Chief Compliance Officer
2 weeks ago
Chief Compliance Officer
HUB International
At HUB International, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions, empowering our clients across North America to achieve their long-term goals through our network of independent financial advisors.
Customizable flexible benefits options for you and your familyComprehensive tuition financing and career-related training and developmentWork-life balance through flexible scheduling and hoursHUB Cares: as a company that gives back and is active in the communityAs the Chief Compliance Officer (CCO) at HUB International, a leading full-service global insurance broker and financial services firm, you'll play a key role in ensuring our organization operates and is positioned for growth within the boundaries of regulatory requirements and industry standards. You will provide strategic leadership to the HUB Management team and be responsible for HUB's compliance program across North America, overseeing risk management, policies, procedures, regulatory reporting, examinations, investigations and, directly guide the National Compliance Team. Your responsibilities will encompass all aspects of compliance and require a deep understanding of financial products, strategies, regulations, and industry best practices.This individual will come with a proven track record of leadership in compliance, who can seamlessly navigate the intricacies of industry-specific regulations. Ethical integrity is crucial, and a commitment to upholding the highest standards of compliance is a must.We value strong analytical skills, industry experience, the ability to assess compliance risks comprehensively and find innovative solutions. Adaptability is vital, given the ever-evolving regulatory landscape, and meticulous attention to detail ensures that our national compliance programs are robust and effective. National Compliance Team Management:Ensure the Compliance Team is appropriately resourced to meet its Tier 1, Tier 2, audit, risk management and other regulatory responsibilities.Create and communicate corporate policies and procedures to the National Compliance Team and the firm's management and advisors.Regulatory Affairs Management:Manage regulatory affairs across North America, staying current with and ensuring compliance with applicable legislations, regulations, and policies.Provide all required reporting to regulatory bodies.Maintain key regulatory relationships and participate in industry focused groups and initiatives.Strategic Leadership and Compliance Oversight:Provide strategic leadership regarding all compliance issues and risk management.Implement corporate policies and procedures, ensuring their adherence across North America.Oversee the resolution of client complaints and advisor inquiries, including appropriate responses to regulatory bodies and OBSI.Serve as the primary point of escalation for managing client complaints and advisor inquiries.Report to the HUB International Board of Directors on all compliance matters on a quarterly basis.Keep current, understand, and comply with good business practices, ethical standards, and applicable legislation, regulations, and policies.Previous experience in a Chief Compliance Officer (CCO) or similar role with a proven track record of successful leadership in North American investment related regulatory compliance.A university degree in finance, business administration, or a related discipline is preferred.Chief Compliance Officer proficiency and related experience is required.Experience with the Investment Industry Regulatory Organization of Canada (IIROC) is an asset.Bilingual or some working knowledge of French is preferred.Minimum 10 years' experience in an industry related compliance capacity.About HUB International:Headquartered in Chicago, Illinois, Hub International Limited is a leading full-service global insurance broker and financial services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 17,000 employees in offices located throughout North America, HUB's vast network of specialists brings clarity to a changing world with tailored solutions and unrelenting advocacy, so clients are ready for tomorrow.
Through our dedication to excellence and innovation, we are proud to have achieved the remarkable distinction of ranking 5th largest insurance brokerage worldwide We're not just an insurance broker, we bring clarity to a changing world with tailored solutions and unrelenting advocacy.If you're interested in learning how you can grow your career at HUB, visit our Careers Page to explore our opportunities.Department: Risk Management & Loss ControlRequired Education: Bachelor's degree (4-year degree)
-
Chief Compliance Officer
2 weeks ago
Calgary, Alberta, Canada HUB International Full timeJob Title: Chief Compliance OfficerAbout the Role:We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at HUB International. As a key member of our leadership team, you will be responsible for ensuring our organization operates within the boundaries of regulatory requirements and industry standards.Key...
-
Chief Compliance Officer
2 weeks ago
Calgary, Alberta, Canada HUB International Full timeJob Title: Chief Compliance OfficerAbout the Role:We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at HUB International. As a key member of our leadership team, you will be responsible for ensuring our organization operates within the boundaries of regulatory requirements and industry standards.Key...
-
Chief Compliance Officer
2 weeks ago
Calgary, Alberta, Canada HUB International Full timeAbout the Role:We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at HUB International. As a key member of our leadership team, you will be responsible for ensuring our organization operates within the boundaries of regulatory requirements and industry standards.Key Responsibilities:Provide strategic leadership to the...
-
Chief Compliance Officer
2 weeks ago
Calgary, Alberta, Canada HUB International Full timeAbout the Role:We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at HUB International. As a key member of our leadership team, you will be responsible for ensuring our organization operates within the boundaries of regulatory requirements and industry standards.Key Responsibilities:Provide strategic leadership to the...
