Bilingual Trade Oversight Specialist
5 days ago
Job Summary:
Sun Life is seeking a highly skilled Bilingual Trade Supervision Manager to join our Business Governance and Controls team. As a key member of our team, you will provide back-up first-line oversight of trading and other activities of advisors and field leaders to ensure we are meeting regulatory obligations and Sun Life policies.
Key Responsibilities:
- Conduct Tier 1 supervision activities, including daily/monthly trade reviews, close supervision, new registrant supervision as a back-up TSM.
- Provide support to Trade Supervision Team Leads in effectively managing queries and other tasks to support trade supervision within the broader team.
- Through daily trade review activities, identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.
- Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
- Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem.
- Collaborate with Trade Supervision team members and with other BG&C colleagues to achieve BG&C objectives.
- Complete other duties as assigned.
Requirements:
- Mutual Fund Branch Manager proficiency.
- Knowledge of and experience with mutual fund industry compliance standards and practices.
- Integrity and ethics; good judgement.
- Interpersonal and communication skills.
- Organizational and time management skills.
- Bilingualism (French, English, both oral and written) is required for the frequent interactions with English and French-speaking colleagues or internal partners across Canada and worldwide.
What We Offer:
- A friendly, collaborative and inclusive culture.
- An environment of continuous learning and improvement.
About Sun Life:
Sun Life is a leading international financial services organization providing a range of protection and wealth products to individuals and corporate clients. We are committed to helping our clients achieve financial security and live healthier lives.
Why Join Us:
At Sun Life, we value diversity and inclusion. We are an equal opportunities employer and welcome applications from qualified candidates of all backgrounds.
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