA, Certified Information Systems Auditor, Certified Internal Auditor, etc.
  • 5-7 years of experience in audit and/or compliance oversight, including 3+ years of experience in a Legal/Accounting firm, Management Consulting, or a Public Company Internal function, ideally within the financial services industry.
  • P&C Insurance experience considered an asset.
  • Knowledge of risk management activities and policy development.
  • Ability to build strong relationships externally and internally with people from all levels to foster a positive risk management culture.
  • Strong organizational and analytical problem-solving skills.
  • Strong verbal and written communication skills.
  • Proficient in Microsoft office products.
About Definity

Definity is a company that values diversity, inclusion, and equity. We are actively seeking diverse backgrounds and perspectives to help us make insurance better. Our inclusive work environment welcomes diversity and supports accessibility. If you require accommodation at any time during the recruitment process, please let us know by contacting us.

Definity offers a range of benefits, including a hybrid work schedule, company share ownership program, pension and savings programs, paid volunteer days, and educational resources. We also offer discounts on products and services and a wellness and recognition program.

Actual salary for the role may vary depending on work location and other factors. In addition to base pay, eligible employees may participate in various incentive plans, which are paid out at the discretion of the company and subject to individual and company performance.