Current jobs related to Senior Manager AML Advisory- Capital Markets - Toronto, Ontario - Royal Bank of Canada
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will participate in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure, and document credit...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will participate in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure, and document credit...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will participate in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure, and document credit...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will participate in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure, and document credit...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will be responsible for participating in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure,...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will be responsible for participating in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure,...
-
Capital Advisory Associate
3 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will participate in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure, and document credit...
-
Capital Advisory Associate
3 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will participate in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure, and document credit...
-
Capital Advisory Expert
2 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO's Capital Advisory team is seeking an experienced professional to join our team as a Capital Advisory Expert. As a key member of our team, you will be responsible for participating in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key...
-
Capital Markets ESG Finance Advisory Leader
2 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob Title: Capital Markets ESG Finance Advisory LeaderJob Summary:We are seeking a highly skilled and experienced Associate Director to lead our Capital Markets ESG Finance Advisory team. As a key member of our Performance Management team, you will be responsible for providing financial and analytical support to our business leaders in their ESG journey.Key...
-
Capital Advisory Expert
2 weeks ago
Toronto, Ontario, Canada BDO Full timeCapital Advisory ExpertiseBDO's Capital Advisory team is seeking an experienced professional to join our team and contribute to the success of our clients. As a Capital Advisory Expert, you will be responsible for participating in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on...
-
Senior Manager Policy Development Strategy
2 months ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Policy Development StrategyScotiabank is seeking a highly skilled Senior Manager to lead the development and implementation of policies and standards for the Global Banking and Markets (GBM) Anti-Money Laundering (AML) team.Key Responsibilities:Develop and maintain GBM-related policies and standards that meet regulatory...
-
Senior Manager Policy Development Strategy
2 months ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Policy Development StrategyScotiabank is seeking a highly skilled Senior Manager to lead the development and implementation of policies and standards for the Global Banking and Markets (GBM) Anti-Money Laundering (AML) team.Key Responsibilities:Develop and maintain GBM-related policies and standards that meet regulatory...
-
Director, Capital Advisory
1 month ago
Toronto, Ontario, C6A, Ontario, Canada BDO Canada Full timePutting people first, every day BDO is a firm built on a foundation of positive relationships with our people and our clients. Each day, our professionals provide exceptional service, helping clients with advice and insight they can trust. In turn, we offer an award-winning environment that fosters a people-first culture with a high priority on your personal...
-
Toronto, Ontario, Canada Royal Bank of Canada Full timeAbout the OpportunityYou will be part of a second line testing team responsible for testing Capital Markets investigations conducted by Global Capital Markets FIU and Global AML Alert Analysis Team (GAMLAAT). Act as a subject matter expert to provide specialist advice, guidance and direction to team members on money laundering, financing of terrorism and...
-
Senior AML Specialist
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryWe are seeking a highly skilled Senior AML Specialist to join our Capital Markets team. As a key member of our team, you will be responsible for providing expert advice and guidance on anti-money laundering and combating the financing of terrorism (AML/CFT) regulations and risk management practices.Key ResponsibilitiesProvide subject matter...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will be responsible for participating in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure,...
-
Capital Advisory Associate
4 weeks ago
Toronto, Ontario, Canada BDO Full timeAbout the RoleBDO is seeking an Experienced Associate to join our Capital Advisory practice in Toronto. As a key member of our team, you will be responsible for participating in a range of advisory capital raising assignments, assuming responsibility for the day-to-day execution and delivery of service on projects.Key ResponsibilitiesUnderwrite, structure,...
-
Senior Manager, Financial Crimes Advisory
3 weeks ago
Toronto, Ontario, Canada KPMG Canada Full timeSenior Manager, Financial Crimes AdvisoryKPMG Canada is seeking a seasoned Senior Manager to lead our Financial Crimes Advisory team. As a key member of our team, you will provide strategic guidance and leadership to our clients in the areas of Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Economic Sanctions.Key Responsibilities:Lead a...
-
Senior Manager, Financial Crimes Advisory
3 weeks ago
Toronto, Ontario, Canada KPMG Canada Full timeSenior Manager, Financial Crimes AdvisoryKPMG Canada is seeking a seasoned Senior Manager to lead our Financial Crimes Advisory team. As a key member of our team, you will provide strategic guidance and leadership to our clients in the areas of Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Economic Sanctions.Key Responsibilities:Lead a...
Senior Manager AML Advisory- Capital Markets
2 months ago
Establish effective compliance programs for operational units to prevent or detect illegal, unethical, or inappropriate business practices. Leverage in-depth knowledge, skills, and practices to perform complex assignments.
Job DescriptionThe role supports the Senior Director, AML Compliance to ensure AML compliance programs for business units align with Enterprise AML requirements, strategy, and laws in their jurisdictions. The role will provide support to ensure the implementation of quality and consistency of AML compliance standards across units and to embed an AML compliance mindset and management firmly in business culture.
Key Responsibilities- Act as a centre of expertise for businesses and related support areas in providing direction and information on AML issues.
- Liaise with AML Operations, Insight & Analyst Team, Global Economic Sanctions Group, FIU, CIS, High Risk Client Team, businesses areas, RBC Capital Markets, CMG, and Business Compliance to provide guidance, direction, and oversight related to AML issues.
- Draft new policies and revise existing policies relating to AML obligations as needed for specific business units and client segments.
- Interpret regulatory requirements, liaising with RBC Law Group as required, as they impact these businesses.
- Ensure AML risks/requirements are considered and addressed prior to the roll-out of new products and services.
- Provide regulatory guidance and direction on a case-by-case basis in respect of clients who/which pose high AML risks and so that appropriate due diligence is conducted and informed decisions are made in respect of such clients.
- Provide support as it relates to AML surveillance rules to ensure rules capture unusual transactions and that suspicious transactions are reported to FINTRAC as required.
- Provide recommendations for training requirements necessary to meet regulatory requirements or business-specific needs.
- Consistently look for opportunities to create streamlined and efficient AML compliance policies and processes (achieving regulatory compliance without unnecessary impact on business and clients).
- Support key stakeholders in day-to-day questions arising from remediation efforts for high, med, and standard risk clients.
- Provide support to CMG in establishing relationships and remediation efforts.
- Knowledge of Canadian AML laws and regulations, including FINTRAC and OSFI requirements as they relate to AML.
- Understanding of RBC policies and industry best practices related to AML.
- Strong analytical skills.
- Excellent written and verbal communication skills.
- Understanding of relevant RBC business units.
- Attention to detail and strong organizational/time-management skills.
- Ability to effectively manage competing priorities and escalate as necessary.
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
- Leaders who support your development through coaching and managing opportunities.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- To be part of a large and growing global organization which puts client interests first and has a culture of fairness and accountability.
