Chief Compliance Officer

4 weeks ago


Calgary, Alberta, Canada ExecThread Full time

Job Title: Chief Compliance Officer

ExecThread is seeking a seasoned Chief Compliance Officer to lead the development, implementation, and monitoring of its national compliance program. The ideal candidate will have a proven track record in a similar role, with the ability to assess compliance risks and find innovative solutions to support the company's growth.

Key Responsibilities:

  • Develop and implement a comprehensive compliance program that ensures the organization operates within regulatory requirements and industry standards.
  • Provide strategic leadership and oversee all aspects of compliance, including risk management, policies, procedures, regulatory reporting, examinations, and investigations.
  • Maintain key regulatory relationships and conduct compliance audits.
  • Recruit and train qualified compliance staff.

Requirements:

  • Undergraduate degree, with a preference for a graduate degree in law or business administration.
  • Minimum of five years' of relevant experience in the development and administration of a company-wide compliance program within the Canadian insurance ecosystem.
  • Strong understanding of life insurance compliance and regulatory issues, as well as applicable securities rules and regulations.


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