Operational Risk and Compliance Expert for Wealth Management

Job OverviewBMO is seeking an experienced Compliance Risk Management Specialist to join our Wealth Operations team. As a key member of our team, you will play a critical role in ensuring the effective management of regulatory risks and compliance with relevant laws and regulations.Key ResponsibilitiesDeliver on components of the 1LOD testing plans for Wealth...

Job OverviewThe Strategic Risk Manager, Wealth Management role is a senior leadership position that focuses on providing expertise to senior management for effective business risk management within Wealth Management. The successful candidate will have a strong background in operational risk and compliance, with experience in managing teams and overseeing...

Aviso Wealth is seeking a highly experienced and skilled Director, Chief Compliance Officer, NEI to join our Asset Management team.The Director, Chief Compliance Officer, NEI will oversee compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated by the OSC and CSA.ResponsibilitiesThis role requires the...

Optimize Wealth Management is a premier wealth management company based in Toronto, ON. We provide personalized financial solutions and advice to our clients, including financial planning, portfolio management, tax preparation, debt management, and estate planning.The core of our approach is to match clients' financial and life goals with personalized...

Job Summary: The Operational Risk Specialist for Wealth Management will work closely with the Wealth Management business to deliver on components of the 1LOD testing plans in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework. This role will execute the 1LOD testing program for the Wealth Management LOBs and...

Are you a seasoned risk management expert looking to take your career to the next level? Do you have experience in technology risk, IT risk, and cyber risk management?About ScotiabankWe are Scotiabank, a leading bank in the Americas. Our purpose is to help our customers achieve their financial goals through a wide range of products and services.Job SummaryWe...

Job OverviewBrightview Wealth Management is a boutique wealth management firm dedicated to helping clients accumulate wealth and achieve financial success. Our vision is to provide top-tier financial products and sound advice to match our clients' unique needs.As a Brightview Wealth Management Financial Service Representative, you will join our Toronto...

Job DescriptionThis role provides critical support to the Wealth Management team by ensuring regulatory compliance and risk management practices are in place and effective. The Compliance Specialist will interpret regulations, provide advice on the application of regulatory requirements to business processes and controls, and serve as a subject matter expert...

About the RoleAviso Wealth is seeking a seasoned Chief Compliance Officer to join our Asset Management team. As a key member of our leadership team, you will be responsible for ensuring compliance with all applicable regulatory requirements and internal policies.ResponsibilitiesLead and oversee compliance initiatives across the organization, ensuring...

We are seeking a skilled Wealth Management Expert to join our team at Aviso Wealth, a leading wealth management and investment services provider for the Canadian financial industry.Job Summary: As a Wealth Management Expert, you will be responsible for providing exceptional service to our clients by managing their investment portfolios, providing financial...

Job SummaryAs the Director of Risk, Operations and Compliance Supervision, you will be responsible for leading the risk management function for Scotia Wealth Insurance Services. This includes developing and implementing risk management strategies, ensuring compliance with regulatory requirements, and overseeing the operations of the business.Key...

Aviso Wealth is a leading wealth management and investment services provider for the Canadian financial industry. We're seeking a highly skilled Director, Chief Compliance Officer, NEI to join our Asset Management team.The ideal candidate will have a strong background in compliance and risk management, with a proven track record of ensuring regulatory...

Job SummaryJob DescriptionWe are seeking a highly skilled Senior Manager, Business Risk, to provide support to RBC Wealth Management (WM) Canada's and RBC Global Asset Management's (GAM) Operational Risk management leadership. The successful candidate will provide expertise, advice, and counsel to enhance management's ability to anticipate and manage...

**About Us**BMO Financial Group is a leading financial institution that drives lasting, positive change for our customers, communities and people. Our purpose is to boldly grow the good in business and life.**Job Summary**We are seeking a skilled Compliance Risk Management Specialist to join our team. This role will be responsible for delivering on...

Senior Compliance Officer Job DescriptionWe are seeking a Senior Compliance Officer to join our team at CI Financial. In this role, you will play a crucial part in fostering a culture of compliance within the organization.About the Role:The successful candidate will be responsible for assisting Compliance management with policy and procedures, compliance...

At CI Financial, we strive to create a workplace where everyone feels empowered to contribute their unique voice and perspective.About CI FinancialCI Financial is an independent company that offers global wealth management and asset management advisory services through diverse financial services firms. Our commitment to delivering high-quality investments...

About ScotiabankScotiabank is a leading bank in the Americas, guided by our purpose: 'for every future'. We help our customers, their families and communities achieve success through various advice, products, and services.We're committed to creating an inclusive and accessible environment for everyone. If you require accommodation during the recruitment and...

Job SummaryJob DescriptionThe Royal Bank of Canada is looking for an experienced Risk Management Leader to join its team. In this role, you will be responsible for supporting the bank's Operational Risk management leadership by providing expertise, advice and counsel, and enhancing management's ability to anticipate and manage operational risks...

Compliance Director Job DescriptionAviso Wealth is a leading wealth management and investment services provider for the Canadian financial industry. We're seeking a highly skilled Compliance Director to join our Asset Management team.Key Responsibilities:Oversee compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer,...

With a strong focus on delivering exceptional results in an inclusive and high-performing culture, we are seeking a highly skilled Insurance Compliance Manager to join our Scotia Wealth Management team.Job SummaryThe Insurance Compliance Manager will be responsible for managing the day-to-day sales practice supervision for the Insurance business within...