KYC Analyst
6 days ago
We are seeking a highly skilled KYC Analyst to join our Capital Markets team at the Royal Bank of Canada. As a KYC Analyst, you will play a critical role in ensuring that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.
Key Responsibilities- Conduct end-to-end Global KYC Refresh due diligence and reviews for RBC Capital Markets in line with global and regional regulatory requirements.
- Conduct KYC due diligence searches and reviews for Low/Medium/High risk clients.
- Act as a subject matter expert on regional KYC/AML regulatory requirements and RBC Capital Market policies.
- Have knowledge of non-AML and regulatory requirements.
- Respond to ad-hoc requests for information from Front Office partners regarding appropriate KYC documentation.
- Evaluate and escalate to RBCCM AML Compliance, Global Economic Sanctions or other regulatory subject matter experts on clients identified as high risk or where material adverse information has been identified.
- Track documentation that cannot be obtained via internal or public sources and escalate to Front Office/so outreach to clients may be conducted.
- Monitor escalation, refresh and outreach queues to ensure tasks and amendments are executed within agreed-upon timelines.
- Assist with quality control maker checker/4-eye check reviews as required.
- Minimum 2-5 years of KYC/AML Capital Markets experience with a financial institution.
- BA/BS or equivalent.
- In-depth knowledge of global Regulatory requirements (IIROC, FINTRAC, FINRA, FCA, OFSI, IRS, etc.) and/or experience working with regulatory or rule-based environments.
- Familiarity with Capital Markets products, trade systems and business lines.
- Reporting and tracking using tools such as MS Excel, MS Access/SharePoint.
- Advanced knowledge of CDR, Fenergo and trading and settlement applications.
- Certified Anti-Money Laundering Specialist (CAMS) designation.
- Any financial accreditations such as the Canadian Securities Course (CSC).
- Operations or Technology degree, background, or experience.
- Tax knowledge.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Opportunities to build close relationships with clients.
- Access to a variety of job opportunities across business and geographies.
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KYC Analyst
3 days ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeJob SummaryWe are seeking a highly skilled KYC Analyst to join our team at RBC Capital Markets. As a KYC Analyst, you will play a critical role in ensuring that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.Key ResponsibilitiesConduct end-to-end Global KYC...
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KYC Analyst
2 days ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeJob SummaryWe are seeking a highly skilled KYC Analyst to join our team at RBC Capital Markets. As a KYC Analyst, you will play a critical role in ensuring that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.Key ResponsibilitiesConduct end-to-end Global KYC...
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KYC Analyst
6 days ago
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled KYC Analyst to join our team at the Royal Bank of Canada. As a KYC Analyst, you will play a critical role in ensuring that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.Key ResponsibilitiesConduct end-to-end Global KYC...
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KYC Analyst
6 days ago
Halifax, Nova Scotia, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled KYC Analyst to join our team at the Royal Bank of Canada. As a KYC Analyst, you will play a critical role in ensuring that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.Key ResponsibilitiesConduct end-to-end Global KYC...
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Manager, Kyc Onboarding
1 week ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeJob SummaryJob DescriptionWhat is the opportunity?Do you consider yourself as a self-starter with willingness to take on multiple initiatives while developing leadership skills? As a Manager, KYC Onboarding you will utilize your excellent communication skills, strong organizational skills and coaching experience to provide cross-jurisdictional Know Your...
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Senior Manager, Client Onboarding
1 week ago
Halifax, Nova Scotia, Canada RBC - Royal Bank Full timeJob SummaryJob DescriptionWhat is the Opportunity?We are seeking a highly skilled and experienced Manager, Client Onboarding and Compliance to join our team at RBC Capital Markets. As a key member of our Client Onboarding team, you will be responsible for providing leadership and guidance to our KYC Analysts, ensuring the successful execution of onboarding...
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Kyc Refresh Analyst
6 days ago
Halifax, Canada Royal Bank of Canada Full time**Job Summary** What is the opportunity? Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? As a KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication, and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and...
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Kyc Onboarding Analyst
3 months ago
Halifax, Canada Royal Bank of Canada Full time**Job Summary** **What is the opportunity?** This role is an exciting opportunity to join the Business & Client Services group of RBC Capital Markets and provide key operational support for investment banking needs. You will have exposure to Know Your Client (“KYC”) laws and regulations prescribed in Canada and in the USA. As a KYC Onboarding Analyst,...
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KYC Refresh Analyst
6 days ago
Halifax, Canada Royal Bank of Canada> Full timeJob SummaryWhat is the opportunity?Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? As a KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication, and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and completed...
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Kyc Refresh Analyst
5 days ago
Halifax, Canada RBC - Royal Bank Full timeJob SummaryWhat is the opportunity?Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? As a KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication, and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and completed...
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KYC Refresh Analyst
15 hours ago
HALIFAX, Canada Royal Bank of Canada Full timeJob SummaryWhat is the opportunity?Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? As a KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication, and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and completed...
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Manager, KYC Onboarding
3 weeks ago
Halifax, Canada Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity?Do you consider yourself as a self-starter with willingness to take on multiple initiatives while developing leadership skills? As a Manager, KYC Onboarding you will utilize your excellent communication skills, strong organizational skills and coaching experience to provide cross-jurisdictional Know Your...
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Manager, Kyc Onboarding
3 weeks ago
Halifax, Canada RBC - Royal Bank Full timeJob SummaryJob DescriptionWhat is the opportunity?Do you consider yourself as a self-starter with willingness to take on multiple initiatives while developing leadership skills? As a Manager, KYC Onboarding you will utilize your excellent communication skills, strong organizational skills and coaching experience to provide cross-jurisdictional Know Your...
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Manager, KYC Onboarding
2 weeks ago
HALIFAX, Canada Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?Do you consider yourself as a self-starter with willingness to take on multiple initiatives while developing leadership skills? As a Manager, KYC Onboarding you will utilize your excellent communication skills, strong organizational skills and coaching experience to provide cross-jurisdictional Know Your...
