Regulatory Compliance Specialist

1 week ago

Toronto, Ontario, Canada Definity Full time
Job Title: Regulatory and Financial Audit Specialist

The Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over Financial Reporting (ICFR) programs.

Key Responsibilities:
  • Design and implement test plans and testing of remediation activities for Regulatory Compliance Management program.
  • Conduct testing of internal controls and procedures to demonstrate legislative and regulatory compliance in support of Chef Compliance Officer certification.
  • Assess the design and operational effectiveness of supporting documentation and processes implemented for Policy Management and Governance Program.
  • Identify and evaluate the implications of internal control deficiencies and provide recommendations for gap closure and continuous improvement.
  • Provide input into the findings in the Management Letter of Representation (LoR) process and assist with preparing reports to management and board committees as required.
Requirements:
  • University degree and achievement of a recognized professional designation/certification, such as JD/LLB/CPA/CMA/CGA/CA, Certified Information Systems Auditor, Certified Internal Auditor, etc.
  • 5-7 years of experience in audit and/or compliance oversight, including 3+ years in a Legal/Accounting firm, Management Consulting, or a Public Company Internal function, ideally within the financial services industry.
  • P&C Insurance experience considered an asset.
  • Knowledge of risk management activities and policy development.
  • Ability to build strong relationships externally and internally with people from all levels to help foster a positive risk management culture.
  • Strong organizational and analytical problem-solving skills.
  • Strong verbal and written communication skills.
  • Proficient in Microsoft office products.
About Us:

Definity is an inclusive and diverse workplace that values diversity and supports accessibility. We offer a range of benefits, including a hybrid work schedule, company share ownership program, pension and savings programs, paid volunteer days, and educational resources. We are committed to creating a positive risk management culture and welcome applications from diverse candidates.

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full time

    Job Title: Specialist, Complaints and Client ServicesJob Summary:The Retirement Homes Regulatory Authority (RHRA) is seeking a highly skilled and experienced Specialist, Complaints and Client Services to join our team. As a key member of our Complaints and Client Services team, you will be responsible for owning, establishing, and maintaining relationships...

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full time

    Job Title: Specialist, Complaints and Client ServicesJob Summary:The Retirement Homes Regulatory Authority (RHRA) is seeking a highly skilled and experienced Specialist, Complaints and Client Services to join our team. As a key member of our Complaints and Client Services team, you will be responsible for owning, establishing, and maintaining relationships...

  • Regulatory Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to provide regulatory compliance advice and direction to our Wealth businesses.Key ResponsibilitiesInterpret regulations and provide advice on their applicationDevelop and implement compliance strategies to ensure regulatory requirements are metCollaborate with cross-functional teams...

  • Regulatory Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to provide regulatory compliance advice and direction to our Wealth businesses.Key ResponsibilitiesInterpret regulations and provide advice on their applicationDevelop and implement compliance strategies to ensure regulatory requirements are metCollaborate with cross-functional teams...

  • Regulatory Compliance Specialist

    7 days ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Regulatory Compliance Specialist

    7 days ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Trade Compliance Specialist

    7 days ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Cross-Border Trade Compliance SpecialistWe are seeking a highly skilled and experienced Cross-Border Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and...

  • Trade Compliance Specialist

    7 days ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Cross-Border Trade Compliance SpecialistWe are seeking a highly skilled and experienced Cross-Border Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and...

  • Trade Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key ResponsibilitiesServe as the subject matter expert in Trade Compliance, providing guidance and support to the...

  • Trade Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key ResponsibilitiesServe as the subject matter expert in Trade Compliance, providing guidance and support to the...

  • Regulatory Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Regulatory Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Regulatory Compliance Specialist

    1 week ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Regulatory Compliance Specialist

    1 week ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a crucial role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Trade Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Serve as the subject matter expert in Trade Compliance, providing guidance and support to...

  • Trade Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. As a key member of our organization, you will be responsible for ensuring compliance with trade regulations and laws.Key Responsibilities:Serve as the subject matter expert in Trade Compliance, providing guidance and support to...

  • Regulatory Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Regulatory Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada Definity Full time

    Job Title: Regulatory and Financial Audit SpecialistThe Regulatory and Financial Audit Specialist plays a critical role in ensuring the effectiveness of Definity's compliance function by assessing and supporting the ongoing development of various compliance activities, including Regulatory Compliance Management, Policy Management, and Internal Controls Over...

  • Crossborder Trade Compliance Specialist

    1 week ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and maintaining a...

  • Crossborder Trade Compliance Specialist

    1 week ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job Title: Crossborder Trade Compliance SpecialistWe are seeking a highly skilled Crossborder Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions.Job Summary:The successful candidate will be responsible for providing expert-level guidance on trade compliance matters, ensuring seamless customs clearance, and maintaining a...