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Senior Manager AML Advisory- Capital Markets

2 months ago

Toronto, Ontario, Canada Royal Bank of Canada> Full time

Job Summary

Establish effective compliance programs for operational units to prevent or detect illegal, unethical, or inappropriate business practices. Leverage in-depth knowledge, skills, and practices to perform complex assignments.

Job Description

What is the opportunity?

The role supports the Senior Director, AML Compliance to ensure AML compliance programs for business units align with Enterprise AML requirements, strategy, and laws in their jurisdictions. The role will provide support to ensure the implementation of quality and consistency of AML compliance standards across units and to embed AML compliance mindset and management firmly in business culture.

What will you do?

  • Act as a centre of expertise for businesses and related support areas in providing direction and information for AML issues.
  • Liaise with AML Operations, Insight & Analyst Team, Global Economic Sanctions Group, FIU, CIS, High Risk Client Team, businesses areas, RBC Capital Markets, CMG, and Business Compliance to provide guidance, direction, and oversight related to AML issues.
  • Draft new policies and revise existing policies relating to AML obligations as needed for specific business units and client segments.
  • Interpret regulatory requirements, liaising with RBC Law Group as required, as they impact these businesses.
  • Ensure AML risks/requirements are considered and addressed prior to the roll-out of new products and services.
  • Provide regulatory guidance and direction on a case-by-case basis in respect of clients who/which pose high AML risks and ensure appropriate due diligence is conducted and informed decisions are made in respect of such clients.
  • Provide support related to AML surveillance rules to ensure rules capture unusual transactions and that suspicious transactions are reported to FINTRAC as required.
  • Provide recommendations for training requirements necessary to meet regulatory requirements or business-specific needs.
  • Consistently look for opportunities to create streamlined and efficient AML compliance policies and processes (achieving regulatory compliance without unnecessary impact on business and clients).
  • Support key stakeholders in day-to-day questions arising from remediation efforts for high, med, and standard risk clients.
  • Provide support to CMG in establishing relationships and remediation efforts.

What do you need to succeed?

  • Knowledge of Canadian AML laws and regulations, including FINTRAC and OSFI requirements as they relate to AML.
  • Understanding of RBC policies and industry best practices related to AML.
  • Strong analytical skills.
  • Excellent written and verbal communication skills.
  • Understanding of relevant RBC business units.
  • Attention to detail and strong organizational/time-management skills.
  • Ability to effectively manage competing priorities and escalate as necessary.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
  • Leaders who support your development through coaching and managing opportunities.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • To be part of a large and growing global organization which puts client interests first and has a culture of fairness and accountability.

Job Skills

Anti-Money Laundering (AML), Business Perspective, Client Counseling, Communication, Decision Making, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity