Senior Regulatory Compliance Specialist
2 weeks ago
About the Role
We are seeking a seasoned regulatory compliance expert to join our team as a Senior Regulatory Compliance Specialist. In this role, you will be responsible for advising and managing regulatory compliance for new lines of business, leveraging control systems to verify business adherence to applicable laws, regulations, and network requirements.
About the Team
You will be part of a dynamic team that prioritizes risk-based practices and procedures to remain risk intelligent and compliant. Our culture is formed by our values; Strength-Based, Relationship Focused, and Passionate Execution.
About the Work Environment
Peoples Group offers a flexible work environment with a combination of in-office and remote from-home work options. You will be working regular business hours, Monday to Friday, with flexibility around start and end times.
About the Qualifications
- 7+ years of experience in advisory compliance in financial services or Big 6 in the FI Compliance/Risk Advisory practice
- At least 3 years of experience in the payments sector and/or Fintech working with and partnering with Canadian regulators
- Post-secondary education in a relevant field
- Extensive policy writing experience, particularly OSFI B-10 and E-13
- Experience working with payments platforms, such as I2C
About the Day-to-Day
- Lead, motivate, and develop 2-4 direct reports through ongoing performance development
- Manage control design, perform risk assessments, and provide regulatory advisement for new lines of business
- Monitor and manage testing activities to ensure the compliance of regulatory and operational processes of Peoples and its external partners
About the Compensation
Peoples Group offers a competitive annual salary and discretionary profit share opportunity. Salary for this position will vary between $150,000 and $170,000 per year depending on the knowledge, skills, abilities, and experience of the chosen candidate.
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