Regulatory Compliance Specialist

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

Regulatory Compliance SpecialistAbout the JobWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a Bilingual Legal and Compliance Counsel, you will be responsible for ensuring our dental practices adhere to all applicable regulations and laws, providing expert advice on compliance matters, and helping to...

Regulatory Compliance RoleWe're seeking a talented Regulatory Compliance Specialist to join our team. As a key member of the Enterprise Wide Compliance team, you will play a critical role in supporting the Compliance Department's efforts to develop and communicate compliance policies, standards, guidelines, and methodologies.You will be responsible for...

Company OverviewC I Financial Company is a leading provider of financial services, committed to delivering exceptional value to our clients and stakeholders.About the RoleWe are seeking an experienced Regulatory Compliance Specialist to join our Compliance team. In this role, you will be responsible for conducting compliance tasks in accordance with internal...

Job DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at Dentalcorp. As a key member of our organization, you will play a critical role in ensuring compliance with regulatory requirements and laws related to healthcare.

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

At IFDS Group, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for analyzing and interpreting legislative documents and translating them into business terms for our financial clients.Key Responsibilities:Review and analyze regulations to ensure compliance with industry...

RBC is seeking a Regulatory Compliance Specialist to join their team. As a key member of the Hedge Funds team, you will partner with trading desks to optimize credit appetite and revenue with Hedge Fund managers.Key Responsibilities:Support the maintenance and management of credit relationships with diverse portfolios of Hedge Fund accounts.Manage the...

Job Title: Regulatory Compliance SpecialistLocation: Not specifiedCompany: beBee ProfessionalsJob Description:We are looking for a highly skilled Regulatory Compliance Specialist to join our team at beBee Professionals. The ideal candidate will have a strong background in law and a minimum of two years of experience in a regulatory role. Key responsibilities...

Regulatory Compliance SpecialistAt Interac Corp., we're shaping the future of the digital economy in Canada. As a Regulatory Compliance Specialist, you'll play a key role in ensuring our operations align with regulatory requirements.Key Responsibilities:Monitor and assess compliance with organizational regulationsDevelop and implement rules and directives to...

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Risk Management Specialist to join our team at the Canadian Imperial Bank of Commerce. As a key member of our Regulatory Compliance Management program, you will be responsible for executing oversight activities and serving as a subject matter expert for specific regulatory requirements.Key...

Job Title: Director, ComplianceAt Momentum Financial Services Group, we are seeking a highly skilled Director, Compliance to join our team. This is a unique opportunity to make a significant impact in shaping our regulatory compliance management program.Key Responsibilities:Develop and implement policies and procedures to ensure compliance with regulatory...

ul{list-style-type:square;}Legal and Compliance Counsel RoleAbout the PositionDentalcorp is seeking a highly skilled Legal and Compliance Counsel to join our team. As a key member of our organization, you will be responsible for providing expert legal advice and guidance on regulatory matters, risk management, and compliance within the healthcare...

At Scotiabank, we are committed to excellence in compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our team in Toronto, Canada.About the RoleWe are looking for an experienced Compliance Specialist with a strong background in regulatory affairs to lead compliance testing engagements for our Canadian operations....

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

**Scotiabank Overview**At Scotiabank, we strive to be a leader in the financial industry while prioritizing our customers' needs and well-being. As a prominent bank in the Americas, we aim to foster an inclusive and diverse environment where our employees can grow and thrive.Compensation PackageWe offer an attractive compensation package for this role,...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

At BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...