Current jobs related to KYC Refresh Analyst - Halifax - Royal Bank of Canada>

  • Kyc Refresh Analyst

    2 months ago

    Halifax, Canada Royal Bank of Canada Full time

    **Job Summary** What is the opportunity? Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? As a KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication, and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and...

  • Kyc Onboarding Analyst

    5 months ago

    Halifax, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** This role is an exciting opportunity to join the Business & Client Services group of RBC Capital Markets and provide key operational support for investment banking needs. You will have exposure to Know Your Client (“KYC”) laws and regulations prescribed in Canada and in the USA. As a KYC Onboarding Analyst,...

  • Service Desk Tier 1 Analyst

    5 months ago

    Halifax, Canada Grant Thornton Full time

    **Who we are** You know those big cities that still feel like small towns? Where everyone’s friendly and helps each other out? That’s like Grant Thornton. Except here we’re all professionals and there isn’t a mayor or a general store. What we’re trying to say is that we’re a large and growing professional services firm that still feels like a...

  • Analyst, Source Data

    1 week ago

    Halifax, Canada Royal Bank of Canada Full time

    **Job Summary** Source Data and Document Traceability is critical to Regulatory Reporting & Key Business Process Transaction Testing. **What is the opportunity?** The Analyst, Source Data & Document Traceability, is responsible for participating in Transaction Testing by requesting and validating source documents based on the Business Process and Product...

  • Analyst, Source Data

    1 week ago

    Halifax, Canada Royal Bank of Canada> Full time

    Job SummarySource Data and Document Traceability is critical to Regulatory Reporting & Key Business Process Transaction Testing.Job DescriptionWhat is the opportunity?The Analyst, Source Data & Document Traceability, is responsible for participating in Transaction Testing by requesting and validating source documents based on the Business Process and Product...

KYC Refresh Analyst

2 months ago

Halifax, Canada Royal Bank of Canada> Full time

Job Summary

What is the opportunity?

Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? As a KYC Analyst within RBC Capital Markets operations you will utilize your excellent communication, and analytical skills to ensure that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.

Job Description

What will you do?

  • Conduct end to end Global KYC Refresh due diligence and reviews for RBC Capital Markets (RBCCM) in line with global and regional regulatory requirements.
  • Conduct KYC due diligence searches and reviews for Low/Medium/High risk clients.
  • Act as subject matter expert on regional KYC/AML regulatory requirements and RBC Capital Market policies (including Canada, US, UK/EUR, and Asia Pacific regions)
  • Have knowledge of non-AML and regulatory requirements
  • Respond to adhoc requests for information from Front Office partners regarding appropriate KYC documentation.
  • Escalate to RBCCM AML Compliance, Global Economic Sanctions or other regulatory subject matter experts on clients identified as high risk or where material adverse information has been identified.
  • Track documentation that cannot be obtained via internal or public sources and escalate to Front Office/ so outreach to clients may be conducted.
  • Monitor escalation, refresh and outreach queues to ensure tasks and amendments are executed within agreed upon timelines.
  • Assist with quality control maker checker/ 4 eye check reviews as required

 What do you need to succeed?

 Must-have:

  • Minimum 2-5 years of KYC/AML Capital Markets experience with a financial institution.
  • BA/BS or equivalent
  • In-depth knowledge of global Regulatory requirements (IIROC, FINTRAC, FINRA, FCA, OFSI, IRS, etc.) and/or experience working with regulatory or rule-based environments.
  • Familiarity with Capital Markets products, trade systems and business lines.
  • Reporting and tracking using tools such as MS Excel, MS Access/ SharePoint.
  • Advanced knowledge of CDR, Fenergo and trading and settlement applications.

Nice-to-Have:

  • Certified Anti-Money Laundering Specialist (CAMS) designation
  • Any financial accreditations such as the Canadian Securities Course (CSC)
  • Operations or Technology degree, background, or experience
  • Tax knowledge

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. 

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Opportunities to build close relationships with clients
  • Access to a variety of job opportunities across business and geographies

Job Skills

Active Learning, Adaptability, Business Appraisals, Critical Thinking, Customer Service, Decision Making, Effectiveness Measurement, Operational Delivery, Process Improvements

Additional Job Details

Address:

120 WESTERN PKY:BEDFORD

City:

BEDFORD

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CAPITAL MARKETS

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-09-12

Application Deadline:

2024-09-30

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
​​​​​​​
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.