Senior Compliance Officer

4 weeks ago

Old Toronto, Canada Société Financière Manuvie Full time

The Société Financière Manuvie is seeking a highly motivated and experienced Senior Compliance Officer to lead its E-Communications Surveillance program. This is a unique opportunity to join a dynamic team and contribute to the company's commitment to regulatory compliance and risk management.

About the Role:

  • Develop and implement a comprehensive E-Communications Surveillance program to detect and prevent market abuse and other regulatory violations.
  • Lead a team of compliance professionals to design, implement, and operate key controls relating to communications and surveillance.
  • Collaborate with Investigative Services, Distribution Compliance, and the Compliance Testing Team to enhance the existing model and ensure effective surveillance.
  • Provide timely analysis of electronic communication-based alerts and make recommendations for further action.
  • Document reviews, process changes, and outcomes to ensure a complete and accurate audit trail.
  • Stay up-to-date with regulatory changes and internal policy updates to ensure the surveillance system incorporates current search techniques, rules, and criteria.
  • Develop and deliver comprehensive training programs on E-Communications and Market Abuse for employees.

Requirements:

  • 5-10 years of experience in legal/compliance or a related field, with a strong understanding of financial markets, products, services, and processes.
  • Proven leadership experience and ability to foster and build relationships with diverse stakeholders.
  • Excellent presentation and facilitation skills, with the ability to work well under pressure.
  • High level of self-motivation and keen sense of ownership and delivery on project outcomes.
  • Leadership experience and experience working for a global financial institution.

What We Offer:

  • A competitive salary and benefits package.
  • A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
  • A focus on growing your career path with us.
  • Flexible work policies and strong work-life balance.
  • Professional development and leadership opportunities.

About Us:

  • Values-first culture: We lead with our Values every day and bring them to life together.
  • Boundless opportunity: We create opportunities to learn and grow at every stage of your career.
  • Continuous innovation: We invite you to help redefine the future of financial services.
  • Delivering the promise of Diversity, Equity and Inclusion: We foster an inclusive workplace where everyone thrives.
  • Championing Corporate Citizenship: We build a business that benefits all stakeholders and has a positive social and environmental impact.

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