Bilingual Trade Oversight Specialist

6 days ago

Montreal, Quebec, Canada Sun Life Full time

Job Summary:

Sun Life is seeking a highly skilled Bilingual Trade Supervision Manager to join our Business Governance and Controls team. As a key member of our team, you will provide back-up first-line oversight of trading and other activities of advisors and field leaders to ensure we are meeting regulatory obligations and Sun Life policies.

Key Responsibilities:

  • Conduct Tier 1 supervision activities, including daily/monthly trade reviews, close supervision, new registrant supervision as a back-up TSM.
  • Provide support to Trade Supervision Team Leads in effectively managing queries and other tasks to support trade supervision within the broader team.
  • Through daily trade review activities, identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.
  • Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
  • Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem.
  • Collaborate with Trade Supervision team members and with other BG&C colleagues to achieve BG&C objectives.
  • Complete other duties as assigned.

Requirements:

  • Mutual Fund Branch Manager proficiency.
  • Knowledge of and experience with mutual fund industry compliance standards and practices.
  • Integrity and ethics; good judgement.
  • Interpersonal and communication skills.
  • Organizational and time management skills.
  • Bilingualism (French, English, both oral and written) is required for the frequent interactions with English and French-speaking colleagues or internal partners across Canada and worldwide.

What We Offer:

  • A friendly, collaborative and inclusive culture.
  • An environment of continuous learning and improvement.

About Sun Life:

Sun Life is a leading international financial services organization providing a range of protection and wealth products to individuals and groups. We are committed to helping our clients achieve financial security and live healthier lives.

Why Join Us:

At Sun Life, we value diversity and inclusion. We are an equal opportunities employer and welcome applications from qualified candidates of all backgrounds.

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