Senior Compliance Officer

Job Title: Senior Compliance OfficerAt CI Financial, we're committed to creating a workplace that's inclusive, empowering, and inspiring. As a Senior Compliance Officer, you'll play a critical role in fostering a culture of compliance within our organization, ensuring we meet the highest standards of regulatory requirements.Key Responsibilities:Provide...

At CI Financial, we are seeking a Senior Compliance Officer to foster a culture of compliance within our organization. This role involves assisting Compliance management with policy and procedures, compliance technology, and regulatory initiatives.Key Responsibilities:Provide strategic support to the Director, Compliance and Senior Management on...

JOB OVERVIEWWe are currently seeking a Senior Compliance Officer, CI Wealth Compliance. In this role, the successful candidate is expected to encourage and foster a culture of compliance within the organization in accordance with securities industry rules and regulations. The incumbent will be responsible for assisting Compliance management with policy and...

Job Summary:The Senior Compliance Officer will be responsible for implementing an efficient and effective program of advice, education, and supervision for Wellington-Altus Private Wealth to ensure the firm and its registrants continue to adhere to all regulatory requirements and internal policies and procedures.Key Responsibilities:Conducting tier 1...

We are working alongside one of our clients to help them find a Compliance Officer. They are a growing international e-wallet and payment services provider, is looking for a leading Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to...

Job Summary:As a Senior Compliance Officer at iA Financial Group, you will play a key role in ensuring the company's compliance policies and procedures are maintained at each office. Your responsibilities will include reviewing and approving new account openings, ensuring compliance with suitability requirements, and providing training and education to the...

Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON. As a key member of our Canadian Banking Compliance team, you will be responsible for providing guidance, oversight, and expertise to our businesses on regulatory requirements and controls.Key Responsibilities:Provide subject...

At CI Financial, we're committed to creating a workplace where everyone feels valued and empowered to contribute. As a Senior Compliance Officer, Branch Audit, you'll play a critical role in ensuring our branches operate in compliance with regulatory requirements.Key ResponsibilitiesConduct thorough branch audits to identify and address compliance...

Job Opportunity: We are seeking a highly skilled Senior AML Compliance Officer to join our team. The ideal candidate will have excellent team management and coaching skills, as well as experience in AML compliance.Responsibilities:* Manage and coordinate AML compliance activities* Develop and implement AML policies and procedures* Conduct risk assessments...

At CI Financial, we're committed to fostering a culture of compliance that aligns with securities industry rules and regulations. As a Senior Compliance Officer, you'll play a key role in supporting our Director, Compliance and Senior Management in ensuring our organization meets its regulatory requirements.Key ResponsibilitiesProvide strategic support to...

Job SummaryWe are seeking a highly experienced Senior Data Protection and Compliance Officer to lead our data protection function, ensuring the most sensitive data is identified, classified, tagged, and protected.

Job Title: Senior Compliance Officer, Trade SurveillanceRequisition ID: 205599Scotiabank is seeking a highly skilled Senior Compliance Officer to join our Trade Surveillance team. As a key member of our team, you will be responsible for conducting capital markets trading related surveillance, monitoring, and support for our Global Banking and Markets &...

Job SummaryWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Transamerica. The successful candidate will be responsible for leading our compliance program and ensuring that our business practices align with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure...

Senior Analyst, Business ComplianceWe are seeking a highly skilled Senior Analyst, Business Compliance to join our team at President's Choice Financial. This role will play a critical part in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Implement and manage the...

Key ResponsibilitiesThe Senior Compliance Officer, Trade Surveillance will directly conduct capital markets trading related surveillance, monitoring, and support for the Global Banking and Markets & Treasury business division of Scotiabank. This role is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in...

Cassiopay, a growing international e-wallet and payment services provider, is looking for a Compliance Officer for its Canadian office, based in Toronto, to provide continued development to ensure its business processes and procedures adhere to all applicable laws, rules, and regulations and internal rules.As the compliance subject matter expert, working...

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will be responsible for overseeing the firm’s regulatory and internal compliance programs, ensuring that all operations, transactions, and client interactions comply with applicable laws, regulations, and internal policies. You will collaborate with...

Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a Senior Compliance Governance Specialist to join our team. As a key member of our Compliance Governance department, you will be responsible for ensuring regulatory compliance issues are managed across the enterprise.Key ResponsibilitiesSupport updates to the Enterprise Regulatory Compliance Issues...

Job SummaryWe are seeking a highly skilled Senior Compliance Governance Specialist to join our team at The Toronto-Dominion Bank (Canada). The successful candidate will be responsible for ensuring regulatory compliance issues are managed across the enterprise and will develop activities/practices that govern and support the identification, management,...

Job SummaryWe are seeking a highly organized and detail-oriented Senior Administrative Coordinator to join our team at Sienna Senior Living. As a key member of our administrative team, you will be responsible for providing exceptional support to our management team and ensuring the smooth operation of our office.Key ResponsibilitiesImplement new...