Senior Director, Regulatory Compliance Management

About Your RoleReporting to the Senior Director, Legal Affairs, you will provide high-quality legal advice, guidance, and services with respect to regulatory compliance of PSP's investment and corporate activities.Key Responsibilities:* Provide advice to PSP teams on regulatory matters, including obligations relating to securities laws* Monitor changes to...

OverviewKPMG in Canada is seeking a highly experienced Regulatory Compliance Manager to join our team in Montreal. As a key member of our practice, you will be responsible for helping our clients navigate the complex world of regulatory compliance.Key ResponsibilitiesProvide oversight and guidance to clients on governance structure, risk management, and...

Dorel Industries: Regulatory Compliance RoleBased in Montreal, QC, Canada (with virtual work options)About the RoleWe are seeking a skilled Regulatory Compliance Professional to support our Sr. Director, Compliance Regulatory Affairs in maintaining our corporate compliance program.This is a unique opportunity to join a leading company in the industry and...

About the RoleWe are seeking a Senior Compliance and Regulatory Expert to join our team at Desjardins Group.This dynamic role will involve designing, implementing, and coordinating compliance frameworks and enforcing related rules to ensure that our organization's standards are met.As a key member of our team, you will lead and influence development projects...

Job Title: Compliance Associate - Regulatory ExpertJob Summary:The Compliance Associate - Regulatory Expert will provide administrative support to the Sr. Director Compliance Regulatory Affairs to ensure the successful maintenance of the corporate compliance program for domestic and foreign assets and partners, and to ensure conformity with Canadian,...

Compliance Associate Role OverviewThe Compliance Associate is a key member of the Compliance team at Dorel Industries, responsible for providing administrative support to the Sr. Director Compliance Regulatory Affairs. The successful candidate will ensure the successful maintenance of the corporate compliance program for domestic and foreign assets and...

About PSP InvestmentsPSP Investments is a leading Canadian institutional investor with a vision to deliver superior returns through disciplined investment management and a commitment to excellence in governance, risk management and asset allocation.Job DescriptionWe are seeking a highly skilled Senior Regulatory Compliance Specialist to join our Legal...

Job Description:A career as a Senior Advisor in the Wealth Management Compliance team at National Bank involves acting as a compliance specialist and actively participating in the implementation and evolution of National Bank Investments (NBI) compliance program.Key Responsibilities:Leading and managing new projects to ensureActively participating in the...

Are you an expert in insurance regulatory compliance seeking a challenging role at IA Financial Group?We are looking for a highly skilled Senior Compliance Officer to join our team and drive the development of our compliance program.The successful candidate will be responsible for developing and implementing effective supervision controls relating to the...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at National Bank (NBC). As an Associate Director - Regulatory & Optimization, you will play a key role in ensuring compliance with regulatory requirements and optimizing our processes to minimize risks.Key ResponsibilitiesMonitor and ensure compliance with regulatory...

Job Title: Associate Director of SalesiA Financial Group is seeking a highly skilled Associate Director of Sales to oversee the firm's compliance with rules and regulations related to sales and marketing communications.Key Responsibilities:Regulatory Compliance: Stay current with regulations that oversee and enforce rules. Understand and apply rules from the...

At KPMG in Canada, we are seeking a highly experienced Senior Manager to join our team of experts in regulatory compliance. This is an excellent opportunity for a seasoned professional to leverage their expertise and contribute to the growth and success of our practice.About the RoleThis Senior Manager will be responsible for providing oversight guidance to...

Job DescriptionAt National Bank (NBC), we are seeking a highly skilled Regulatory Compliance Specialist to join our Financial Markets team. As an Associate or Associate Director, Regulatory & Optimization, you will play a critical role in ensuring the efficiency of our processes while minimizing regulatory risks.Key Responsibilities:Monitor and ensure...

Job SummaryWe are seeking a highly skilled Senior Advisor to join our Wealth Management Compliance team at National Bank. As a key member of our team, you will play a critical role in ensuring the implementation and evolution of our compliance program.As a Senior Advisor, you will be responsible for leading and managing new projects to ensure that National...

OverviewNational Bank, a leading financial services firm, is seeking a Senior Financial Analyst to join their Communications Surveillance team in the Financial Markets division.This role offers a unique opportunity to make a positive impact on the organization by reducing regulatory risk through diligent review of communications and ensuring compliance with...

About the RoleWe are seeking a highly skilled Senior Advisor to join our Wealth Management Compliance team at National Bank. As a key member of our team, you will play a critical role in ensuring the implementation and evolution of our compliance program.Key ResponsibilitiesOversee compliance with regulatory frameworks, including securities laws and...

Job SummaryiA Financial Group is seeking a highly skilled Compliance Director Sales Communication to oversee the firm's compliance with rules and regulations related to sales and marketing communications.This role will ensure that all communications align with regulatory requirements and are fair, balanced, and not misleading.The successful candidate will...

A successful candidate for this Compliance Operations Specialist - Regulatory Expert role will serve as a key resource for compliance activities associated with our national network, ensuring our Private Wealth Advisors and branches adhere to internal policies and procedures as well as industry regulatory requirements.Key Responsibilities:Analyze and...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at KPMG-Canada. As a key member of our Advisory Services team, you will play a critical role in helping our clients navigate complex regulatory landscapes and identify opportunities for growth and improvement.Key ResponsibilitiesProvide oversight and guidance to...

Job SummaryThe Director of Sales Compliance and Communications will oversee the firm's compliance with rules and regulations related to sales and marketing communications. This role will ensure that all communications align with regulatory requirements and are fair, balanced, and not misleading.This position requires a strong understanding of regulatory...