Senior Manager AML Advisory- Capital Markets
5 days ago
We are seeking a highly skilled and experienced Senior Manager to join our team in the Royal Bank of Canada's Group Risk Management department. As a Senior Manager, AML Advisory - Capital Markets, you will play a critical role in ensuring the bank's compliance with Anti-Money Laundering (AML) regulations and laws.
Key Responsibilities- Act as a centre of expertise for businesses and related support areas in the provision of direction and information for AML issues.
- Liaise with AML Operations, Insight & Analyst Team, Global Economic Sanctions Group, FIU, CIS, High Risk Client Team, businesses areas, RBC Capital Markets, CMG and Business Compliance to provide guidance, direction, and oversight related to AML issues.
- Draft new policies, and revise existing policies, relating to AML obligations as needed for specific business units and client segments.
- Interpret regulatory requirements, liaising with RBC Law Group as required, as they impact these businesses.
- Ensure AML risks / requirements are considered and addressed prior to roll-out of new products and services.
- Provide regulatory guidance and direction on a case by case basis in respect of clients who / which pose high AML risks and so that appropriate due diligence is conducted and informed decisions are made in respect of such clients.
- Provide support as it relates to AML surveillance rules to ensure rules capture unusual transactions and that suspicious transactions are reported to FINTRAC as required.
- Provide recommendations for training requirements necessary to meet regulatory requirements or business specific needs.
- Consistently look for opportunities to create streamlined & efficient AML compliance policies and processes (achieving regulatory compliance without unnecessary impact of business and clients).
- Support key stakeholders in day to day questions arising from remediation efforts for high, med & standard risk clients.
- Provide support to CMG in establishing relationships and remediation efforts.
- Knowledge of Canadian AML laws and regulations including FINTRAC and OSFI requirements as they relate to AML.
- Understanding of RBC policies and industry best practices related to AML.
- Strong analytical skills.
- Excellent Written and verbal communication skills.
- Understanding of relevant RBC business units.
- Attention to detail and strong organizational/time-management skills.
- Ability to effectively manage competing priorities and escalate as necessary.
We offer a comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable. Our leaders support your development through coaching and managing opportunities. You will work in a dynamic, collaborative, progressive, and high-performing team. You will be part of a large and growing global organization which puts client interests first and has a culture of fairness and accountability.
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Senior Manager AML Advisory- Capital Markets
5 days ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our team in the Royal Bank of Canada's Risk Management department. As a Senior Manager, AML Advisory- Capital Markets, you will play a critical role in establishing effective compliance programs for our business units to prevent or detect illegal, unethical, or inappropriate business...
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Senior Manager AML Advisory- Capital Markets
5 days ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our team in the Royal Bank of Canada's Risk Management department. As a Senior Manager, AML Advisory- Capital Markets, you will play a critical role in establishing effective compliance programs for our business units to prevent or detect illegal, unethical, or inappropriate business...
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AML Alert Analysis Manager
2 weeks ago
Toronto, Ontario, Canada RBC Capital Markets Full timeAbout the RoleFinancial Crimes Risk ManagementThe Global AML Alert Analysis Team plays a critical role in the Financial Intelligence Unit by reviewing flagged client activity and determining when client activity does not warrant further review and when client activity requires escalation to AML Investigations.As Manager, Global AML Alert Analysis, you will...
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AML Alert Analysis Manager
1 week ago
Toronto, Ontario, Canada RBC Capital Markets Full timeAbout the RoleFinancial Crimes Risk ManagementThe Global AML Alert Analysis Team plays a critical role in the Financial Intelligence Unit by reviewing flagged client activity and determining when client activity does not warrant further review and when client activity requires escalation to AML Investigations.As Manager, Global AML Alert Analysis, you will...
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Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryEstablish effective compliance programs for operational units to prevent or detect illegal, unethical, or inappropriate business practices. Leverage in-depth knowledge, skills, and practices to perform complex assignments.Job DescriptionThe role supports the Senior Director, AML Compliance to ensure AML compliance programs for business units align...
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Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryEstablish effective compliance programs for operational units to prevent or detect illegal, unethical, or inappropriate business practices. Leverage in-depth knowledge, skills, and practices to perform complex assignments.Job DescriptionThe role supports the Senior Director, AML Compliance to ensure AML compliance programs for business units align...
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Senior Manager AML Advisory- Capital Markets
3 days ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob Summary Establish effective compliance programs for operational units to prevent or detect illegal, unethical, or inappropriate business practices. Leverage in-depth knowledge, skills, and practices to perform complex assignments. Job Description What is the opportunity? The role supports the Senior Director, AML Compliance to ensure AML compliance...
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Senior Manager AML Advisory- Capital Markets
3 days ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob Summary Establish effective compliance programs for operational units to prevent or detect illegal, unethical, or inappropriate business practices. Leverage in-depth knowledge, skills, and practices to perform complex assignments. Job Description What is the opportunity? The role supports the Senior Director, AML Compliance to ensure AML compliance...
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