Chief Compliance Officer
6 days ago
ExecThread is seeking a seasoned Chief Compliance Officer to lead the development and implementation of its national compliance program. The ideal candidate will have a strong understanding of life insurance compliance and regulatory issues, as well as applicable securities rules and regulations.
Key Responsibilities:
- Develop and implement a comprehensive compliance program to ensure the organization operates within regulatory requirements and industry standards.
- Provide strategic leadership and oversee all aspects of compliance, including risk management, policies, procedures, regulatory reporting, examinations, and investigations.
- Maintain key regulatory relationships and conduct compliance audits.
- Recruit and train qualified compliance staff to support the company's growth.
Requirements:
- Undergraduate degree, with a preference for a graduate degree in law or business administration.
- Minimum of five years' experience in the development and administration of a company-wide compliance program within the Canadian insurance ecosystem.
- Proven track record in a similar role, with the ability to assess compliance risks and find innovative solutions.
About ExecThread:
ExecThread is a leading provider of executive search services, dedicated to helping companies find the best talent to drive their growth and success.
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