Kyc Analyst

2 weeks ago

Toronto, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

This role is an exciting opportunity to join the Business & Client Services group of RBC Capital Markets and provide key operational support for investment banking needs. You will have exposure to Know Your Client (“KYC”) laws and regulations prescribed in Canada and in the USA. As a KYC Onboarding Analyst, you will be a specialist in conducting client due diligence reviews for prospect and existing clients of Global Investment Banking, Corporate Banking and Global Markets business groups. You will be exposed to product driven CDD requirements and gain proficiency in understanding swaps and derivatives product rules. As a specialist, you will assess CDD trigger requirements for prospect and existing clients, identify and escalate high-risk concerns and perform sanctions screening to build a customer risk profile. In this role, you will require strong organizational skills, have ability to multi-task and triage workload, be an effective communicator and be a team player.

**What will you do?**
- Support the timely on-boarding and maintenance activities for prospect and existing clients whilst maintaining the integrity of the data at all times
- Perform preliminary due diligence assessments, collect updated KYC information and conduct sanctions name screening assessments to fulfil KYC laws and regulation obligations
- Identify and escalate risk factors such as high-risk industries and client types for enhanced due diligence (EDD) assessments in accordance to RBC’s risk appetite framework
- Fulfil collection of OTC derivative requirements related to trade reporting and swap execution rules
- Conduct open source and paid-source due diligence searches to satisfy onboarding requirements
- Manage a pipeline of requests and continuously update the pipeline workflow for operational efficiency
- Prioritize requests by expected business deadlines dates and demonstrate flexibility to work on urgent requests
- Maintain strong organizational skills by managing incoming correspondence, updating pipeline trackers and processing updates in KYC lifecycle workflow systems
- Be an effective communicator to provide regular updates on case statuses and respond to inquiries within 24-48 hours
- Engage collaboratively with Business and Compliance partners to address operational issues
- Partner with cross-regional KYC Onboarding teams to provide continuous time zone coverage
- Act as one team to meet team targets and improve knowledge base by continuously updating internal training materials
- Participate in intra-day and/or after-hours system testing for technology enhancements
- Subscribe to ad-hoc projects while maintaining high productivity levels

**What do you need to succeed?**

**Must-have**:

- Bachelor Degree in Business, Finance, Accounting or other relevant field
- Minimum 2 years working experience in KYC/AML, due diligence or operationally related roles within the banking sector
- Ability to work in a fast-paced, high-volume environment
- Drive and ambition to drive strong performance results
- Prioritize your tasks according to their urgency, importance and impact independently
- Operational mindset to work in a queue based environment with a focus on delivering results
- Knowledge of various regional regulatory requirements (e.g. CIRO, OSFI, PCMLTFR, FINTRAC, CFTC, SEC, NFA) and/or experience working with regulatory or rule based environments
- Proficiency in information analysis across internal and external systems
- Critical thinker with problem solving skills
- Excellent organizational skills and strong time management skills for transparency and accountability
- Proficiency with MS Excel, MS Outlook and collaborative communication tools
- Excellent verbal and written communication skills with a client-first attitude

**Nice-to-Have**:

- Certified Anti-Money Laundering Specialist (CAMS) designation
- Previous Capital Markets work experience or understanding of investment banking products
- Operations or Technology degree, background, or experience
- Experience with KYC lifecycle tools such as Fenergo and third-party data providers such as Encompass, ISDA Amend, D&B and LSEG Data & Analytics
- Secondary language skills in French (written and oral)

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Work in a dynamic, collaborative and high-performing team
- Opportunities to do challenging work that requires critical thinking and strategic decisions
- Access to a variety of job opportunities across business and geographies
- Opportuni

  • Kyc Analyst

    6 days ago

    Toronto, Canada Sumitomo Mitsui Banking Corporation Full time

    **Role Description**: The position is primarily responsible to conduct key KYC/AML tasks including customer onboardings, KYC periodic reviews, action from material/non-material trigger events, and maintenance of customer information in Branch systems (i.e., KYC system). The KYC Analyst will play an important role to ensure continuous compliance by the Branch...

  • Aml/kyc Operations Analyst

    2 weeks ago

    Toronto, Canada VACO Full time

    Key Accountabilities: - Assist in management, maintenance, and review of appropriate CIP documentation/client files - Follow up and track all documents required to satisfy CIP and new account requirements - Escalate high risk and out of order records to AML Prevention Manager - Assist in the administration and review of Client Risk Scoring, Client...

  • Intermediate Aml/kyc Analyst

    2 weeks ago

    Toronto, Canada Bank of China(Canada) Full time

    **Responsibilities**: - The Intermediate AML/KYC/Due Diligence Analyst will be responsible to work with Relationship Managers for the collection of information and preparation of Due Diligence work/reports for the review/approval of the Team Lead and associated stakeholders. - Identify and report any unusual activities noted during the above process ongoing...

  • Compliance Kyc Analyst

    2 weeks ago

    Toronto, Canada FLEETCOR Full time

    What We Need FLEETCOR is currently looking to hire a Compliance KYC Analyst within our Corpay division. This position falls under our Corpay Cross Border line of business and is located in 212 King Street West, Toronto ON. You will report directly to the Compliance Director and regularly collaborate with team(s)/department(s). The salary range rate for this...

  • Aml/kyc Operations Analyst

    1 week ago

    Toronto, Canada Raise Full time

    Our Financial client in **Toronto, Ontario **is looking to hire an **AML/KYC Operations Analyst** for a **11-months contract role.** **What you will be doing** - Assist in management, maintenance, and review of appropriate CIP documentation/client files. - Follow up and track all documents required to satisfy CIP and new account requirements. - Escalate...