-
Chief Compliance Officer
1 week ago
Calgary, Alberta, Canada ExecThread Full timeChief Compliance OfficerExecThread is seeking a seasoned Chief Compliance Officer to lead the development, implementation, and monitoring of its national compliance program. The ideal candidate will have a proven track record in a similar role, with expertise in Canadian regulatory compliance for the insurance industry.Key Responsibilities:Develop and...
-
Chief Compliance Officer
1 week ago
Calgary, Alberta, Canada ExecThread Full timeChief Compliance OfficerExecThread is seeking a seasoned Chief Compliance Officer to lead the development, implementation, and monitoring of its national compliance program. The ideal candidate will have a proven track record in a similar role, with expertise in Canadian regulatory compliance for the insurance industry.Key Responsibilities:Develop and...
-
Chief Compliance Officer
5 days ago
Calgary, Alberta, Canada ExecThread Full timeJob Title: Chief Compliance OfficerExecThread is seeking a seasoned Chief Compliance Officer to lead the development, implementation, and monitoring of its national compliance program. The ideal candidate will have a proven track record in a similar role, with the ability to assess compliance risks and find innovative solutions to support the company's...
-
Chief Compliance Officer
6 days ago
Calgary, Alberta, Canada ExecThread Full timeChief Compliance OfficerExecThread is seeking a seasoned Chief Compliance Officer to lead the development and implementation of its national compliance program. The ideal candidate will have a strong understanding of life insurance compliance and regulatory issues, as well as applicable securities rules and regulations.Key Responsibilities:Develop and...
-
Chief Compliance Officer
4 days ago
Calgary, Alberta, Canada HUB International Full timeChief Compliance OfficerHUB International is seeking a seasoned Chief Compliance Officer to lead our compliance program across Canada. As a key member of our leadership team, you will be responsible for ensuring our organization operates within regulatory requirements and industry standards.Key Responsibilities:Provide strategic leadership to the HUB...
-
Chief Compliance Officer
1 week ago
Calgary, Alberta, Canada ExecThread Full timeChief Compliance OfficerExecThread is seeking a seasoned Chief Compliance Officer to lead the development, implementation, and monitoring of its national compliance program. The ideal candidate will have a proven track record in a similar role, with expertise in Canadian regulatory compliance for the insurance industry.Key Responsibilities:Develop and...
-
Chief Compliance Officer
1 week ago
Calgary, Alberta, Canada ExecThread Full timeChief Compliance OfficerExecThread is seeking a seasoned Chief Compliance Officer to lead the development, implementation, and monitoring of its national compliance program. The ideal candidate will have a proven track record in a similar role, with expertise in Canadian regulatory compliance for the insurance industry.Key Responsibilities:Develop and...
-
Chief Compliance Officer
3 weeks ago
Calgary, Alberta, Canada HUB International Full timeChief Compliance Officer HUB InternationalAt HUB International, we foster a culture of excellence and innovation, dedicated to delivering tailored solutions and unrelenting advocacy to our clients. As part of our global network, we specialize in providing risk management, insurance, employee benefits, retirement, and wealth management products and services....
-
Chief Compliance Officer
3 weeks ago
Calgary, Alberta, Canada HUB International Full timeChief Compliance Officer HUB InternationalAt HUB International, we foster a culture of excellence and innovation, dedicated to delivering tailored solutions and unrelenting advocacy to our clients. As part of our global network, we specialize in providing risk management, insurance, employee benefits, retirement, and wealth management products and services....
-
Chief Compliance Officer
5 days ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerAt HUB Capital, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions, empowering our clients across Canada to achieve their goals.Key Responsibilities:Develop and implement effective...
-
Chief Compliance Officer
1 week ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerHUB Capital is a leading financial services company that prides itself on fostering a professional growth environment and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions to empower our clients across Canada.Key Responsibilities:Develop and implement compliance...
-
Chief Compliance Officer
4 weeks ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerHUB Capital is a leading financial services company that prides itself on fostering a professional growth environment and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions to empower our clients across Canada.Key Responsibilities:Develop and implement compliance...
-
Chief Compliance Officer
4 weeks ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerHUB Capital is a leading financial services company that prides itself on fostering a professional growth environment and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions to empower our clients across Canada.Key Responsibilities:Develop and implement compliance...
-
Chief Compliance Officer
7 days ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerHUB Capital is a leading financial services company that prides itself on fostering a professional growth environment and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions to empower our clients across Canada.Key Responsibilities:Develop and implement compliance...
-
Chief Compliance Officer
4 weeks ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerHUB Capital is a leading financial services company that prides itself on fostering a professional growth environment and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions to empower our clients across Canada.Key Responsibilities:Develop and implement compliance...
-
Chief Compliance Officer
4 weeks ago
Calgary, Alberta, Canada Hub International Limited Full timeChief Compliance OfficerHUB Capital is a leading financial services company that prides itself on fostering a professional growth environment and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions to empower our clients across Canada.Key Responsibilities:Develop and implement compliance...
