Senior Compliance Infrastructure Specialist
4 weeks ago
Job Title: Senior Compliance Infrastructure Specialist
Job Description:
We are seeking an experienced professional to support our efforts in building a robust compliance framework that meets regulatory requirements. As a Senior Compliance Infrastructure Specialist, you will play a critical role in developing and implementing key control tests, enhancing existing processes, and centralizing testing documentation.
Key Responsibilities:
- Develop and Implement Key Control Tests: Design and execute key control tests in accordance with Enterprise Testing (ET) guidance, ensuring compliance with industry standards and regulatory mandates.
- Enhance Existing Processes: Collaborate with cross-functional teams to streamline testing procedures and improve overall efficiency.
- Central Repository Management: Build and maintain a central repository for testing documentation, serving as a valuable resource for the entire organization.
- Enterprise-Wide Testing: Conduct comprehensive testing around business controls, focusing on all non-financial risks, and contribute to risk mitigation strategies.
- Infrastructure Design: Collaborate with data science and engineering teams to design infrastructure capable of effective risk assessment within the first line of defense.
- Audit Automation and Standardization: Identify gaps in current audit automation infrastructure and propose solutions for improvement, standardizing procedure documentation to ensure consistency across business units.
Qualifications:
- Proven Experience in Compliance Risk Space: Strong background in compliance risk within the financial industry.
- Building Compliance Frameworks: Experience in building compliance frameworks from scratch is essential, with RSA certification being advantageous.
- Process Enhancement: Expertise in process enhancement and implementation of centralized systems for operational efficiency.
- Regulatory Understanding: Solid understanding of regulatory requirements related to monitoring and testing controls.
- Critical Review Skills: Ability to critically review existing infrastructures and translate findings into standardized formats for broader application.
Apex Systems is an equal opportunity employer, committed to diversity and inclusion. We do not discriminate on the basis of race, color, religion, creed, sex, age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law. If you require an accommodation in using our website for a search or application, please contact our Employee Services Department at or 844-463-6178.
Apex Systems is a world-class IT services company that serves thousands of clients across the globe. When you join Apex, you become part of a team that values innovation, collaboration, and continuous learning. We offer quality career resources, training, certifications, development opportunities, and a comprehensive benefits package. Our commitment to excellence is reflected in many awards, including ClearlyRated's Best of Staffing in Talent Satisfaction in the United States and Great Place to Work in the United Kingdom and Mexico.
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