  • Aml/kyc Analyst

    2 weeks ago

    Toronto, Canada Infotek Consulting Services Full time

    Key Accountabilities: - Assist in management, maintenance, and review of appropriate CIP documentation/client files - Follow up and track all documents required to satisfy CIP and new account requirements - Escalate high risk and out of order records to AML Prevention Manager - Assist in the administration and review of Client Risk Scoring, Client...

  • Kyc/aml Analyst

    2 weeks ago

    Toronto, Canada Hamlyn Williams Full time

    Process automation projects within the KYC team. - Perform data quality control to ensure accuracy and completion - Compiling accurate and up-to-date data on customers for compliance reasons - Liaising with management to ensure compliance with internal policies and external regulations - Transaction monitoring/on-boarding **Qualifications** - 3+ years of...

  • Risk Management Analyst

    5 days ago

    Toronto, Ontario, Canada Nexus Systems Group Inc. Full time

    Role SummaryWe are seeking an experienced Risk Management Professional to join our team in the role of AML Analyst.In this position, you will be responsible for ensuring that all clients have the necessary information required by regulatory bodies.Key ResponsibilitiesThe AML Analyst will review AML and KYC data and documentation, communicate any gaps with...

  • Director, Kyc Delivery Lead

    1 week ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 - Know Your Customer strategic initiatives experience is a MUST HAVE Immediate need for the KYC Delivery Leader to deliver and support the technology strategy & solution for the critical KYC function that is part of Client Onboarding. Responsible for the end-end delivery of KYC tech changes focused on regulatory/...

  • Kyc Analyst

    1 week ago

    Toronto, Canada Payfare Inc Full time

    **Company** Payfare is a global financial technology company powering digital banking and instant payout solutions for today’s workforce. Payfare partners with major platforms (Lyft, DoorDash, Uber and more) in the on-demand gig economy to drive financial inclusion and empowerment for next-generation workers. **Job Overview** Payfare’s compliance team...

  • Sr. Quality Control Analyst to perform AML investigations in the KYC Onboarding and Periodic Refresh

    4 weeks ago

    Toronto, Canada S.i. Systems Full time

    Duration:6 mo (High Chance of extension) Location:Remote Toronto 7.5 hr/d Job ID:RQ01239Our Professional Services Client is in need of aSr. Quality Control Analyst to perform AML investigations in the KYC Onboarding and Periodic Refresh streams within Capital Markets.Must Have: 3+ years experience as aQC Analystin Capital Markets 3+ years experience withKYC...

  • Senior KYC Onboarding Analyst

    1 week ago

    Toronto, Ontario, Canada Ebury Full time

    Ebury is a leading global fintech company that empowers businesses to trade and grow internationally. It offers a comprehensive suite of products, including international payments and collections, FX risk management, trade finance, and API integrations. Founded in 2009 by Juan Lobato and Salvador García, Ebury is one of the fastest-growing global fintechs,...

  • Kyc Analyst

    2 weeks ago

    Toronto, Canada Ebury Full time

    Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. **Responsibilities**: - Safeguarding Ebury, our existing Clients and prospective Client relationships from...

  • Kyc Analyst

    1 week ago

    Toronto, Canada Ebury Full time

    Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTech's to work for by Glassdoor and AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration. **Responsibilities**: - Safeguarding Ebury, our existing Clients and prospective Client relationships...

  • Client Management Unit Analyst

    7 days ago

    Toronto, Ontario, Canada Mitsubishi UFJ Financial Group Full time

    Client Management Unit Analyst - 9 MONTH CONTRACTJoin to apply for the Client Management Unit Analyst - 9 MONTH CONTRACT role at MUFGDiscover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and...

  • Sr. Quality Control Analyst to perform AML investigations in the KYC Onboarding and Periodic Refresh streams within Capital Markets for a Professional Serv

    4 weeks ago

    Toronto, Canada S.i. Systems Full time

    Duration: 6 mo (High Chance of extension)Location: Remote Toronto 7.5 hr/dJob ID: RQ01239Our Professional Services Client is in need of a Sr. Quality Control Analyst to perform AML investigations in the KYC Onboarding and Periodic Refresh streams within Capital Markets. Must Have:3+ years experience as a QC Analyst in Capital Markets3+ years experience with...

  • Business Analyst

    1 week ago

    Toronto, Canada CAPCO Full time

    **Capco - The Future. Now.** **Let’s Talk About You** You want to Own Your Career. You’re serious about rising as far and as fast as your work and achievements can take you. And you’re ready to write the next chapter of your career story. **Let’s Get Down To Business** **Responsibilities** - Experience working within Financial Services/Capital...

  • Ingénieur logiciel spécialisé dans le KYC

    2 days ago

    Toronto, Ontario, Canada TD Full time

    Description du poste : Vous serez responsable de conserver, de concevoir et de mettre au point des solutions KYC de haute performance en utilisant Pega 23+. Ce poste travaille étroitement avec des équipes internes et externes afin de mener à bien les objectifs stratégiques de la TD. Les responsabilités incluent:Développer des applications critiques...

  • Software Engineer III

    3 weeks ago

    Toronto, Canada TD Full time

    Software Engineer III (KYC)Software Engineer III (KYC)Work Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: Technology SolutionsPay Details: $91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague...

  • Software Engineer III

    3 weeks ago

    Toronto, Canada TD Full time

    Software Engineer III (KYC)Software Engineer III (KYC)Work Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: Technology SolutionsPay Details: $91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague...