Chief Compliance Officer

2 weeks ago

Calgary, Alberta, Canada HUB International Full time

About the Role:

We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at HUB International. As a key member of our leadership team, you will be responsible for ensuring our organization operates within the boundaries of regulatory requirements and industry standards.

Key Responsibilities:

  • Provide strategic leadership to the HUB Management team and oversee the compliance program across Canada.
  • Manage regulatory affairs, staying current with and ensuring compliance with applicable legislations, regulations, and policies.
  • Directly manage the national compliance team, providing leadership, guidance, and support.
  • Ensure the compliance team is appropriately resourced to meet its Tier 1, Tier 2, audit, risk management, and other regulatory responsibilities.
  • Create and communicate corporate policies and procedures to the national compliance team and the firm's management and advisors.

Requirements:

  • Previous experience in a Chief Compliance Officer (CCO) or similar role with a proven track record of successful leadership in Canadian investment-related regulatory compliance.
  • A university degree in finance, business administration, or a related discipline is preferred.
  • Chief Compliance Officer proficiency and related experience is required.
  • Experience with the Canadian Investments Regulatory Organization (CIRO) specific to mutual fund dealer member operations is required.
  • Experience with the Investment Industry Regulatory Organization of Canada (IIROC) is an asset.
  • Bilingual or some working knowledge of French is preferred.
  • Minimum 10 years' experience in an industry-related compliance capacity.

About HUB International:

HUB International Limited is a leading full-service global insurance broker and financial services firm providing risk management, insurance, employee benefits, retirement, and wealth management products and services. With more than 19,000 employees in offices located throughout North America, HUB's vast network of specialists brings clarity to a changing world with tailored solutions and unrelenting advocacy, so clients are ready for tomorrow.

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